华泰柏瑞行业领先混合:2018年年度报告
2019-03-27
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^sQ‘I R gg+ SOR ‘M)mv‘N:gg+g* R ‘M)mN-v]ò[s°è gg+g* R ‘M)mv
g*[s°è N:ep R gg+ SOR ‘M)mv‘N:gg+g* R ‘M)m Ss]ò[s°è vbg*[s°è
R T vOY
~[TJvbR ‘Mú‘6vN ~–dCeNb@g gCvlú0
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7.4.4.12 R èTJ
g,Wú‘Q…è~~g0 {t ‰B0 Q…èTJR6^N:Ocnxn[~%R è N~%R è:Wúx@
xn[bTJR èvb—2 èá`o0
~%R è/c g,Wú‘… ená R gaNv~b è (1) ~b è W(e^8m;R¨N-N§
u e6Qe0 Su 9( (2)g,Wú‘Wú‘t N [g N÷~b è v~%b g NQ[T Qv
‘MnD N÷QvN ~é (3)g,Wú‘ S_—~b è v"rQ0 ~%b gTs°‘A‘Ig
QsO Oá`o0 YgN$N*b Y N*~%R èwg vOO0Pvw0 NK–D0 R8bDú‘DAS×–PhO0Pg R
N2018^t1g 1ew§ vR)`oSR)`o`'(e6QeN: U.
(2) [ùWú‘R8^ W:N-S_—ve6Qe S bìNpSVh0 P:R8v]N÷e6Qe hvo0 ~R)
e6Qe P:R8vR)`oe6QeSQvNe6Qe fN _e6O N b@_— 0
(3) [ùWú‘_—vO N P:R8R)`oe6Qe ^”u1SLP:R8vO N W(T Wú‘/NR)`oeNbcN
420%vN*Nb@_— 0 [ùWú‘N ^ QlSS_—vo~R)b@_— c –P(1N*g NQ…(T+1N*g )
v Qvo~R)b@_—QhQe^”~z b@_— c –P(1N*g NN ó^t(T+1^t)v fQc 50%
Qe^”~z b@_— c –P…^tv fQM_e6N*Nb@_— 0 [ùWú‘ g vN ^ QlS–P.
‰ S_—vo0 ~R)e6Qe c qgN ‰{—~z c ê‰ew{— ‰RM
S_—vo0 ~R)e6Qe~~ífQc 50%Qe^”~z b@_— N @_—~N u(20%vz s_N*N
b@_— 0
(4) Wú‘VQúhc 0.1%vz s4~hN¤ Sp± NpQehN _e6hN¤ Sp± 0
(5) g,Wú‘W^ ~b¤^úz 0 eY9 D TW0eeY9 D {Iz 9 qg[–E4~XP
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g,gg+ N ^t^g+
yv
2018^t12g 31e 2017^t12g 31e
m;g [Xk> 8,789,305.94 12,946,819.08
[g [Xk> - -
QvN- [Xk>g –PN*g NQ… - -
[Xk>g –P-3N*g - -
[Xk>g –PN*g NN - -
QvN[Xk> - -
T 8,789,305.94 12,946,819.08
7.4.7.2 N¤ `'‘D§
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g,gg+
yv
2018^t12g 31e
b g, QlQAN÷P< QlQAN÷PR)`o 1,793.61 2,855.59
^”e6[g [Xk>R)`o - -
^”e6QvN[Xk>R)`o - -
^”e6~{— N‘)`o 150.48 320.65
^”e6P:R8R)`o - 65.98
^”e6D§e/c R8R)`o - -
^”e6NpQe.R8R)`o - -
^”e6u3->R)`o - -
^”e6‘ ~bP [s`o - -
QvN 27.94 38.28
T 1,972.03 3,280.50
{, 32 u Qq71 u
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7.4.7.6 QvND§
lè eà0
7.4.7.7 ^”NN¤ 9(
SUOM Nl ^ QC
g,gg+ N ^t^g+
yv
2018^t12g 31e 2017^t12g 31e
N¤ b@^ W:^”NN¤ 9( 221,203.77 222,708.09
”L^ W:^”NN¤ 9( - -
T 221,203.77 222,708.09
7.4.7.8 QvNP:
SUOM Nl ^ QC
g,gg+ N ^t^g+
yv
2018^t12g 31e 2017^t12g 31e
^”NR8UFN¤ SUQCO‘ - -
^”NN9 100.00 901.02
c9( 210,000.00 210,000.00
T 210,100.00 210,901.02
7.4.7.9 [e6Wú‘
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g,g
yv
2018^t1g 1eó018^t12g 31e
Wú‘ N &—b
N ^t^g+ 141,220,039.10 141,220,039.10
g,g u3- 18,102,458.87 18,102,458.87
g,g N N - S÷XkR -39,531,482.29 -39,531,482.29
- Wú‘R /Nb{—RM - -
Wú‘R /Nb{—SR¨N - -
g,g u3- - -
g,g N N - S÷XkR - -
g,gg+ 119,791,015.68 119,791,015.68
lè u3-+lbQeN NT+lbQúN
7.4.7.10 g*R ‘M)m
SUOM Nl ^ QC
yv ]ò[s°è g*[s°è g*R ‘M)mT
N ^t^g+ 69,199,224.68 16,740,404.32 85,939,629.00
g,g R)m -21,264,591.71 -30,855,392.32 -52,119,984.03
{, 33 u Qq71 u
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g,g Wú‘N¤
-10,664,714.62 -1,907,620.24 -12,572,334.86
N§ vSR¨ep
QvN- Wú‘3-> 8,167,722.10 -342,342.39 7,825,379.71
Wú‘Nk> -18,832,436.72 -1,565,277.85 -20,397,714.57
g,g ]òR ‘M)m - - -
g,gg+ 37,269,918.35 -16,022,608.24 21,247,310.11
7.4.7.11 [Xk>R)`oe6Qe
