华泰柏瑞鼎利混合:更新招募说明书(2019年第1号)
2019-02-02
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8 QvND§ 6,031,884.33 1.28
9 T 471,255,926.94 100.00
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6 QvN^”e6k> -
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4 bTJgg+ c g vY Nl vSlbP:R8f ~
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47
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70 Yg xnQcnhf c N lLO0PeN¤ ~g_T {—_SevWú‘D§QP”LSvepcn
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T t vceLhg OFg*s° v u1kdb vWú‘D§O0P< Wú‘t NT
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55
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56
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57
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20 Wú‘X{NvbX{9
30 g,Wú‘C|{Wú‘vWú‘"§N-cv U.g R9
40 Wú‘T u eHT N Wú‘QsvO ^ 9 _^ 9 Nò99
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30 Wú‘T u eHQlTJ
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20 VàN Sb—Rb QvN`_bWú‘t N0 Wú‘X{NeàlQxnO0Wú‘D§N÷
e
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65
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SAN 0 Wú‘–iíy:
g,Wú‘bD–i bìbDT v–i {t –i bD ‰'–iQv[–i
N bDT v–i
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66
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–iN ~R80 g,Wú‘ NYWg OP^vn PWú‘:RT c Wú‘ g Nc g vWú‘kOLR
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N Wú‘"§ {—&SeNvO[X
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70
SNlgt^ R)pum;‘Mnm÷ WR8bDú‘ bRf Nf fe°
SAN]0 Wú‘T vQ…[dX‰
N Wú‘t N0 Wú‘X{NTWú‘ g NvgCR)0 NIR
10 Wú‘t NvgCR)
h9cn0 Wú‘000 \Rl0 SQvNg Qs‰ Wú‘t NvgCR)S bìOFN –P
1 OlR–D
2 êú‘T u eHNKew h9cnl_l‰Wú‘T rìz(^v{t Wú‘"§
3 OqgWú‘T [b
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6 OcnWú‘T Sg Qsl_‰vwcWú‘X{N Y¤N:Wú‘X{NNWú‘
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DvR)v
7 W(Wú‘X{Nfcbe cT e°vWú‘X{N
8 bé0 fcbWú‘ U.g:g [ùWú‘ U.g:gvvQsLN:LvwcTY t
9 bNb YbXQvN{&T gaNvg:gbNWú‘{°g:gR Wú‘{° R^v_—Wú‘
TT ‰v9(
10 OcnWú‘T Sg Qsl_‰Q[Wú‘6vvR ‘MhH
11 W(Wú‘T ~[v VQ… b~b fP\S× u3- NTlbu3÷
12 Oqgl_l‰:Wú‘R)v[ùbDlSLO gCR) N:Wú‘R)vLOVà
