SNlgt^‘ –? lpum;‘Mnm÷ WR8 bDú‘ 2018^t^t^bTJ 2018^t12g 31e Wú‘t N SNlgt^Wú‘t g –PlS Wú‘X{N N-V”Lg –PlS Qúeg 2019^t3g 27e  SNlgt^‘ –? l2018^t^t^bTJ §1‘‰y:Sv_U 1.1 ‘‰y: Wú‘t NvcNO 0 cNOg,bTJb@}DN [XW(ZPG°} [ü`'–H ‘'W ^v[ùQvQ…[vw [`'0 Qxn`'T[et`'bbN*R+S&vl_#0 g,^t^bTJ]ò~N R NKNN N rìzcN{~[WT a ^vu1cN{~S0 Wú‘X{NN-V”Lg –PlSh9cng,Wú‘T ‰ N2019^t3g 26eY h8Ng,bTJN- v"c h 0 QP_ Wú‘`;‘:v`Q................................. 67 §10 _ e>_ Wú‘SR¨...................................................................................................................... 69 §11 ‘'NNcíy:.................................................................................................................................. 70 11.1 Wú‘ g NY'O Q....................................................................................................... 70 11.2 Wú‘t N0 Wú‘X{NvN èWú‘X{èèv‘'NNSR¨....................................... 70 11.3 m‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv........................................................... 70 11.4 Wú‘DVueve9S............................................................................................................... 70 11.5 N:Wú‘L[vO ^ NRb@`Q................................................................................... 70 11.6 {t N0 bX{NSQv~§{t NTXS×z=gb Y Z{I`Q................................................... 70 11.7 Wú‘u(R8QlSN¤ SUQCvg Qs`Q............................................................................... 70 11.8 QvN‘'NN........................................................................................................................... 73 §12 _qTbDQ{VvQvN‘‰á`o.................................................................................................... 79 12.1 bTJg Q…SUN bDc g Wú‘kO0b …0%v`Q........................................ 79 12.2 _qTbDQ{VvQvN‘‰á`o........................................................................................... 79 §13 Y geNv_U................................................................................................................................... 80 13.1 Y geNv_U........................................................................................................................... 80 13.2 [Xe>W0p.................................................................................................................................. 80 13.3 g–e_ .................................................................................................................................. 80 {, 4 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ §2 Wú‘N 2.1 Wú‘úg,`Q Wú‘ y SNlgt^‘ –? lpum;‘Mnm÷ WR8bDú‘ Wú‘y SNlgt^‘ –? l Wú‘;Nx 005055 Wú‘\e_ YQ~W_ e>_ Wú‘T u eHe 2017^t9g 26e Wú‘t N SNlgt^Wú‘t g –PlS Wú‘X{N N-V”Lg –PlS bTJgg+ Wú‘`; 2,804,523,955.35N Wú‘T [X~íg N [g N \^R ~§Wú‘Wú‘y SNlgt^‘ –? lA SNlgt^‘ –? lC N \^R ~§Wú‘N¤ Nx 005055 006532 bTJgg+ N \^R ~§Wú‘N`; 2,804,499,392.82N 24,562.53N 2.2 Wú‘§Tf bDh R)u([‘D!W W(N%hR)s z T ×5% –i6vry_ g,Wú‘:m÷ WWú‘ Qvg –i g e6vNP:R8WWú‘ '^ W:Wú ‘ ONNhWWú‘ 2.3 Wú‘t NTWú‘X{N yv Wú‘t N Wú‘X{N T y SNlgt^Wú‘t g –PlS N-V”Lg –PlS Oá`ob—2# YT –HV sl8l N Tu5 021-38601777 010-66594896 u5[P± cs4008880001@huatai-pb.com fcid@bankofchina.com [b7g Ru5 400-888-0001 95566 O w 021-38601799 010-66594942 lèQW0W@ N mw^ mfN e°S:l u 199_ S N^ ‰S:Y QtèQ…Y'W1S÷ N mwY'N”S^W:1S÷17\B RQlW0W@ N mw^ mfN e°S:l u 199_ S N^ ‰S:Y QtèQ…Y'W1S÷ N mwY'N”S^W:1S÷17\B ? x 200135 100818 l[NhN > –Hn 2.4 Oá`ob—2_ g,Wú‘[vOá`ob—2~T y N-VR8b0 N mwR8b0 R8eb v{}ú‘t^bTJkcev{t NN’TQQ http://www.huatai-pb.com W@ {, 5 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ Wú‘t^bTJY nW0p N mw^ mfN e°S:l u 199_ Y'N”S^W:1S÷ i|17\BSbX{NOOb@ 2.5 QvNvQsD yv T y RQlW0W@ O ^ NRb@ fnSNl8S-Y)O ^ NRb@ ryk N mwnVnè02S÷fnSNl8S-_11 fnT O i| lèQv{°g:g N mw^ mfN e°S:l u 199_ Y' SNlgt^Wú‘t g –PlS N”S^W:1S÷i|17\B {, 6 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ §3N;‰"c h 0 Wú‘P_ c epR8bDú‘ SNlgt^yg m÷ WR8bDú‘ SNlgt^N÷P_ c epR8bDú ‘ SNlgt^N N-\ vN¤ W_ e>_ c epR8bDú‘TWú‘ SNlgt^Oáu(XR)P:R8W R8bDú‘ SNlgt^lm300N¤ W_ e>_ c epR8bDú‘ SNlgt^lm300N¤ W_ e>_ c epR8bDú‘TWú‘ SNlgt^z3Pee6vP:R8WR8bDú‘ SNlgt^‘ X_:m÷ W R8bDú‘ SNlgt^N0v~P:P:R8WR8bDú‘ SNlgt^[c[c~P:R8WR8bDú‘ SNlgt^R e°SG~§m÷ WR8bDú‘ SNlgt^N0lGP:R8WR8bDú‘ SNlgt^‘ O pum;‘Mnm÷ WR8bDú‘ SNlgt^R e°R¨Rum;‘Mnm÷ WR8bDú‘ SNlgt^‘ qR¨pum;‘Mnm÷ WR8bDú‘ SNlgt^yg hWR8bDú‘ SNlgt^e°R)pum; ‘Mnm÷ WR8bDú‘ SNlgt^N-500N¤ W_ e>_ c epR8bDú‘ SNlgt^N-500 N¤ W_ e>_ c epR8bDú‘TWú‘ SNlgt^m9 pum;‘Mnm÷ WR8bDú‘ SN lgt^‘ fzagpum;‘Mnm÷ WR8bDú‘ SNlgt^Pe^ m;pum;‘Mnm÷ WR8bDú ‘ SNlgt^‘ ~[ùe6v{Vue[g _ e>m÷ WSw R8bDú‘ SNlgt^N¤ W'^ W: pum;‘Mnm÷ W Wú‘ SNlgt^N-VR62025pum;‘Mnm÷ WR8bDú‘ SNlgt^oR±R¨R R8bDú‘ SNlgt^|Vbpum;‘Mnm÷ WR8bDú‘ SNlgt^‘ [ùQz3Pee6v[ g _ e>m÷ WSw R8bDú‘ SNlgt^Y)m['^ W:Wú‘ SNlgt^Y {Vuepum;‘Mnm÷ T WR8bDú‘ SNlgt^wR)pum;‘Mnm÷ WR8bDú‘ SNlgt^e°~mNln/mpum;‘M nm÷ WR8bDú‘ SNlgt^ R)pum;‘Mnm÷ WR8bDú‘ SNlgt^NR)pum;‘Mnm÷ T WR8bDú‘ SNlgt^QtR)pum;‘Mnm÷ WR8bDú‘ SNlgt^N÷P<|30pum;‘Mn m÷ WR8bDú‘ SNlgt^‘ R O pum;‘Mnm÷ WR8bDú‘ SNlgt^u riS;opum; ‘Mnm÷ WR8bDú‘ SNlgt^[R)pum;‘Mnm÷ WR8bDú‘ SNlgt^‘ –? lpu m;‘Mnm÷ WR8bDú‘ SNlgt^n/‘ pum;‘Mnm÷ WR8bDú‘ SNlgt^b ue e°QtN§Nm÷ WR8bDú‘ SNlgt^e°‘W0N§pum;‘Mnm÷ WR8bDú‘ SNlg t^MSCIN-VA–EN¤ W_ e>_ c epWú‘ SNlgt^VO etT |m÷ WR8bDú‘ SN {, 13 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ lgt^S;u—Pe^m÷ WR8bDú‘ SNlgt^s°Ng RN m÷ WR8bDú‘ SNlgt^MSCI N-VA–Ec epWú‘TWú‘ SNlgt^N-~R)ONlR¨N¤ W_ e>_ c epR8bDú‘ b*ó018^t12g 31e QlSWú‘t ‰!N:980.05NQC0 4.1.2 Wú‘t b Wú‘t \ ~ SWú‘t Rt {N YT L Ng,Wú‘Wú‘t Rt g –P R8NN ^t–P f NLg yNeg VRQheY'[fep[f| xUX0 2007^t10g ó010^t3g NWilshire Associates‘ x zv TX 2010^t11g ó012^t8g NGoldenberg Hehmeyer Trading CompanyN¤ TX0 2012^t9g R Qe SNlgt^Wú‘t g –PlS SN‘ b Dè zvTX0 Wú‘ t Rt 0 2015^t1g w‘ bDèo`; v 2015^t10g w SNlgt^‘ O pu m;‘Mnm÷ WR8b Dú‘SNlgt^‘ S qR¨pum;‘Mnm÷ ‘ bD WR8bDú‘Wú èo`; 2017^t9g 26 ‘t 0 2016^t12g vj v0 g,Wú - 10^t e ó018^t11g NSNl ‘Wú‘ gt^LN zN‰ Rpu ~t m;‘Mnm÷ WR8b Dú‘Wú‘ t 0 2017^t3g ó018^t11g NSNl gt^vR)pum;‘Mnm÷ T WR8bDú‘ SNlgt^`àR)pum;‘M nm÷ WR8bDú ‘Wú‘t 0 2017 ^t3g ó018^t3g N SNlgt^V R)pum;‘M nm÷ WR8bDú ‘Wú‘t 0 2017 ^t4g ó018^t4g N SNlgt^lR)pum;‘M nm÷ WR8bDú ‘ SNlgt^&R)pu m;‘Mnm÷ WR8b Dú‘ SNlgt^ R)pum;‘Mnm÷ W {, 14 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ R8bDú‘Wú‘ t 0 2017^t4g w SNlgt^wR)pum;‘M nm÷ WR8bDú ‘Wú‘t 0 2017 ^t6g wSNlgt^ |Vbpum;‘Mnm÷ T WR8bDú‘ Wú‘t 0 2017^t9 g wSNlgt^‘ –? lpum;‘Mnm÷ WR8bDú‘Wú ‘t 0 2017^t12g wSNlgt^n/ ‘ pum;‘Mnm÷ W R8bDú‘Wú‘ ~t 0 Ro`;~t 0 fW(V ]QK±Qht bDt g –PlS BGI b NbDt 2012 ^t8g R QeSNlgt^ Wú‘t g –Pl S 2013^t8g w SNlgt^‘ X_:m÷ T WR8bDú‘ Wú‘t 2013^t10 g wQlSRo`;~ t 2014^t12g w SNlgt^‘ O pu m;‘Mnm÷ WR8b Dú‘Wú‘ t 2015^t3g w SNlgt^‘ QHLm÷ T WR8bDú‘ Wú‘t TSNlgt^ Ro`;~ ‘ qR¨pum;‘Mnm÷ t 0 g,Wú 2017^t9g 26 T WR8bDú‘ u0lIS - 16^t ‘Wú‘ e Wú‘t 2015^t6 ~t g wSNlgt^‘ fzagpum;‘Mnm÷ W R8bDú‘Wú‘ ~t TSNlgt^‘ ~[ùe6v{Vue[g _ e>m÷ WSw R8 bDú‘Wú‘ t 0 2016^t5g w SNlgt^‘ [ùQz3 Pee6v[g _ e>m÷ WSw R8bDú ‘Wú‘t 0 2017 ^t3g ó018^t11g NSNlgt^`àR)pum; ‘Mnm÷ WR8bD Wú‘Wú‘ t 0 2017^t5g w SNlgt^‘ R O pu m;‘Mnm÷ WR8b Dú‘Wú‘ {, 15 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ t 0 2017^t9g w SNlgt^‘ –? l pum;‘Mnm÷ WR8 bDú‘Wú‘ t 0 2017^t12g w SNlgt^n/‘ pum;‘Mnm÷ WR8 bDú‘Wú‘ t 0 g,yN x zvu k NNn SNY'[f, MBA kNNVR ]Y'[f O/QKR)R h!TeUF[f –b lè R8NN vT+NIuLN SOO 0 R8NNNN TXD<{t Rl0 vvQs‰0 NLg Ty Neg c Wú‘t QlSO\QúQ[NKe0 4.2 {t N[ùbTJg Q…g,Wú‘\u‰Oá`Qvf g,bTJg Q… g,Wú‘t NN%hW(T y]O\v–OM0 OqgQlSQ…è§R6vetOS‰B ~~íNQ…c§g:R6v[U R _:Q…è–ic§R6N –2 xnOT yl‰{t R6^v=[ OWú‘T _—R0N%h<\eL0 QlS v[èèc qg‰vgC–Pz ^ evc§ s°W:hg0 ‘bgTNTX{Iel rìz W0_ \UWú‘\TQlS{t vT ‰'z=h8 Ss°SecQúe9ú^vwcON RèèLet e9 T e[g T cNTQlS{t \BQúQwv[z=h8bTJ0 g,bTJg Q… Wú‘t NQ…è[z=h8N;‰O\YN 1 Qh—b \UWú‘\T ‰[]O\ xnOWú‘Drìz`'0 Ql^s`'ST lT ‰ N;‰eg N%h 7.4.7.1 53,739,859.35 277,397,927.85 ~{— N‘ 22,120,507.00 2,068,843,636.36 [XQúO‘ 318,591.24 - N¤ `'‘D§ 7.4.7.2 2,148,199,365.33 99,470,000.00 QvN- hbD 2,073,053,865.33 - Wú‘D - - P:R8bD 75,145,500.00 99,470,000.00 D§e/c R8bD - - 5‘^bD - - Mu ‘D§ 7.4.7.3 - - NpQe.