SUOM Nl ^ QC
g,g N ^t^Skg
yv
2018^t1g 1eó018^t12g 31e 2017^t1g 1eó017^t12g 31e
m;g [Xk>R)`oe6Qe 69,448.06 76,762.76
[g [Xk>R)`oe6Qe - -
QvN[Xk>R)`oe6Qe - -
~{— N‘)`oe6Qe 9,669.98 8,012.14
QvN 1,351.86 1,103.86
T 80,469.90 85,878.76
7.4.7.12 hbD6v
7.4.7.12.1 hbD6v NpSVh]N÷e6Qe
SUOM Nl ^ QC
g,g N ^t^Skg
yv 2018^t1g 1eó018 2017^t1g 1eó017
^t12g 31e ^t12g 31e
SVQúhb N¤`; 709,548,847.62 602,430,879.91
Q SVQúhb g,`; 726,717,103.59 581,547,938.07
NpSVh]N÷e6Qe -17,168,255.97 20,882,941.84
7.4.7.13 P:R8bD6v
7.4.7.13.1 P:R8bD6vyvgb
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g,g N ^t^Skg
yv 2018^t1g 1eó018 2017^t1g 1eó017
^t12g 31e ^t12g 31e
P:R8bD6v NpSVP:R8 0 P:
-16,276.47 148,846.22
lP:R8R0g QQN ]N÷e6Qe
P:R8bD6v N]N÷e6Qe - -
P:R8bD6v u3-N÷e6Qe - -
T -16,276.47 148,846.22
{, 34 u Qq71 u
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7.4.7.13.2 P:R8bD6v NpSVP:R8]N÷e6Qe
SUOM Nl ^ QC
g,g N ^t^Skg
yv 2018^t1g 1eó018 2017^t1g 1eó017
^t12g 31e ^t12g 31e
SVQúP:R8 0 P:lP:R8R0g QQ
401,936.25 1,705,325.38
N b N¤`;
Q SVQúP:R8 0 P:lP:R8R0
418,100.00 1,556,201.56
g QQN b g,`;
Q ^”e6R)`o`; 112.72 277.60
NpSVP:R8]N÷e6Qe -16,276.47 148,846.22
7.4.7.13.3 P:R8bD6v N]N÷e6Qe
lè eà0
7.4.7.13.4 P:R8bD6v u3-N÷e6Qe
lè eà0
7.4.7.13.5 D§e/c R8bD6v
lè eà0
7.4.7.14 5‘^bD6v
7.4.7.14.1 5‘^bD6vyvgb
lè eà0
7.4.7.14.2 5‘^bD6v NpSV5‘^]N÷e6Qe
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7.4.7.14.3 5‘^bD6v N]N÷e6Qe
lè eà0
7.4.7.14.4 5‘^bD6v u3-N÷e6Qe
lè eà0
7.4.7.15 Mu ]Qwe6v
7.4.7.15.1 Mu ]Qwe6v NpSVgC]N÷e6Qe
lè eà0
7.4.7.15.2 Mu ]Qwe6v QvNbD6v
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7.4.7.16 )e6v
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g,g
N ^t^Skg
yv 2018^t1g 1eó018^t12
2017^t1g 1eó017^t12g 31e
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hbD§ v)e6v 1,183,296.40 1,312,597.79
Wú‘D§ v)e6v - -
T 1,183,296.40 1,312,597.79
7.4.7.17 QlQAN÷P9( 789.00 820.00
^ b7~b¤9 18,000.00 31,500.00
T 228,789.00 242,320.00
7.4.8 b g Ny0 D§P:heT Nyvf
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7.4.10 g,bTJg SN ^t^Skg vQsTN¤
-
7.4.10.1 sTN¤ SUQCLvN¤
7.4.10.1.1 hN¤
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g,g N ^t^Skg
QsTT y
2018^t1g 1eó018^t12g 31e 2017^t1g 1eó017^t12g 31e
{, 37 u Qq71 u
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S`_Sg h S`_Sg h
b N¤‘ b N¤`;v b N¤‘ b N¤`;vk
kO O
SNlR8 1,440,580.15 0.10% 40,938,580.89 3.41%
7.4.10.1.2 P:R8N¤
lè eà0
7.4.10.1.3 P:R8V-¤
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7.4.10.1.4 gCN¤
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7.4.10.1.5 ^”e/NQsTvOc‘
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g,g
QsTT y
2018^t1g 1eó018^t12g 31e
_Sg S`_Sg Oc‘ S`gg+ ^”NOc
gg+ ^”NOc‘Y
Oc‘ `;‘kO ‘;vkO
SNlR8 1,312.80 0.10% 1,312.80 0.59%
N ^t^Skg
QsTT y
2017^t1g 1eó017^t12g 31e
_Sg S`_Sg Oc‘ S`gg+ ^”NOc
gg+ ^”NOc‘Y
Oc‘ `;‘kO ‘;vkO
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lè 1. N c‘^ W:N÷h<~g,Wú‘Wú‘t NN [ùeSOUFxn[ Nbc–d1N-VR8v{°
~{— –P#QlSe6Sv{9~bK9Q y:0
2. |{Oc‘Ovg R V bìOc‘6SeN:g,Wú‘OvR8bD zvb gT^ W:Oá`og