Wú‘"§bDR8b@N§ vgCR)
13 NWú‘t NvT NI NhWú‘ g NvR)vLOgCR)b [eQvN
l_LN:
14 bé0 fcb_^ NRb@0 O ^ NRb@0 R8~~UFb QvNN:Wú‘Og Rv
Y è:g
15 W({&T g Qsl_0 l‰RMcN R6T etg QsWú‘¤- u3- N0 l
cb0 —^¤ 70 lX{T[g [bDIN R‰
16 l_l‰N-VvO ‰vTWú‘T ~[vQvNgCR)0
20 Wú‘t NvNIR
h9cn0 Wú‘000 \Rl0 SQvNg Qs‰ Wú‘t NvNIRS bìOFN –P
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SU.0 u3- NTv{°N[
2 R Wú‘ hHbK~í
3 êú‘T u eHNKew N[Oáu(0 (aNRRvSR {t T(Wú‘"§
4 ‘M vQwg NN Dy
15 Ocn0 Wú‘00 Wú‘T SQvNg Qs‰Sì–ú‘ g NY'O b ‘M Wú
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16 c ‰O[XWú‘"§{t N Rm;R¨vO &0 bh0 °_UTQvNvQsD15
^tNN
17 xnO—‰Wú‘DcOvT yeNb DW(‰eSQú ^vN ObD
c qgWú‘T ‰veTe_ –g–R0N Wú‘ QsvQl_ D ^vW(e/NT
t b g,vgaNN _—R0g QsDvY SpN
18 ~~^vSR Wú‘"§ {— ~ SN Wú‘"§vO{0 n t 0 O0N÷ Ss°TR
‘M
19 —b4‰c0 Old¤ b Ol[TJx4N§e SebTJN-VvO ^vwWú
‘X{N
20 VàWú‘T [üú‘"§vc_Y1b c_[Wú‘ g NT lgCve ^”_S
bbT# QvT#N VàQvNQM–d
21 vwcWú‘X{Nc l_l‰Wú‘T ‰\eLêvNIR Wú‘X{N
Wú‘T b Wú‘"§c_Y1e Wú‘t N^”N:Wú‘ g NR)vT Wú‘X{N
22 _SWú‘t N\ QvNIRYbX{,N eY t e ^”_S[ù{,N eY t g QsWú‘Rv
LN:bb#
23 NWú‘t NT NI NhWú‘ g NR)vLOgCR)b [eQvNl_L
N:
24 Wú‘t NW(R– g*0Wú‘Y hHgaN Wú‘T N eH Wú‘
t NbbQhè–9( \ ]òR–D vR ”LT g m;g [Xk>R)`oW(Wú‘– ~g_
T 30eQ…ú‘¤-
25 bgLu eHvWú‘ g NY'O vQ
72
SNlgt^ R)pum;‘Mnm÷ WR8bDú‘ bRf Nf fe°
26 ^úz^vO[XWú‘ g NT Q
27 l_l‰N-VvO ‰vTWú‘T ~[vQvNNIR0
30 Wú‘X{NvgCR)
h9cn0 Wú‘000 \Rl0 SQvNg Qs‰ Wú‘X{NvgCR)S bìOFN –P
1 êú‘T u eHNKew Ol_l‰Wú‘T v‰[‰QhO{Wú‘"§
2 OWú‘T [b
~[_—Wú‘X{9Sl_l‰‰ v{èèbyQvQvN9(
3 vwcWú‘t N[ùg,Wú‘bD\ YSs°Wú‘t Ng Wú‘T SV[
l_l‰LN: [ùWú‘"§ QvN_SNNvR)vb ‘'c_Y1v`_b ggC THbN-Vv
O ^vS‘_‰eOb¤Wú‘DvR)v
4 h9cnvQs^ W:‰ N:Wú‘ D‘ &70 R8&70 g '{—&7SbD@—
QvN&7 N:Wú‘ R8N¤ D‘ {—
5 cSì_ b Sì–ú‘ g NY'O
6 W(Wú‘t Nfcbe cT e°vWú‘t N
7 l_l‰N-VvO ‰vTWú‘T ~[vQvNgCR)0
40 Wú‘X{NvNIR
h9cn0 Wú‘000 \Rl0 SQvNg Qs‰ Wú‘X{NvNIRS bìOFN –P
1 N[Oáu(0 RR\=#SR c g ^v[‰QhO{Wú‘"§
2 zN èvWú‘X{èè Qwg {&T ‰Bv%N W:b@ ‘M v0 T h
y
15 Ocn0 Wú‘00 Wú‘T SQvNg Qs‰ Sì–ú‘ g NY'O b ‘M
Wú‘t N0 Wú‘ g NOlSì–ú‘ g NY'O
16 c qgl_l‰Wú‘T v‰vwcWú‘t NvbD 17 SR Wú‘"§ {— ~ SN Wú‘"§vO{0 n t 0 O0N÷ Ss°TR ‘M
18 —b4‰c0 Old¤ b Ol[TJx4N§e SebTJN-VvO T”Lv
{g:g ^vwWú‘t N
19 VàWú‘T [üú‘"§c_Y1e ^”bbT# QvT#N VàQv
