........................................................................................................................ 22 ........................................................................................................................ 33 ............................................................................................................ 77 ........................................................................................................ 1616 .................................................................................................... 2020 ........................................................................ 3232 ............................................................................................ 3333 ........................................................................................................ 4242 ........................................................................................................ 5353 ........................................................................................................ 5353 ............................................................................................ 5656 ............................................................................................ 6161 ........................................................................................ 6363 ........................................................................................ 6666 ............................................................................................ 6767 ........................................................................................................ 7272 ............................................................ 7575 .................................................................................... 7777 ............................................................................ 9393 ........................................................................ 109109 ............................................................. 111111 ..................................................................................... 111111 ................................................................................................. 112112 1 3 4 5 6 7 1. Coopers & Lybrand 4 PECC 1985 6 Paul Bateman Leicester 8  Chase Fleming Asset Management Limited CEO MBA MBA 2. 9 3. 4. JF 10  1999 7 2002 9 2002 10 2005 5 2005 5 2009 7 2009 7 2009 10 2010 12 2009 6 13 2009 10 24 A 11 1 2 3 4 5 6 7 8 12 13 14  股东会 董事会 风险控制委员会 督察长 经营管理层 监察稽核部 风险评估联席会议 风险管理部 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 × × 36 37 38 39 40 41 1 42 1 2 3 4 43 2 3 44 4 5 45 46 47  % 1 297,479,691.17 67.36 297,479,691.17 67.36 48 2 118,142,553.23 26.75 118,142,553.23 26.75 - - 3 - - 4 - - - - 5 23,371,868.76 5.29 6 2,654,677.08 0.60 7 441,648,790.24 100.00 - - 17,144,473.16 3.95 164,298,122.03 37.81 28,737,619.00 6.61 14,107,713.88 3.25 - - - - 836,219.49 0.19 53,108,939.61 12.22 2,878,620.00 0.66 28,853,999.94 6.64 35,775,010.11 8.23 49  - - 9,968,705.55 2.29 28,958,176.98 6.66 - - 16,006,058.61 3.68 7,901,148.00 1.82 9,869,737.76 2.27 11,843,358.28 2.73 28,616,966.80 6.59 2,872,944.00 0.66 - - 297,479,691.17 68.46 1 002236 371,685 15,239,085.00 3.51 2 300115 404,200 11,580,330.00 2.67 3 002241 297,471 11,092,693.59 2.55 4 000799 195,015 10,667,320.50 2.45 5 002635 203,404 10,544,463.36 2.43 6 002353 238,901 10,535,534.10 2.42 7 600518 662,135 10,474,975.70 2.41 8 300070 301,182 10,460,050.86 2.41 9 600535 196,875 10,127,250.00 2.33 50 10 600011 1,574,835 9,968,705.55 2.29 1 1,064.30 0.00 2 29,001,000.00 6.67 3 - - - - 4 47,051,404.73 10.83 5 - - 6 - - 7 42,089,084.20 9.69 8 - - 9 118,142,553.23 27.19 1101088 11 88 300,000 29,001,000.00 6.67 110013 122,370 12,704,453.40 2.92 113003 120,900 12,436,983.00 2.86 110018 115,230 12,080,713.20 2.78 1080139 10 100,000 10,101,000.00 2.32 51  583,936.41 - 8,706.83 2,038,403.25 23,630.59 - - - 2,654,677.08 ( ) (%) 1 110013 12,704,453.40 2.92 2 110018 12,080,713.20 2.78 3 110015 4,865,973.00 1.12 52  4 113001 961.60 0.00 2008/05/21-2008/12/31 -9.71% 0.81% -21.99% 1.50% 12.28% -0.69% 2009/01/01-2009/12/31 42.03% 1.17% 48.79% 1.02% -6.76% 0.15% 2010/01/01-2010/12/31 4.69% 1.16% -4.65% 0.79% 9.34% 0.37% 2011/01/01-2011/12/31 -21.85% 0.92% -10.48% 0.65% -11.37% 0.27% 2012/01/01-2012/09/30 4.27% 0.96% 0.1756% 0.64% 4.09% 0.32% 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92  99 20 99 20 021-38794999 021-68881170 93 94 2 1 5% 95 10 2 4 1 2 3 4 5 6 7 96 8 97 98 99 100 101 102 5 103  1 6 104 105 106  15 107 108 109 110 111 112