‘D§ 7.4.7.4 - 2,350,000,000.00 ^”e6R8n {—k> 11,004,464.42 - ^”e6R)`o 7.4.7.5 2,219,526.47 6,960,534.01 ^”e6) - - ^”e6u3-> 54,254.29 371,313.40 ^b@_— D§ - - QvND§ 7.4.7.6 - - {, 24 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ D§`; 2,237,656,568.10 4,803,043,411.62 g,gg+ N ^t^g+ P:Tb@g gCv –DèS÷ 2018^t12g 31e 2017^t12g 31e P: wíg P k> - - N¤ `'‘P: - - Mu ‘P: 7.4.7.3 - - SVQúV-‘D§k> - - ^”NR8n {—k> 4,936.80 99,777,363.03 ^”NNk> 1,836,671.25 10,730,840.80 ^”N{t Nb‘l 2,933,526.61 6,080,625.99 ^”NbX{9 488,921.09 1,013,437.65 ^”N U.g R9 3.91 - ^”NN¤ 9( 7.4.7.7 2,610,071.54 400.00 ^”N¤ 9 - - ^”NR)`o - - ^”NR)m - - ^b@_— P: - - QvNP: 7.4.7.8 421,484.82 216,887.56 P:T 8,295,616.02 117,819,555.03 {, 25 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ b@g gCv [e6Wú‘ 7.4.7.9 2,804,523,955.35 4,654,305,046.27 g*R ‘M)m 7.4.7.10 -575,163,003.27 30,918,810.32 b@g gCvT 2,229,360,952.08 4,685,223,856.59 P:Tb@g gCv`; 2,237,656,568.10 4,803,043,411.62 lè bTJb*kbe2018^t12g 31e SNlgt^‘ –? lN`; N:2,804,523,955.35N Qv N-A|{Wú‘QP<0.7949QC A|{Wú‘2,804,499,392.82N C|{Wú‘QP<0.8005QC C |{Wú‘24,562.53N00 7.2 R)mh O N;OS SNlgt^‘ –? lpum;‘Mnm÷ WR8bDú‘ g,bTJg 2018^t1g 1eó018^t12g 31e SUOM Nl ^ QC N ^t^Skg g,g 2017^t9g 26e(Wú‘ y v –DèS÷ 2018^t1g 1eó018 TT u eHe)ó017 ^t12g 31e ^t12g 31e N 0 e6Qe -545,556,947.17 56,089,912.31 1.R)`oe6Qe 31,761,191.35 54,264,563.02 QvN- [Xk>R)`oe6Qe 7.4.7.11 6,982,043.96 4,947,997.97 P:R8R)`oe6Qe 3,216,547.95 578,684.93 D§e/c R8R)`oe6Qe - - NpQe.‘D§e6Qe 21,562,599.44 48,737,880.12 QvNR)`oe6Qe - - 2.bD6v c_Y1N -”Xk -371,271,382.67 - R QvN- hbD6v 7.4.7.12 -417,697,479.37 - Wú‘D6v - - P:R8bD6v 7.4.7.13 288,500.00 - {, 26 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ D§e/c R8bD6v 7.4.7.13.5 - - 5‘^bD6v 7.4.7.14 - - Mu ]Qwe6v 7.4.7.15 -1,082,900.97 - )e6v 7.4.7.16 47,220,497.67 - 3.QlQAN÷P 60,313,787.44 -1,889,589.00 58,424,198.44 2.Wú‘Nk> -1,910,094,878.36 13,075,515.17 -1,897,019,363.19 V0 g,g T Wú‘ g NR ‘M)mN§ vWú - - - ‘P 57,414,213.52 224,413.07 57,638,626.59 2.Wú‘Nk> -558,559,012.64 -2,241,582.15 -560,800,594.79 V0 g,g T Wú‘ g NR ‘M)mN§ vWú - - - ‘P_ [X~íg –P [ –k!zR– S bì¤-D )`oQqR–l ^ 5,153,838,894.45QC N ~fnSNl8S-Y)O ^ NRb@(rykfnT O )fnSNl8S-Y) [W(2017){,811S÷DTJNN0 ~T N-VvO Y hH 0 SNlgt^‘ –? lpum;‘Mnm÷ T WR8bDú‘ú‘T 0 N2017^t9g 26ekc_ u eH Wú‘T u eHevWú‘`; ‘ N:5,155,449,845.39NWú‘ QvN-¤-D )`obT 1,610,950.94NWú‘ g,Wú‘Wú ‘t NN:SNlgt^Wú‘t g –PlS Wú‘X{NN:N-V”Lg –PlS0 h9cnWú‘t NSNlgt^Wú‘t g –PlSN2018^t10g 15eS^ v0 SNlgt^Wú‘t g –PlSQsNSNlgt^‘ –? lpum;‘Mnm÷ WR8bDú‘ú‘ C|{N^vOe9Wú‘T vQlTJ0 ~N Wú‘X{NSOUFN vbN-VvO Y hH g,Wú‘ê018^t10g 16ew C|{ Wú‘ h9cnOe9T v0 SNlgt^‘ –? lpum;‘Mnm÷ WR8bDú‘ú‘ú‘T 0 g,Wú‘9cnu3-9 U.g R96Se_ vN T \ Wú‘ N:N T v|{R+0 W(bDu3-ú u(N c U.g R9 yN:A|{Wú‘ W(bDu3-ú‘eN ‘ee6Su3-9 e6Su3-9 NN g,|{R+Wú‘D§N-c U.g R9 yN:C|{Wú‘ g,Wú‘|{Wú‘ TC|{Wú‘RR+ nNx RR+ {—Wú‘QP<^vRR+ QlTJ0 bDSêLbéu3- Wú‘|{R+ OFN T Wú‘|{R+NKN _—N’vlb0 h9cn0 N-SNNl QqTVR8bDú‘0 T0 SNlgt^‘ –? lpum;‘Mnm÷ WR8bD Wú‘ú‘T 0 vg Qs‰ g,Wú‘bD VN:Qwg oY}mAR¨`'v‘]Qw S bìVQ…OlS Lvh(S T+N-\ g0 R N gSQvN~N-VvO h8QN ^ vh)0 P:R8(VP:0 ‘P:0 O N P:0 QlSP:0 k!~§P:0 SlbP:R8(T+R yN¤ Sl:)0 Y.Lyhcn0 wíg D80 …íg D R80 N-g yhcn{I)0 D§e/c R80 P:R8V- ”L[Xk>0 T N [XSU0 '^ W:]Qw0 gC0 c g ' VP:g 'Sl_l‰ N-VvO QAWú‘DQvN‘]Qw(OF{{&T N-Vv O vQs‰)0 g,Wú‘ h9cnl_l‰‰SN D R0 g,Wú‘ g vhD§vbDO S`Wú‘D§v0-95% kN*N¤ ee~W(bc–d g ' VP:g ' ~—4~vN¤ O‘ s°‘N S bì~{— N‘ [XQúO‘ ^”e6u3->{I)TR0g eW(N ^tNQ…ve?^P:R8vbD ON ONNWú‘D§QPR)s(z T )×5%0 {, 29 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ g,"bhu1g,Wú‘Wú‘t NSNlgt^Wú‘t g –PlSN2019^t3g 26ebyQbQú0 7.4.2 O bhv R6Wúx@ g,Wú‘"bhc qg"?è2006^t2g 15eSNT g v0 O N O QR Wúg,Q R 00 T yQwOSO QR SvQs‰(NN T y O N O QR )0 N-VvO v0 R8b Dú‘á`ob—2BRLj!g{,3S÷<^t^bTJTSJ^t^bTJ>00 N-VR8bDú‘ SOO (NN {y N-VWú‘ SOO ) v0 R8bDú‘ h8{— Rc _ 000 SNlgt^‘ –? lpum; ‘Mnm÷ WR8bDú‘ú‘T 0 TW("bh–Dè7.4.4b@R y:vN-VvO 0 N-VWú‘ SOO S^ vg Qs‰SQAvWú‘LN [RdO\ R60 g,"bhNc ~í~%N:Wúx@ R60 7.4.3 uO N O QR SQvNg Qs‰vXf g,Wú‘018^t^"bh{&T O N O QR v‰B w [ [etW0Sf Ng,Wú‘018^t12 g 31ev"rQNS2018^t^v~%b gTWú‘P y0 SOQúU.‘D§Sc g ó0g bD ‘D§vR |{SQNg,Wú‘ù‘D§vc g a V Tc g 0 g,Wú‘°eà‘D§ |{N:SOQúU.‘D§Sc g ó0g bD g,Wú‘RMNN¤ vvc g vhbD P:R8bDMu ]QwR |{N:NQlQAN÷P<‘ QvS R¨Qe_Sg c_vv‘D§ –dMu ]Qwb@N§ v‘D§W(D§P:hN-NMu ‘D§ y: Y NQlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘D§W(D§P:hN-NN¤ `'‘D§ y:0 {, 30 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ g,Wú‘ g vQvN‘D§ |{N:^”e6k>y S bì”L[Xk>0 NpQe.