NQM–d
20 c ‰vwcWú‘t Nc l_l‰Wú‘T ‰\eLêvNIR Wú‘t
NVàWú‘T b Wú‘"§c_Y1e ^”N:Wú‘ g NR)vT Wú‘t N
21 bgLu eHvWú‘ g NY'O vQ
22 l_l‰N-VvO ‰vTWú‘T ~[vQvNNIR0
50 Wú‘ g NvgCR)
h9cn0 Wú‘000 \Rl0 SQvNg Qs‰ Wú‘ g NvgCR)S bìOFN –P
N
1 R NWú‘"§e6v
2 SN R ‘M {— vRiOYWú‘"§
3 Olu3÷NQvc g vWú‘
4 c qg‰‰BSì_ Wú‘ g NY'O b Sì–ú‘ g NY'O
5 Qú^-b Ym>NhQú^-Wú‘ g NY'O [ùWú‘ g NY'O [NyL
OhQgC
6 g–b Y R6Ql_ b—2Wú‘á`oD
7 vwcWú‘t NvbD 8 [ùWú‘t N0 Wú‘X{N0 Wú‘ Rg:gc_[QvT lgCvvLN:Olcw
b Nò
9 l_l‰N-VvO ‰vTWú‘T ~[vQvNgCR)0
60 Wú‘ g NvNIR
h9cn0 Wú‘000 \Rl0 SQvNg Qs‰ Wú‘ g NvNIRS bìOFN –P
N
1 ¤ –^vuWú‘T 0 bRf Nf{IOá`ob—2N
2 N‰@bDú‘§T N‰ê –iS× ê;R$e-Wú‘bD÷P< ê;
PZQúbD{V êLbbbD–i
3 QslèWú‘á`ob—2 SeLOgCR)T\eLNIR
4 4~Wú‘¤- u3->ySl_l‰Wú‘T b@‰v9(
5 W(Qvc g vWú‘ VQ… bbWú‘c_b Wú‘T ~kbvg –P#
6 NNNN OUg c_Wú‘QvNWú‘T _SNNT lgCvvm;R¨
7 bgLu eHvWú‘ g NY'O vQ
74
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8 W(Wú‘¤ N-VàNOUSVà_—vN _S_—R)
9 uWú‘t N0 Wú‘X{N0 U.g:gTv{°g:gvvQsN¤ SN R‰
10 cOWú‘t NTv{g:gOl‰BcOvOá`o NSN evfe°TeQE ^v
OQvw [`'
11 l_l‰N-VvO ‰vTWú‘T ~[vQvNNIR0
N Wú‘ g NY'O Sì– NShQvz ^T‰
10 O Sì–SSì–_
1 [b
–d_l‰‰ Wú‘T Sg ~[Y Wú‘ g NY'O u1Wú‘t NSì
–
2 Wú‘t Ng*c ‰Sì– N ì– u1Wú‘X{NSì–
3 Wú‘X{N¤N:g _‰ì_ Wú‘ g NY'O v ^”_ST Wú‘t NcQúNf—b
c0 Wú‘t N^”_Sê6R0Nf—bNKew0eQ…Qf/T&Sì– ^vNf—bJwWú‘X{
N0 Wú‘t NQ[Sì– ^”_SêúQwNf—b[NKew0eQ…Sì_ Wú‘t NQ[N
Sì– Wú‘X{NN¤N:g _‰ì_ v ^”_Su1Wú‘X{NêLSì– ^vêúQwNf—b[
NKew0eQ…Sì_ ^vTJwWú‘t N Wú‘t N^”_S‘M 0
4 NhWú‘10%NN T+10% vWú‘ g N\1T NN yNf—b‰BSì_ Wú‘
N g NY'O ^”_ST Wú‘t NcQúNf—b0 Wú‘t N^”_Sê6R0Nf—bNKe
w0eQ…Qf/T&Sì– ^vNf—bJwcQúcvWú‘ g NNhTWú‘X{N0 Wú‘
{t NQ[Sì– ^”_SêúQwNf—b[NKew0eQ…Sì_ Wú‘t NQ[N Sì– N
hWú‘10%NN T+10% vWú‘ g NN¤N:g _‰ì_ v ^”_ST Wú‘X{N
cQúNf—b0 Wú‘X{N^”_Sê6R0Nf—bNKew0eQ…Qf/T&Sì– ^vNf—bJw
cQúcvWú‘ g NNhTWú‘t N Wú‘X{NQ[Sì– ^”_SêúQwNf—b
Q[NKew0eQ…Sì_ ^vTJwWú‘t N Wú‘t N^”_S‘M 0
5 NhWú‘10%NN T+10% vWú‘ g N\1T NN y‰BSì_ Wú‘
c g NY'O Wú‘t N0 Wú‘X{N Sì– SUrìb T NhWú‘10%NN
T+10% vWú‘ g NggC êLSì– ^vó cRM30ebN-VvO Y hH0 Wú‘
g NOlêLSì–ú‘ g NY'O v Wú‘t N0 Wú‘X{N^”_S‘M N _—–;
x ^rbp0
6 Wú‘ g NO vSì–#béxn[_ O e0 W0p0 e_ TgCvv{°
e0
20 Sì_ Wú‘ g NY'O vwe0 wQ…[0 we_
1 Sì_ Wú‘ g NY'O Sì–^”N Sì_ RM30e W(c [Z’NQlTJ0 Wú‘