R{I0
7.4.10.2 QsTb‘l
7.4.10.2.1 Wú‘t 9
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g,g
N ^t^Skg
yv 2018^t1g 1eó018^t12g 31
2017^t1g 1eó017^t12g 31e
e
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2,620,157.17 2,681,559.99
v{t 9
QvN- e/N U.g:gv
758,004.21 852,882.37
[b7~b¤9
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9c e}/ógg ^ c g e/N0 Qv{—Ql_ N:
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7.4.10.2.2 Wú‘X{9
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g,g
N ^t^Skg
yv 2018^t1g 1eó018^t12g 31
2017^t1g 1eó017^t12g 31e
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436,692.91 446,926.70
vbX{9
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7.4.10.3 N QsTL”LT N ^ W:vP:R8(T+V-N¤
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7.4.10.4.2 bTJgg+ –dú‘t NNKY vQvNQsTbD,Wú‘`Q
lè g,bTJg SN ^t^ –dú‘t NNKY vQvNQsTg*bD,Wú‘
7.4.10.5 u1QsTO{v”L[Xk>OYS_Sg N§ vR)`oe6Qe
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T y 2018^t1g 1eó018^t12g 31e 2017^t1g 1eó017^t12g 31e
gg+ OY _Sg R)`oe6Qe gg+ OY _Sg R)`oe6Qe
N-V]UF”
8,789,305.94 69,448.06 12,946,819.08 76,762.76
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lè g,Wú‘”L[Xk>u1Wú‘X{NN-V]UF”LO{ c ”LT N R)s`o0
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7.4.10.7 QvNQsT¤ Nyvf
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7.4.11 R)mR ‘MQ
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7.4.12 gg+ 2018^t12g 31e g,Wú‘ g vmAS×–PR8
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7.4.13.2.3 c wíg Oáu(~§ y:vT N [XSUbD
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7.4.13.2.4 c g Oáu(~§ y:vP:R8bD
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7.4.13.2.5 c g Oáu(~§ y:vD§e/c R8bD
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g,gg+
1-3N* 3N*g -
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~{— N‘ 304,113.42 - - - - - 304,113.42
[XQúO‘ 56,582.16 - - - - - 56,582.16
N¤ `'‘D - - - - -132,959,866.46132,959,866.46
N§
^”e6R)`o - - - - - 1,972.03 1,972.03
^”e6u3-> - - - - - 76,540.31 76,540.31
D§`; 9,150,001.52 - - - -133,038,378.80142,188,380.32
P:
^”NR8n {— - - - - - 339,230.08 339,230.08
k>
^”NNk> - - - - - 166,298.30 166,298.30
^”N{t Nb - - - - - 182,762.04 182,762.04
‘l
^”NbX{9 - - - - - 30,460.34 30,460.34
^”NN¤ 9( - - - - - 221,203.77 221,203.77
QvNP: - - - - - 210,100.00 210,100.00
P:`; - - - - - 1,150,054.53 1,150,054.53
R)seOa ^: 9,150,001.52 - - - -131,888,324.27141,038,325.79
S
N ^t^g+
1-3N* 3N*g -
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~{— N‘ 647,898.82 - - - - - 647,898.82
[XQúO‘ 77,138.65 - - - - - 77,138.65
N¤ `'‘D - - - -418,100.00215,091,911.00215,510,011.00
N§
^”e6R8n {— - - - - - 65,774.70 65,774.70
k>
^”e6R)`o - - - - - 3,280.50 3,280.50
^”e6u3-> - - - - - 138,621.93 138,621.93
D§`; 13,671,856.55 - - -418,100.00215,299,588.13229,389,544.68
P:
^”NR8n {— - - - - - 1,140,705.64 1,140,705.64
k>
^”NNk> - - - - - 330,805.73 330,805.73
^”N{t Nb - - - - - 278,362.37 278,362.37
‘l
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