‘D§TQvNT |{ ^”e6k>y{I0 ^”e6k>yf/c W(m; W:N-lg bN÷ Ve6‘Vú[b Sxn[v—^Mu ‘D§ (2) ‘P:vR |{ ‘P:N Yxn¤eR |{N: NQlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘P:SQvN‘ P:0 g,Wú‘RMfeà‘P:R |{N:NQlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘P:0 g, Wú‘ g vQvN‘P:S bìQvNT |{^”Nk>y{I0 7.4.4.4 ‘D§T‘P:vR Yxn¤ T ~í‘~kbxn¤ ‘D§ ‘P:Ng,Wú‘ N:‘]QwTT vN ee c QlQAN÷PN-S T+vP:R8woeb N k!–doeó-pekbvR)`o SUrìxn¤N:^”e6y v0 ^”e6k>yTQvN‘P:vvQsN¤ 9(QeR Yxn¤‘ [ùNNlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘D§ c qgQlQAN÷PyTQvN‘P:‘([–E)sl NdJOYb g,LT ~í‘ ‘D§ná R gaNNKN v NN~kbxn¤ (1) e6S‘D§s°‘A‘TT gCR)~ kb (2) ‘D§]òl N g,Wú‘ ‘D§b@ggC N QàNNb@g v–ib‘ll~le e b (3) ‘D§]òl }q6g,Wú‘lg lN_lg OuY‘D§b@ggC N QàNNb@g v–ib‘l OFf/e>_ N[ù‘D§c§R60 ‘D§~kbxn¤e Qv&—b÷PyN-S T+vc }/g*R ‘M]ò[s°c_vS`Wú‘PyN-S T+vc }/g*[s°c_vS`Wú‘PyW(c gg xn¤vR)`oe6Qec [–E)sl{— [–E)slN v~l]_ vR c v~l{— 7.4.4.10 9(vxn¤T‘ g,Wú‘{t Nb‘l bX{9 U.g R9(9(mvg c Wú‘T ~[v9T{—e lexn¤ QvN‘P:W(c gg xn¤vR)`oe/Qúc [–E)sl{— [–E)slN v~l]_ vR c v~l{— 7.4.4.11 Wú‘e6vR ‘M?{V g,Wú‘ N |{R+vkN Wú‘Ng T {IR ‘MC0 g,Wú‘6vNs°‘b_ R ‘M OFWú‘ c g NSbés°‘R)b \ s°‘R)c R ~–dCevWú‘QP<ê¨l:Wú‘LQb D gg+g* R ‘M)mN-vg*[s°è N:kcep S bìWú‘%m;R¨N§ vg*[s°c_vNSWú‘ N¤ N§ vg*[s°^sQ‘I R gg+ SOR ‘M)mv‘N:gg+g* R ‘M)mN-v]ò[s°è gg+g* R ‘M)mvg*[s°è N:ep R gg+ SOR ‘M)mv‘N:gg+g* R ‘M)m Ss]ò[ s°è vbg*[s°è T vOY ~[TJvbR ‘Mú‘6vN ~–dCeNb@g gCvlú0 {, 33 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ 7.4.4.12 R èTJ g,Wú‘Q…è~~g0 {t ‰B0 Q…èTJR6^N:Ocnxn[~%R è N~%R è:Wúx@ xn[bTJR èvb—2 èá`o0 ~%R è/c g,Wú‘… ená R gaNv~b è (1) ~ b è W(e^8m;R¨N-N§ e6Qe0 Su 9( (2) g,Wú‘Wú‘t N [g N÷~b è R v~%b g NQ[T Qv‘MnD N÷QvN ~é (3) g,Wú‘ S_—~b è v"r Q0 ~%b gTs°‘A‘Ig QsO Oá`o0 YgN$N*b Y N*~%R èwg vOO0Pvw0 NK–D0 R8bDú‘DAS×–PhO0Pg R N2018^t1g 1ew§ vR)`oSR)`o`'(e6QeN: U. DN§T{t N%DN§Tl 2017^t12g 31eRMS_—v—^'ig ' SNbéc qg[–EpQeN÷{— U. b N2017^tg T NN*N¤f ev—^'ig '{—N÷h SUOM Nl ^ QC g,gg+ N ^t^g+ yv 2018^t12g 31e 2017^t12g 31e m;g [Xk> 53,739,859.35 277,397,927.85 [g [Xk> - - QvN- [Xk>g –PN*g NQ… - - {, 36 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ [Xk>g –P-3N*g - - [Xk>g –PN*g NN - - QvN[Xk> - - T 53,739,859.35 277,397,927.85 7.4.7.2 N¤ `'‘D§ SUOM Nl ^ QC g,gg+ yv 2018^t12g 31e b g, QlQAN÷P< QlQAN÷PR)`o 11,094.07 181,013.12 ^”e6[g [Xk>R)`o - - ^”e6QvN[Xk>R)`o - - ^”e6~{— N‘)`o 13,233.63 2,602,910.90 ^”e6P:R8R)`o 2,197,619.18 1,559,506.85 ^”e6D§e/c R8R)`o - - ^”e6NpQe.R8R)`o -2,578.15 2,617,103.14 ^”e6u3->R)`o - - ^”e6‘ ~bP [s`o - - QvN 157.74 - T 2,219,526.47 6,960,534.01 7.4.7.6 QvND§ lè eà0 7.4.7.7 ^”NN¤ 9( SUOM Nl ^ QC g,gg+ N ^t^g+ yv 2018^t12g 31e 2017^t12g 31e N¤ b@^ W:^”NN¤ 9( 2,610,071.54 - ”L^ W:^”NN¤ 9( - 400.00 T 2,610,071.54 400.00 7.4.7.8 QvNP: SUOM Nl ^ QC g,gg+ N ^t^g+ yv 2018^t12g 31e 2017^t12g 31e ^”NR8UFN¤ SUQCO‘ - - {, 38 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ ^”NN9 3,484.82 26,887.56 c9( 418,000.00 190,000.00 T 421,484.82 216,887.56 7.4.7.9 [e6Wú‘ ‘SUOM Nl ^ QC SNlgt^‘ –? lA g,g yv 2018^t1g 1eó018^t12g 31e Wú‘ N &—b N ^t^g+ 4,654,305,046.27 4,654,305,046.27 g,g u3- 60,257,115.77 60,257,115.77 g,g N N - S÷XkR -1,910,062,769.22 -1,910,062,769.22 - Wú‘R /Nb{—RM - - Wú‘R /Nb{—SR¨N - - g,g u3- - - g,g N N - S÷XkR - - g,gg+ 2,804,499,392.82 2,804,499,392.82 ‘SUOM Nl ^ QC SNlgt^‘ –? lC g,g yv 2018^t1g 1eó018^t12g 31e Wú‘ N &—b N ^t^g+ - - g,g u3- 56,671.67 56,671.67 g,g N N - S÷XkR -32,109.14 -32,109.14 - Wú‘R /Nb{—RM - - Wú‘R /Nb{—SR¨N - - g,g u3- - - g,g N N - S÷XkR - - g,gg+ 24,562.53 24,562.53 lè 1. u3-+lbQeN NT+lbQúN ‘ 2. g,Wú‘ê017^t9g 1eó017^t9g 20ekbg Ql_ SU. QqR– eHQ¤-D l ^ 5,153,838,894.45QC0 h9cn0 SNlgt^‘ –? lpum;‘Mnm÷ WR8bDú‘ú‘T 0 v ‘ ‰ g,Wú‘zR– Q…¤-D § vR)`oe6QeNl ^ 1,610,950.94QCW(g,Wú‘ zT b {—N:1,610,950.94NWú‘ R QeWú‘ g N&70 {, 39 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ 3. h9cn0 SNlgt^‘ –? lpum;‘Mnm÷ WR8bDú‘ú‘T 0 vvQs‰ g,Wú‘ N2017^t9g 26e(Wú‘T u eHe)ó017^t11g 2ekbg fN T bD_ e>Wú‘¤ 0 u3- NTlbN Rê017^t11g 3ew YR 0 4. h9cn0 QsNSNlgt^‘ –? lpum;‘Mnm÷ WR8bDú‘ C|{N^vOe9Wú‘T v QlTJ0 g,Wú‘2018^t10g 16ee°XC|{N A~§NSR¨{— N:2018^t1g 1eó018 ^t12g 31e0 C~§NSR¨{— N:2018^t10g 16eó018^t12g 31e0 7.4.7.10 g*R ‘M)m SUOM Nl ^ QC SNlgt^‘ –? lA yv ]ò[s°è g*[s°è g*R ‘M)mT N ^t^g+ 31,145,963.86 -227,153.54 30,918,810.32 g,g R)m -407,530,925.54 -209,735,257.95 -617,266,183.49 g,g Wú‘N¤ -5,086,034.45 16,275,303.75 11,189,269.30 N§ vSR¨ep QvN- Wú‘3-> -385,750.99 -1,494,753.34 -1,880,504.33 Wú‘Nk> -4,700,283.46 17,770,057.09 13,069,773.63 g,g ]òR ‘M)m - - - g,gg+ -381,470,996.13 -193,687,107.74 -575,158,103.87 SUOM Nl ^ QC SNlgt^‘ –? lC yv ]ò[s°è g*[s°è g*R ‘M)mT N ^t^g+ - - - g,g R)m -649.10 -907.17 -1,556.27 g,g Wú‘N¤ -5,551.86 2,208.73 -3,343.13 N§ vSR¨ep QvN- Wú‘3-> -13,367.40 4,282.73 -9,084.67 Wú‘Nk> 7,815.54 -2,074.00 5,741.54 g,g ]òR ‘M)m - - - g,gg+ -6,200.96 1,301.56 -4,899.40 7.4.7.11 [Xk>R)`oe6Qe SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12 2017^t9g 26e(Wú‘T u eHe) g 31e ó017^t12g 31e m;g [Xk>R)`oe6Qe 4,609,753.45 2,175,698.99 [g [Xk>R)`oe6Qe - - QvN[Xk>R)`oe6Qe - - ~{— N‘)`oe6Qe 2,355,773.74 2,771,984.32 QvN 16,516.77 314.66 T 6,982,043.96 4,947,997.97 {, 40 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ 7.4.7.12 hbD6v 7.4.7.12.1 hbD6v NpSVh]N÷e6Qe SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018 2017^t9g 26e(Wú‘ ^t12g 31e T u eHe)ó017^t12g 31e SVQúhb N¤`; 4,595,594,767.92 - Q SVQúhb g,`; 5,013,292,247.29 - NpSVh]N÷e6Qe -417,697,479.37 - 7.4.7.13 P:R8bD6v 7.4.7.13.1 P:R8bD6vyvgb SUOM Nl ^ QC N ^t^Skg g,g 2017^t9g 26e(Wú‘ yv 2018^t1g 1eó018 T u eHe)ó017^t12g 31 ^t12g 31e e P:R8bD6v NpSVP:R8 0 P: 288,500.00 - lP:R8R0g QQN ]N÷e6Qe P:R8bD6v N]N÷e6Qe - - P:R8bD6v u3-N÷e6Qe - - T 288,500.00 - 7.4.7.13.2 P:R8bD6v NpSVP:R8]N÷e6Qe SUOM Nl ^ QC N ^t^Skg g,g 2017^t9g 26e(Wú‘ yv 2018^t1g 1eó018 T u eHe)ó017^t12g 31 ^t12g 31e e SVQúP:R8 0 P:lP:R8R0g QQ 103,580,000.00 - N b N¤`; Q SVQúP:R8 0 P:lP:R8R0 99,711,500.00 - g QQN b g,`; Q ^”e6R)`o`; 3,580,000.00 - NpSVP:R8]N÷e6Qe 288,500.00 - 7.4.7.13.3 P:R8bD6v N]N÷e6Qe lè g,Wú‘,bTJg SN ^t^Skg eàP:R8N]N÷e6Qe0 7.4.7.13.4 P:R8bD6v u3-N÷e6Qe lè g,Wú‘,bTJg SN ^t^Skg eàP:R8u3-N÷e6Qe0 {, 41 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ 7.4.7.13.5 D§e/c R8bD6v lè g,Wú‘,bTJg SN ^t^Skg eàD§e/c R8bD6v0 7.4.7.14 5‘^bD6v 7.4.7.14.1 5‘^bD6vyvgb lè g,Wú‘,bTJg SN ^t^Skg eà5‘^bD6v0 7.4.7.14.2 5‘^bD6v NpSV5‘^]N÷e6Qe lè g,Wú‘,bTJg SN ^t^Skg eà5‘^]N÷e6Qe0 7.4.7.14.3 5‘^bD6v N]N÷e6Qe lè g,Wú‘,bTJg SN ^t^Skg eà5‘^N]N÷e6Qe0 7.4.7.14.4 5‘^bD6v u3-N÷e6Qe lè g,Wú‘,bTJg SN ^t^Skg eà5‘^u3-N÷e6Qe0 7.4.7.15 Mu ]Qwe6v 7.4.7.15.1 Mu ]Qwe6v NpSVgC]N÷e6Qe lè g,Wú‘,bTJg SN ^t^Skg eàgC]N÷e6Qe0 7.4.7.15.2 Mu ]Qwe6v QvNbD6v SUOM Nl ^ QC N ^t^Skg e6v‘ g,g e6v‘ yv 2018^t1g 1eó018^t12 2017^t9g 26e(Wú‘ g 31e T u eHe)ó017^t12 g 31e g 'bD6v -1,082,900.97 - 7.4.7.16 )e6v SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12 2017^t9g 26e(Wú‘T u eHe) g 31e ó017^t12g 31e hbD§ v)e6v 47,220,497.67 - Wú‘D§ v)e6v - - T 47,220,497.67 - 7.4.7.17 QlQAN÷PbK~í9 56,596.59 12,011.18 ”L&7g R9 16,500.00 - QvN9( - 400.00 T 491,096.59 202,411.18 7.4.7.21 R èTJ eà0 7.4.8 b g Ny0 D§P:heT Nyvf 7.4.8.1 b g Ny b*óD§P:he g,Wú‘veà{O\b—2b g Ny0 7.4.8.2 D§P:heT Ny b*ó"bhbQúe g,Wú‘veà{O\b—2D§P:heT Ny0 7.4.9 QsTQs| QsTT y N g,Wú‘Qs| SNlgt^Wú‘t g –PlS( SNlgt^ Wú‘t N0 lèQv{°g:g0 Wú‘ U.g:g Wú‘ ) N-V”Lg –PlS( N-V”L ) Wú‘X{N0 Wú‘ U.g:g SNlR8g –PlS( SNlR8 ) Wú‘t Nv 0 Wú‘ U.g:g PineBridgeInvestmentLLC Wú‘t Nv ]e°S:e°bg/N§Ng –PlS Wú‘t Nv SNlT R8g –P#QlS( SNlT Wú‘t Nv SNlR8vc§PQlS0 Wú‘ R8 ) U.g:g gt^r1^úD§{t (N mw)g –PlS Wú‘t Nvc§PQlS lè QsTN Wú‘LvQsT¤ WGW(kc^8N R VQ… qgN ,UFN gak>zv0 7.4.10 g,bTJg SN ^t^Skg vQsTN¤ - 7.4.10.1 sTN¤ SUQCLvN¤ 7.4.10.1.1 hN¤ ‘SUOM Nl ^ QC N ^t^Skg g,g QsTT y 2017^t9g 26e(Wú‘T u eHe) 2018^t1g 1eó018^t12g 31e ó017^t12g 31e S`_Sg h S`_Sg h b N¤‘ b N¤`;v b N¤‘ b N¤`;v kO kO {, 44 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ SNlR8g 548,373,539.27 4.61% - - –PlS 7.4.10.1.2 P:R8N¤ lè eà0 7.4.10.1.3 P:R8V-¤ lè eà0 7.4.10.1.4 gCN¤ lè eà0 7.4.10.1.5 ^”e/NQsTvOc‘ ‘SUOM Nl ^ QC g,g QsTT y 2018^t1g 1eó018^t12g 31e S`gg+ ^”N _Sg S`_Sg Oc‘ gg+ ^”NOc‘Y Oc‘;v Oc‘ `;‘kO kO SNlR8g 499,738.47 4.56% 204,247.33 7.83% –PlS N ^t^Skg QsTT y 2017^t9g 26e(Wú‘T u eHe)ó017^t12g 31e S`gg+ ^”N _Sg S`_Sg Oc‘ gg+ ^”NOc‘Y Oc‘;v Oc‘ `;‘kO kO 7.4.10.2 QsTb‘l 7.4.10.2.1 Wú‘t 9 SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12g 31 2017^t9g 26e(Wú‘T u eHe) e ó017^t12g 31e _Sg Su vWú‘”e/N 