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1 O Sì_ ve0 W0pTO _b_
2 O b[vNy0 Nz ^ThQe_
3 ggC Qú^-Wú‘ g NY'O vWú‘ g NvgCvv{°e
4 cgCYbXf vQ…[‰B S bìOFN –PN N Nt gC–PNt g eHg –P
75
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{I 0 TW0p
5 O R^8TNYT STu5
6 Qú^-O _{QY veNT_{\eLvbK~í
7 Sì–—‰wvQvNNy0
2 ‘_ O e_ ^vLhQv`QN u1O Sì–Q[W(O wN-f g,
k!Wú‘ g NY'O b@‘vQwOSe_ 0 YbXvQlg:QsSQvTe_ TTN0
Nf—bhQa ‰N¤vb*kbeTe6Se_ 0
3 YSì–N:Wú‘t N ”SLNf—bwWú‘X{NR0c [W0p[ùhQa ‰
yhLvwc YSì–N:Wú‘X{N R ^”SLNf—bwWú‘t NR0c [W0p[ùhQ
a ‰yhLvwc YSì–N:Wú‘ g N R ^”SLNf—bwWú‘t NTWú‘
bX{NR0c [W0p[ùhQa ‰yhLvwc0 Wú‘t Nb Wú‘X{NbN m>Nh[ùh
Qa ‰yhLvwcv N _qThQa ‰yheHR0
30 Wú‘ g NQú^-O ve_
Wú‘ g NY'O S°W:_ O e_ 0 _ O e_ Sl_l‰ N-VvO QA
vQvNe_ Sì_ O vSì_ e_ u1O Sì–xn[0
1 s°W:_ O 0 u1Wú‘ g Ng,NQú^-b NNt byhcgCYbXf Ym>NhQú
^- s°W:_ O eWú‘t NTWú‘X{NvcgCNh^”_SR ^-Wú‘ g NY'O Wú‘
{t Nb Wú‘X{NN m>NhR ^-v N _qThQeHR0 s°W:_ O T e{&T NN gaNe
SNLWú‘ g NY'O z
1 Nêú^-O c g Wú‘vQí0 S×bXQú^-O QúQwvYbXNc g Wú‘
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N g NNep{&T 0 Wú‘000 \Rl000 Wú‘T 0 {Ig Qs‰T Wú‘t
N^”\\^ NWú‘"§vQhèD QeWú‘X{N_ zvWú‘”L&7 T eW(‰e
Q… X÷Qwg NNR8vQsN RD{IN[0
30 Wú‘”L&7v_ zT{t
1 Wú‘X{NNWú‘X{NvT NI_ g,Wú‘Wú‘X{N b7 N_yN:D‘ &
b7 O{Wú‘"§v”L[Xk>0 Wú‘X{N b7T eN_f/Wú‘X{NW(lN–-n {—j!_
N Nhb@bX{vS bìg,Wú‘"§W(Q…vb@g bX{D§NN-v{QlSLN ~§~—vN u(&
b70 &7v_ T{t u1Wú‘X{Nbb0 g,Wú‘N R ' e6e/m;R¨ WG—ú‘
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2 Wú‘X{NSh9cn[–EQ—‰N:g,Wú‘ zD‘ {—…&7 NR v
QsvD‘GR N R0
3 Wú‘X{N b7v_ zTOu( –Pná \Ug,Wú‘ Rv—‰Wú‘X{NT
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4 Wú‘X{N b7v_ zT{t ^”{&T ”LN vwc{t g:gvg Qs‰0
5 W({&T l_l‰‰[vgaNN Wú‘X{NSNú‘X{N b7R Wú‘D
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87
SNlgt^ R)pum;‘Mnm÷ WR8bDú‘ bRf Nf fe°
40 [g [Xk>&7
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’tT eUFT uY0 [ùNNUv[g [Xk>bD Wú‘t N{T[Xk>g:g{~[g
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De/SN[ Wú‘t NcRMe/Sb è cRMe/S[g [Xk> N§ `o] Ssg,Wú‘
]òcvD‘)`oTcRMe/See6R0vD‘)`o] `o]vY t elu1Wú‘t N
TWú‘X{NSeSOUF‰0
[ùNNUv[g [Xk>bD Wú‘t N{T[Xk>g:g{~[g [Xk>SO ~[S
evgCR)TNIR SOO\N:R k>c N–D0 SON-_{g YN f xngak> [Xk>[
NfN _—(b NNOUe_ bb ^vN _—u(NlTf g,`oR0g _R cRMe/Sv
b@g k>y_{R óX{N b7 f xnb7T 0 _ b7L0 &÷{I N _— QeQvNNOU&7 0
Y[g [Xk>SON-g*OSs°RMak> Wú‘X{NggC b~[g [Xk>bDR k>c N0
50 P:R8bX{N b7v_ T{t
0 Wú‘T 0 u eHT Wú‘X{Nh9cnN-VNl ”L0 ”L^ W:v{°~{—g:gvg
Qs‰ Ng,Wú‘T NIW(N-Y.VP:v{°~{— –P#QlST”L^ W:n {—b@g –P
QlS_ zP:R8bX{&70 D‘{—&7 c g N&7TD‘{—&7 ^vNhWú‘L”
L^ W:P:R8v~{—
60 Wú‘R8&7T~{— N‘&7v_ zT{t
1 Wú‘X{NW(N-v{QlSN mwR QlS0 mW3R QlSN:Wú‘ zWú‘X{NN Wú‘
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2 Wú‘R8&7v_ zTOu( N–Pná \Ug,Wú‘ Rv—‰Wú‘X{N
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4 Wú‘X{NNWú‘X{NvT NIW(N-v{QlS_ z~{— N‘&7 ^vNhb@bX
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5 N-VvO b QvNv{g:gW(g,bX{SOzeNKT QAWú‘NQvNbD
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70 g '{—&7v_ zT{t
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‘&7 W(N-V‘ '¤ b@SN¤ x 0 g '{—&7T y0 g 'D&7T yS
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80 QvN&7v_ zT{t
1 VàN RS\U—‰_ zvQvN&7 SNh9cnl_l‰0 Wú‘T 0 v‰
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88
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2 l_l‰Ig Qs‰[ùvQs&7v_ zT{t Sg ‰v NQv‰0
90 Wú‘"§bDg Qsg N÷Qí{IvO{
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N_S[XQeN-Y.VP:v{°~{— –P#QlS0 N-v{QlSN mwR QlS/mW3R QlS0 ”L^ W:
n {—b@g –PlSb yhcn%NN- _vNO{^“ O{Qíu1Wú‘X{Nc g 0 g N÷Qí
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g[–E eHc§R6vD§NbbO{#0
100 N Wú‘"§ Qsv‘'TT vO{
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v0 N Wú‘"§ Qsv‘'TT vSNRR+ u1Wú‘t N0 Wú‘X{NO{0 –d,SOS
g ‰Y Wú‘t NNhWú‘~rvN Wú‘"§ Qsv‘'TT S bìOFN –PWú‘t^
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w N g*~SeSOUFN TT SNN _—l0
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10 Wú‘D§QPg,`o0 ^”e6k>y0 Qv[b
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30 Wú‘QP< vY t e_
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Wú‘"§ {—&Sg QseNu1Wú‘X{NO[X15^tNN 0
94
SNlgt^ R)pum;‘Mnm÷ WR8bDú‘ bRf Nf fe°
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N\ h9cnWú‘ g Nv—‰^ W:vSS ggC X b Oe9g Ryv