46,747,182.94 19,672,390.06 v{t 9 QvN- e/N U.g:gv 28,597,667.10 12,553,559.02 [b7~b¤9 lè e/NWú‘t NSNlgt^Wú‘t g –PlSv{t Nb‘l RMN eWú‘D§QP<1.5%v^t9 sc e}/ógg ^ c g e/N0 Qv{—Ql_ N: e{t Nb‘l RMN eWú‘D§QP<×1.5% / _S^tY)ep0 7.4.10.2.2 Wú‘X{9 SUOM Nl ^ QC {, 45 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ g,g N ^t^Skg yv 2018^t1g 1eó018^t12g 31 2017^t9g 26e(Wú‘T u eHe) e ó017^t12g 31e _Sg Su vWú‘”e/N 7,791,197.11 3,278,731.67 vbX{9 lè e/NWú‘X{NN-V”LvbX{9 RMN eWú‘D§QP<0.25%v^t9c e}/ó kgg ^ c g e/N0 Qv{—Ql_ N: ebX{9 RMN eWú‘D§QP<×0.25% / _S^tY)ep0 7.4.10.2.3 U.g R9 lè g,g TN ^tSkg WGeàepcn0 7.4.10.3 N QsTL”LT N ^ W:vP:R8(T+V-N¤ lè eà0 7.4.10.4 T QsTbD,Wú‘`Q 7.4.10.4.1 bTJg Q…Wú‘t N(Vúg D‘D,Wú‘`Q lè g,bTJg Q…SN ^t^ Wú‘t Ng*bD,Wú‘ 7.4.10.4.2 bTJgg+ –dú‘t NNKY vQvNQsTbD,Wú‘`Q lè g,bTJg SN ^t^ –dú‘t NNKY vQvNQsTg*bD,Wú‘ 7.4.10.5 u1QsTO{v”L[Xk>OYS_Sg N§ vR)`oe6Qe SUOM Nl ^ QC N ^t^Skg QsT g,g 2017^t9g 26e(Wú‘T u eHe) T y 2018^t1g 1eó018^t12g 31e ó017^t12g 31e gg+ OY _Sg R)`oe6Qe gg+ OY _Sg R)`oe6Qe N-V”Lg 53,739,859.35 4,609,753.45 277,397,927.85 2,175,698.99 –PlS lè g,Wú‘”L[Xk>u1Wú‘X{NN-V”LO{ c ”LT N R)s`o0 7.4.10.6 g,Wú‘(b g Q…SN QsTb R8v`Q lè eà0 7.4.10.7 QvNQsT¤ Nyvf eà0 {, 46 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ 7.4.11 R)mR ‘MQ lè eà0 7.4.12 gg+ 2018^t12g 31e g,Wú‘ g vmAS×–PR8 7.4.12.1 Và¤-°S/XSR8Ngg+ c g vmAS×–PR8 ‘SUOM Nl ^ QC 7.4.12.1.1 S×–PR8|{R+ h ep‘ R8 R8 b R SmA mAS× ¤- gg+ O0 gg+ gg+ O0P< SUOM Y lè Nx T y ¤- e –P{W N÷h< P [Xe>W(g,Wú‘bX{NN-V”L VàN ”L[Xk>vQsvOáu(–i ‘'0 g,Wú‘(N¤ b@L vN¤ WGNN-VR8v{°~{— –P#QlSN:N¤ [ùbK[b R8N¤e6Tk>yn {— –i `'_\ W(”LT N ^ W:LN¤ RMWG[ùN¤ [ùbKLOáu(O0^v[ùR8N¤Rre_ L–P6N c§R6v^”vOáu(–i g,Wú‘Wú‘t N^úzNOáu(–it mAz ùbDyOáu({I~§O0gec§R6R8S LNvOáu(–i N ecS bDR ecOáu(–i N2018^t12g 31e g,Wú‘*c g –dP:0 Y.LyhcnTe?{V`'‘P:NY vP:R8(2017^t12 g 31e T )0 7.4.13.3 mAR¨`'–i mAR¨`'–i/c Wú‘(\eLN ‘P:g QsvNIReG0D‘í:v–i g,Wú‘mAR¨`' –i e—beêWú‘ g NS–‰BNQvc g vWú‘ SN e—beêbDy b@Y vN¤ ^ W:N m;^&gevSs°V– VàbD–-eàlW(^ W:Qús°RgplR¨v`QNN T t vN÷h ~[W(—^8`QN Nu3÷vY t e_ c§R6Và_ e>u3- Nj!_ ^&gevmAR¨`'–i g eHO–ú‘ g NR)v0 N2018^t12g 31e g,Wú‘@bbvQhè‘P:vT ~~[R0g eWGN:NN* g NQ…NN `o SNWú‘QP<(b@g gCv)eàVú[R0g eNN `o Vàkd&—bYSsN:g*bs°vT ~ R0g s°‘A‘ {, 49 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ 7.4.13.3.1 ‘D§T‘P:vR0gg –P g lè eà0 7.4.13.3.2 bTJg Q…g,Wú‘T D§vmAR¨`'–i g g,Wú‘Wú‘t NW(Wú‘\ N-N%h_ R8bDú‘AR¨`'–it ‰0 (ê017^t10g 1ewL){Il‰‰ [ùg,Wú‘T D§vmAR¨`'–iL{t ìzv–it èè[ùg,Wú‘~T c N–-^ c h 0 mAS×–P6vbDykONS~T W(wíeQ…Ss°v~üT c h {ImAR¨`'c h Lc ~ívvmKTR g g,Wú‘DN[QlSSLvR8^ P_ Wú‘qT c g N [N ^ QlSSLvSmAhN _—…N ^ QlSSmAhv15% g,Wú‘ u1g,Wú‘Wú‘t N{t vQhèDT c g N [N ^ Ql SSLvSmAh N _—…N ^ QlSSmAhv30%([Qhc qgg Qsc epgb kOL R8bD_ e>_ Wú‘N-VvO ¤[vrykbDT N S× O–P6)0 g,Wú‘@c è R8W(R8N¤ b@N ^ QvOYNSW(”LT N ^ W:N¤ è Wú‘D§mA feS×–P6N ê1lv`QS‰–Dè7.4.120 kdY g,Wú‘VQúV-‘D§e_ P Qewíg D‘”[ùmAR¨`'—lB QvN –P ,N …ú‘ g vP:R8bDQlQAN÷P<0 g,Wú‘;R¨ bDmAR¨`'S×–PD§v^ P0 ~{— Y N‘ [XQúO‘P:R8bDI0 7.4.13.4.1.1 R)s–i^S SUOM Nl ^ QC g,gg+ 1-3N* 5^tN 2018^t12 1N*g NQ… 3N*g -1^t 1-5^t N `o T g N g 31e D§ 53,739,859.35 - - - - - 53,739,859.35 ”L[Xk> 22,120,507.00 - - - - - 22,120,507.00 ~{— N‘ 318,591.24 - - - - - 318,591.24 [XQúO‘ {, 51 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ N¤ `'‘ 45,049,500.00 -30,096,000.00 - -2,073,053,865.332,148,199,365.33 D§ ^”e6R8n - - - - - 11,004,464.42 11,004,464.42 {—k> - - - - - 2,219,526.47 2,219,526.47 ^”e6R)`o - - - - - 54,254.29 54,254.29 ^”e6u3-> D§`; 121,228,457.59 -30,096,000.00 - -2,086,332,110.512,237,656,568.10 P: ^”NR8n - - - - - 4,936.80 4,936.80 {—k> ^”NNk> - - - - - 1,836,671.25 1,836,671.25 ^”N{t N - - - - - 2,933,526.61 2,933,526.61 b‘l ^”NbX{9 - - - - - 488,921.09 488,921.09 ^”N U.g - - - - - 3.91 3.91 R9 ^”NN¤ 9 - - - - - 2,610,071.54 2,610,071.54 u( QvNP: - - - - - 421,484.82 421,484.82 P:`; - - - - - 8,295,616.02 8,295,616.02 R)seOa ^ 121,228,457.59 -30,096,000.00 - -2,078,036,494.492,229,360,952.08 :S N ^t^g+ 1-3N* 5^tN 2017^t12 1N*g NQ… 3N*g -1^t 1-5^t N `o T g N g 31e D§ ”L[Xk> 277,397,927.85 - - - - - 277,397,927.85 ~{— N‘ 2,068,843,636.36 - - - - -2,068,843,636.36 N¤ `'‘ - -99,470,000.00 - - - 99,470,000.00 D§ NpQe.‘ 2,350,000,000.00 - - - - -2,350,000,000.00 D§ ^”e6R)`o - - - - - 6,960,534.01 6,960,534.01 ^”e6u3-> - - - - - 371,313.40 371,313.40 D§`; 4,696,241,564.21 -99,470,000.00 - - 7,331,847.414,803,043,411.62 P: ^”NR8n - - - - - 99,777,363.03 99,777,363.03 {—k> ^”NNk> - - - - - 10,730,840.80 10,730,840.80 ^”N{t N - - - - - 6,080,625.99 6,080,625.99 b‘l ^”NbX{9 - - - - - 1,013,437.65 1,013,437.65 ^”NN¤ 9 - - - - - 400.00 400.00 u( QvNP: - - - - - 216,887.56 216,887.56 P:`; - - - - - 117,819,555.03 117,819,555.03 R)seOa ^ 4,696,241,564.21 -99,470,000.00 - - -110,487,707.624,685,223,856.59 :S lè hN-b@y:N:g,Wú‘D§SP:v&—b÷P< ^vc qgT ~‰vR)s‘°[N÷eb R0g e[peé NNR |{0 {, 52 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ 7.4.13.4.1.2 R)s–ieOa `'R g lè N2018^t12g 31e g,Wú‘ g vN¤ `'P:R8bDlQAN÷P{I TR0g eW(N ^tNQ…ve?^P:R8vbDON ONNWú‘D§ QPyTQvN‘P: Qv&—b÷PT~{— N‘ 75,860,366.35 3.39 8 QvNT yD§ 13,596,836.42 0.61 9 T 2,237,656,568.10 100.00 8.2 gg+ c LN R |{vhbDT 8.2.1 bTJgg+ c LN R |{vXQ…hbDT ‘SUOM Nl ^ QC S`Wú‘D§QPO ]O\ - - R eS 0 OSZ1NPN - - S ~üT - - T 2,073,053,865.33 92.99 {, 56 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ 8.2.2 bTJgg+ c LN R |{vn/bDhbDT lè g,Wú‘,bTJg Q…g*bD/h0 8.3 gg+ c QlQAN÷PN RN%‘[aN~%‰ Zk>200N QC [ùvQs#NY NfTJ^vZk>0 NS[ùQlSQ…c§{t N%‘[aN~%‰ T N bD S× ‘ bO T N bD t "D D?W0N§ u(N4N¤ ncbWW0 Qú‘WW0 P¨ D g,L ‘ t "§TNK–i–” R0OM N*Nt "D D yhcnNt g*f y: XOág*|?°TcD g,S`u( N:—^g,t "§TcOOg,bú{ILN:Y NZk>3160N QC0 [ùhbD{Vz ^v f h9cnb SvWú‘Dt vQsR6^ Nv^”vx zvbTJN:Wúx@ ~T Qvg*geXRMfo u1Wú ‘t Q[QwOSbDLN:0 g,Wú‘,bTJgg+ bDRMSAT R8N- N-V”LO–iwc{t YTXO N2018^t11g 9e[ù QIY'”L 601818 O\QúLe?Y ZQ[ [ùQlSQ…c§{t N%‘[aN~%‰ 0 N[üe_ ‰ U.t "§T0 NOe9t "T eg,b [üe_ ‰ U.t "§T0 ‰|{Oá7 Re69 cO(÷N{&vg R0 T N bD S×bO0 N bD 7>ZX[Xk>‰!{ILN:Y Nl e6b@_—100N QC Zk>1020N QC T 1120N QC0 [ùhbD{Vz ^vf h9cnb S vWú‘Dt vQsR6^ Nv^”vx zvbTJN:Wúx@ ~T Qvg*geXRMfo u1Wú‘t Q[Qw OSbDLN:0 {, 64 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ g,Wú‘,bTJgg+ bDRMSAT R8N- N-*D, 600705 N2018^t12g 6eQlTJQlSc§ PQlSN-*OábXg –PlSe6R0N-V”LN vwc{t YTXO l_‰{\@Le?Y ZQ[Nf [ù N-*OábX[XW(N*R+Vúg D‘DábXR S×bXNN:U/N S×vN Vúg D‘×RT OábXS×vgC ‘ b N:OábXRR T S×vN O QHYbXNN RT YbXNbDD O… 1v~gS hbDá bXR \ak!^g N kON e-biY'vT Y N80N QCZk> [ùN-*OábXvQs#NO\QúLe?Y ZQ[ ShHY Z 0 N-*OábX=[ Zce ygete9 s°~%`Qkc^80 [ùhbD{V z ^vf h9cnb SvWú‘Dt vQsR6^ Nv^”vx zvbTJN:Wúx@ ~T Qvg*geXRM fo u1Wú‘t Q[QwOSbDLN:0 8.12.2 Wú‘DRMSAT h…úWú‘T ‰vY h^“`Qvf Wú‘DRMSAT hN- lg bD…úWú‘T ‰Y h^“NKY v0 8.12.3 gg+ QvNT yD§gb SUOM Nl ^ QC ^S÷ T y ‘ 1 [XQúO‘ 318,591.24 2 ^”e6R8n {—k> 11,004,464.42 3 ^”e6) - 4 ^”e6R)`o 2,219,526.47 5 ^”e6u3-> 54,254.29 6 QvN^”e6k> - 7 _…dJ9( - 8 QvN - 9 T 13,596,836.42 8.12.4 gg+ c g vY Nl vSlbP:R8f ~ lè g,Wú‘,bTJgg+g* c g Y Nl vSlbP:R80 8.12.5 gg+ RMSAT hN-[XW(mAS×–PQvf lè b*ó,bTJgg+ g,Wú‘MSAT hN-N [XW(mAS×–P`Q0 {, 65 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ §9Wú‘ g NOá`o 9.1 gg+ Wú‘ g Nb7epSc g N~g NSUOM N N c g N b7WGc g v c g N~g ~§R+ b7ep( Wú‘ g:gbD N*NbD b7) S``;Nk S``;N c g N c g N O kO SNl gt^ ‘ 26,914 104,202.25 3,068,018.16 0.11% 2,801,431,374.66 99.89% –? lA SNl gt^ ‘ 21 1,169.64 0.00 0.00% 24,562.53 100.00% –? lC T 26,932 104,133.52 3,068,018.16 0.11% 2,801,455,937.19 99.89% lè g:g/N*NbDc g NS``;NkOv{—N- [ùN \^R ~§Wú‘ kOvR k‘(T ê ~§R+vN [ùT ep kOvR k‘(N \^R ~§Wú‘vT ep Ssgg+ Wú‘`; 0 9.2 gg+ Wú‘t NvNNN TXc gg, Wú‘`Q S`Wú‘;N yv N~§R+ c g N`;ep N kO SNlgt^ Wú‘t Nb@g NNN TX ‘ –? 173,199.69 0.0062% c gg, Wú‘ lA SNlgt^ ‘ –? 15.81 0.0644% lC T 173,215.50 0.0062% lè Wú‘t NvNNN TXc g Wú‘`Wú‘;NkOv{—N- [ùN \^R ~§Wú‘ kOvR k ‘(T ê§R+vN [ùT ep kOvR k‘(N \^R ~§Wú‘vT ep Ssgg+ Wú‘ `; 0 9.3 gg+ Wú‘t NvNNN TXc gg, _ e>_ Wú‘`;‘:v`Q yv N~§R+ c g Wú‘`;‘ep‘: NN g,QlS~§{t NTX0 Wú SNlgt^‘ –? 0 ‘Dx zvèè# lA c gg, _ e>_ Wú‘ SNlgt^‘ –? 0 lC T 0 g,Wú‘ú‘t c gg, _ SNlgt^‘ –? 0 e>_ Wú‘ lA SNlgt^‘ –? 