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kk!N¤ ~g_T bDSW(T+2N*]O\eT U.g:gvQpgTbSSpN¤ xn¤
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10 Wú‘&7xn¤Nf
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20 Wú‘¤ [ù&U
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30 QvNvQsvOá`oD
c –ú‘¤ [ù&UN [g [vWú‘DgPe YWú‘°N§Tb e° RvvQsgP
e0 Wú‘t bTJ0 [b7g R{T{I0
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10 bKg:wíOág R
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95
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QlST ym;R¨cy:{IOá`o0
20 u5[Pg R
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96
SNlgt^ R)pum;‘Mnm÷ WR8bDú‘ bRf Nf fe°
NSAN0 QvN^”b—2y
g,Wú‘Wú‘t Nvg QsQlTJ ê018^t6g 22eó018^t12g 21e N R QlTJR
v{W(N-VR8b0 N mwR8b0 R8ebTWú‘t NQlSQz
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SNlgt^ R)pum;‘Mnm÷ WR8bDú‘ ~QlTJ 2018-12-19
SNlgt^Wú‘t g –PlSQsNSR S NSwWú‘ U.g –PlS9
2018-11-01
O `àvQlTJ
SNlgt^ R)pum;‘Mnm÷ WR8bDú‘018^tN [c^bTJ 2018-10-26
SNlgt^Wú‘sNQN v ^sS T+yR¨~z _ N-V”LWú‘
2018-10-09
cwe/NN R^v[eN¤ 9O `àm;R¨
SNlgt^Wú‘sNQN v ^sS T+yR¨~z _ N-Vl u ”LWú
2018-10-09
‘cwe/NN R^v[eN¤ 9O `àm;R¨
SNlgt^Wú‘t g –PlSQsNX Wú‘ &7vQlTJ 2018-09-25
SNlgt^Wú‘sNQN v ^sS T+yR¨~z _ N-V^ú”LWú
2018-09-19
‘cwe/NN R^v[eN¤ 9O `àm;R¨
SNlgt^ R)pum;‘Mnm÷ WR8bDú‘018^tSJ^tb 2018-08-25
SNlgt^ R)pum;‘Mnm÷ WR8bDú‘018^tSJ^tbdX‰ 2018-08-25
SNlgt^Wú‘t g –PlSQsNXRo`;~t vQlTJ 2018-08-21
SNlgt^ R)pum;‘Mnm÷ WR8bDú‘e°vbRf Nf kc
2018-08-04
e 2018^t{,2S÷
SNlgt^ R)pum;‘Mnm÷ WR8bDú‘e°vbRf Nf dX
2018-08-04
‰2018^t{,2S÷
SNlgt^ R)pum;‘Mnm÷ WR8bDú‘018^t2[cb 2018-07-18
97
SNlgt^ R)pum;‘Mnm÷ WR8bDú‘ bRf Nf fe°
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g,bRf Nf[Xe>W(Wú‘t N0 Wú‘X{NSWú‘ g:gOOb@ bDSW(%N
NpY
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vQ…[N b@QlTJvQ…[[QhN
98
SNlgt^ R)pum;‘Mnm÷ WR8bDú‘ bRf Nf fe°
NSAV0 Y geN
N W(N-VvO lèQSNlgt^ R)pum;‘Mnm÷ WR8bDú‘–eN
N 0 SNlgt^ R)pum;‘Mnm÷ WR8bDú‘ú‘T 0
N 0 SNlgt^ R)pum;‘Mnm÷ WR8bDú‘X{SO0
V l_a ‰f
N” Wú‘t NN RDW0pN:Wú‘t N0 Wú‘X{NvOOb@ bDY—N‰~vOá`o
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N0 NN] ^tNg Ne
99