0 {, 66 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ lC T 0 {, 67 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ §10_ e>_ Wú‘SR¨ SUOM N SNlgt^‘ –? SNlgt^‘ –? yv lA lC Wú‘T u eHe 2017^t 9g 26e Wú‘ 5,155,449,845.39 - `; g,bTJgg R Wú‘`; 4,654,305,046.27 - g,bTJgg Wú‘;u3- 60,257,115.77 56,671.67 Q:g,bTJgg Wú‘;NN 1,910,062,769.22 32,109.14 g,bTJgg Wú‘R SR¨N NQ - - \ N"-"XkR g,bTJggg+ Wú‘`; 2,804,499,392.82 24,562.53 lè A|{NSR¨S:N:2018^t1g 1eó018^t12g 31e C|{NSR¨S:N:2018^t10g 16e ó018^t12g 31e0 {, 68 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ §11‘'NNcíy: 11.1 Wú‘ g NY'O Q bTJg Q…eàWú‘ g NY'O Q0 11.2 Wú‘t N0 Wú‘X{NvN èWú‘X{èèv‘'NNSR¨ bTJg Q… 2018^t8g 20e QlSNT}gNfS‰Hu N:QlSRo`;~t gNfS‰Hu ]ò~§ {t NTXR8bD_w QvNT}]òW(N-VR8bDú‘ SOO Y hH0 N NSR¨]ò c vQs‰Y hH0 QlTJ0 2018^t8g R 8QHu bNN-V”Lg –PlSLL0 N NSR¨]òc vQs‰Y hH0 QlTJ0 11.3 m‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv bTJg Q…eàm‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv0 11.4 Wú‘DVueve9S bTJg Q…Wú‘DVueg*e9S0 11.5 N:Wú‘L[vO ^ NRb@`Q bTJg Q…Wú‘*e9X:Qv[vO ^ NRb@0 g,bTJg Wú‘”e/N~fnSNl8S-Y)O ^ NRb@g –PlSvb‘l:60000QCNl ^ NRb@]òT g,Wú‘ON2^tv[g R0 11.6 {t N0 bX{NSQv~§{t NTXS×z=gb Y Z{I`Q bTJg Q…Wú‘t N0 Wú‘X{NvbX{N RèèSQv~§{t NTXg*S×v{èèz=gb Y Z0 11.7 Wú‘u(R8QlSN¤ SUQCvg Qs`Q 11.7.1 Wú‘u(R8QlSN¤ SUQCLhbDOc‘/N`Q ‘SUOM Nl ^ QC R8UFT y N¤ SUQC hN¤ ^”e/NR8UFvOc‘ Y lè ep‘ S`_Sg h S`_Sg Oc‘ b N¤‘ b N¤`;vk Oc‘ `;‘kO O l_R8 1 1,585,098,720.52 13.34% 1,476,190.91 13.46% - ^SR8 2 1,353,286,094.91 11.39% 1,246,494.24 11.37% - mwR8 2 1,126,663,009.37 9.48% 1,040,001.17 9.48% - QtN R8 3 872,989,750.12 7.34% 795,562.97 7.25% - {, 69 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ SN[‰R8 2 814,983,436.78 6.86% 758,999.38 6.92% - ‰… e" 2 665,688,428.19 5.60% 610,977.54 5.57% - [ SNlR8 2 548,373,539.27 4.61% 499,738.47 4.56% - N-”–E 3 527,991,870.68 4.44% 491,724.81 4.48% - QIY'R8 2 475,677,973.15 4.00% 436,518.55 3.98% - e°eR8 2 472,453,282.93 3.97% 434,767.44 3.96% - N-Oá^úb 2 451,878,094.33 3.80% 415,157.46 3.79% - ”R8 1 411,408,917.29 3.46% 383,144.92 3.49% - [‰OáR8 2 362,693,111.63 3.05% 337,777.25 3.08% - t^”R8 2 350,731,033.80 2.95% 324,575.39 2.96% - SN”kR8 1 334,790,317.73 2.82% 305,097.70 2.78% - SNR8 1 234,383,928.87 1.97% 213,596.79 1.95% - PR8 1 224,463,506.86 1.89% 209,031.53 1.91% - VR8 1 215,564,990.11 1.81% 200,752.82 1.83% - N TR8 2 182,955,405.63 1.54% 166,728.18 1.52% - N eR8 3 124,031,437.71 1.04% 113,032.21 1.03% - `RlR8 1 114,848,506.82 0.97% 106,958.50 0.98% - l u R8 1 105,363,968.26 0.89% 96,018.78 0.88% - SNR R8 1 94,324,071.96 0.79% 85,957.80 0.78% - VlT [‰ 1 91,198,126.17 0.77% 84,933.35 0.77% - N-bR8 1 54,486,144.69 0.46% 49,653.60 0.45% - ‰WR8 1 47,530,048.27 0.40% 44,263.53 0.40% - VQCR8 1 42,205,188.00 0.36% 39,304.61 0.36% - ekcR8 1 - - - - - OáR8 1 - - - - - V‘R8 1 - - - - - VTR8 1 - - - - - N T4R8 1 - - - - - N S R8 1 - - - - - N-OáR8 1 - - - - - mYUFR8 1 - - - - - 11.7.2 Wú‘u(R8QlSN¤ SUQCLQvNR8bD`Q ‘SUOM Nl ^ QC R8UFT y P:R8N¤ P:R8V-¤ gCN¤ {, 70 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ S`_Sg P: S`_Sg P:R8 S`_SggC R8V- b N¤‘ b N¤`;vk b N¤‘ b N¤‘ b N¤`;v b N¤`; O kO vkO l_R8 - - 2,590,000,000.00 10.99% - - ^SR8 - - 9,403,600,000.00 39.92% - - mwR8 - - - - - - QtN R8 - - - - - - SN[‰R8 - - 3,900,000,000.00 16.55% - - ‰… e" - - - - - - [ SNlR8 - - - - - - N-”–E - - 50,000,000.00 0.21% - - QIY'R8 - - - - - - e°eR8 - - 100,000,000.00 0.42% - - N-Oá^úb - - 100,000,000.00 0.42% - - ”R8 - - 795,000,000.00 3.37% - - [‰OáR8 - - 170,000,000.00 0.72% - - t^”R8 - - - - - - SN”kR8 - - - - - - SNR8 - - - - - - PR8 - - 4,150,000,000.00 17.62% - - VR8 - - 1,199,300,000.00 5.09% - - N TR8 - - - - - - N eR8 - - - - - - `RlR8 - - 40,000,000.00 0.17% - - l u R8 - - - - - - SNR R8 - - - - - - VlT [‰ - - 760,000,000.00 3.23% - - N-bR8 - - - - - - ‰WR8 - - - - - - VQCR8 - - 300,000,000.00 1.27% - - ekcR8 - - - - - - OáR8 - - - - - - V‘R8 - - - - - - VTR8 - - - - - - N T4R8 - - - - - - N S R8 - - - - - - N-OáR8 - - - - - - {, 71 u Qq80 u  SNlgt^‘ –? l2018^t^t^bTJ mYUFR8 - - - - - - 11.8 QvN‘'NN ^S÷ QlTJNy l[b—2_ l[b—2g SNlgt^Wú‘ g g P\rL N-VR8b0 N mw 1 2018^t1g 12e R8O0Pe^8u3- N0 l 2018^t10g 15e R8b0 R8eb cb0 [g [bDIN RQl TJ SNlgt^Wú‘ g g P\rL N-VR8b0 N mw 49 2018^t10g 17e R8O0PW0p N mw^ mfN e°S:l u 199_ Y'N”S^W:1S÷i|17\B bX{NOOb@ 13.3 g–e_ NpY bDSW(%N eQM9– N_Sc ]g,9- SpN0 bD[ùg,bTJYg u‘ S T¨Wú‘t NSNlgt^Wú‘t g –PlS0 [b7g Rpí~ 400-888-0001 QM9 021- 3878 4638 QlSQW@ www.huatai-pb.com SNlgt^Wú‘t g –PlS 2019^t3g 27e {, 77 u Qq80 u