华泰新利:2018年年度报告
2019-03-27
华泰柏瑞新利混合C
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434,685,691.98 164,184,990.02 Q SVQúhb g,`; 441,541,320.31 141,160,422.95 NpSVh]N÷e6Qe -6,855,628.33 23,024,567.07 {, 44 u Qq84 u SNlgt^e°R)m÷ 2018^t^t^bTJ 7.4.7.13 P:R8bD6v 7.4.7.13.1 P:R8bD6vyvgb SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018 2017^t1g 1eó017 ^t12g 31e ^t12g 31e P:R8bD6v NpSVP:R8 0 P: 2,307,757.00 -13,142,324.50 lP:R8R0g QQN ]N÷e6Qe P:R8bD6v N]N÷e6Qe - - P:R8bD6v u3-N÷e6Qe - - T 2,307,757.00 -13,142,324.50 7.4.7.13.2 P:R8bD6v NpSVP:R8]N÷e6Qe SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018 2017^t1g 1eó017 ^t12g 31e ^t12g 31e SVQúP:R8 0 P:lP:R8R0g QQ 1,091,926,321.87 1,422,242,402.88 N b N¤`; Q SVQúP:R8 0 P:lP:R8R0 1,068,746,368.00 1,406,866,262.12 g QQN b g,`; Q ^”e6R)`o`; 20,872,196.87 28,518,465.26 NpSVP:R8]N÷e6Qe 2,307,757.00 -13,142,324.50 7.4.7.13.3 P:R8bD6v N]N÷e6Qe lè g,Wú‘,bTJg SNN ^t^Skg eàP:R8N]N÷e6Qe0 7.4.7.13.4 P:R8bD6v u3-N÷e6Qe lè g,Wú‘,bTJg SNN ^t^Skg eàP:R8u3-N÷e6Qe0 7.4.7.13.5 D§e/c R8bD6v lè g,Wú‘,bTJg SNN ^t^Skg eàD§e/c R8bD6v0 7.4.7.14 5‘^bD6v 7.4.7.14.1 5‘^bD6vyvgb lè g,Wú‘,bTJg SNN ^t^Skg eà5‘^bD6v0 7.4.7.14.2 5‘^bD6v NpSV5‘^]N÷e6Qe lè g,Wú‘,bTJg SNN ^t^Skg eà5‘^bD6v0 {, 45 u Qq84 u SNlgt^e°R)m÷ 2018^t^t^bTJ 7.4.7.14.3 5‘^bD6v N]N÷e6Qe lè g,Wú‘,bTJg SNN ^t^Skg eà5‘^bD6v0 7.4.7.14.4 5‘^bD6v u3-N÷e6Qe lè g,Wú‘,bTJg SNN ^t^Skg eà5‘^bD6v0 7.4.7.15 Mu ]Qwe6v 7.4.7.15.1 Mu ]Qwe6v NpSVgC]N÷e6Qe lè g,Wú‘,bTJg SNN ^t^Skg eàMu ]Qwe6v0 7.4.7.15.2 Mu ]Qwe6v QvNbD6v lè g,Wú‘,bTJg SNN ^t^Skg eàMu ]Qwe6v0 7.4.7.16 )e6v SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12 2017^t1g 1eó017^t12g 31e g 31e hbD§ v)e6v 2,527,491.66 4,089,886.58 Wú‘D§ v)e6v - - T 2,527,491.66 4,089,886.58 7.4.7.17 QlQAN÷PbK~í9 17,874.57 13,773.08 ”L&7g R9 36,300.00 37,200.00 QvN9( 900.00 - T 415,074.57 415,973.08 7.4.8 b g Ny0 D§P:heT Nyvf 7.4.8.1 b g Ny b*óD§P:he g,Wú‘veà{O\b—2b g Ny0 {, 47 u Qq84 u SNlgt^e°R)m÷ 2018^t^t^bTJ 7.4.8.2 D§P:heT Ny b*ó"bhbQúe g,Wú‘veà{O\b—2D§P:heT Ny0 7.4.9 QsTQs| QsTT y N g,Wú‘Qs| SNlgt^Wú‘t g –PlS( SNlgt^ Wú‘t N0 Wú‘èQv{°g:g0 Wú‘ U.g:g Wú‘ ) N-V”Lg –PlS( N-V”L ) Wú‘X{N0 Wú‘ U.g:g SNlR8g –PlS( SNlR8 ) Wú‘t Nv PineBridgeInvestmentLLC Wú‘t Nv ]e°S:e°bg/N§Ng –PlS Wú‘t Nv SNlT R8g –P#QlS( SNlT Wú‘t Nv SNlR8vc§PQlS R8 ) gt^r1^úD§{t (N mw)g –PlS Wú‘t Nvc§PQlS lè N sT¤ WGW(kc^8N R VQ… N ,UFN gak>z0 7.4.10 g,bTJg SN ^t^Skg vQsTN¤ 7.4.10.1 sTN¤ SUQCLvN¤ 7.4.10.1.1 hN¤ ‘SUOM Nl ^ QC g,g N ^t^Skg QsTT y 2018^t1g 1eó018^t12g 31e 2017^t1g 1eó017^t12g 31e S`_Sg h S`_Sg h b N¤‘ b N¤`;v b N¤‘ b N¤`;v kO kO SNlR8 24,310,813.59 3.10% 11,109,443.04 3.63% 7.4.10.1.2 gCN¤ lè g,Wú‘,bTJg Q…SN ^t^Skg g*sTN¤ SUQCLgCN¤ 0 7.4.10.1.3 ^”e/NQsTvOc‘ ‘SUOM Nl ^ QC g,g QsTT y 2018^t1g 1eó018^t12g 31e S`gg+ ^”N _Sg S`_Sg Oc‘ gg+ ^”NOc‘Y Oc‘;v Oc‘ `;‘kO kO SNlR8 22,154.16 3.06% 5,751.33 7.41% N ^t^Skg QsTT y 2017^t1g 1eó017^t12g 31e S`gg+ ^”N _Sg S`_Sg Oc‘ gg+ ^”NOc‘Y Oc‘;v Oc‘ `;‘kO kO SNlR8 10,124.00 3.59% - - {, 48 u Qq84 u SNlgt^e°R)m÷ 2018^t^t^bTJ lè 1. N c‘^ W:N÷h<~g,Wú‘Wú‘t NN [ùeSOUFxn[ Nbc–d1N-VR8v{° ~{— –P#QlSe6Sv{9~bK9Q y:0 gCN¤ N Oc‘ 2. |{Oc‘Ovg R V bìOc‘6SeN:g,Wú‘OvR8bD zvb gT^ W:Oá`og R{I0 7.4.10.2 QsTb‘l 7.4.10.2.1 Wú‘t 9 SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12g 31 2017^t1g 1eó017^t12g 31e e _Sg Su vWú‘”e/N 3,535,079.03 4,969,296.39 v{t 9 QvN- e/N U.g:gv 663,115.88 1,100,307.76 [b7~b¤9 lè e/NWú‘t NSNlgt^Wú‘{t Nb‘l RMN eWú‘D§QP<0.80%v^t9c e}/ógg ^ c g e/N0 Qv{—Ql_ N: e{t Nb‘l RMN eWú‘D§QP< X 0.80% / _S^tY)ep0 7.4.10.2.2 Wú‘X{9 SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12g 31 2017^t1g 1eó017^t12g 31e e _Sg Su vWú‘”e/N 1,104,712.18 1,552,905.03 vbX{9 lè e/NWú‘X{NN-V”LvbX{9 RMN eWú‘D§QP<0.25%v^t9c e}/ó kgg ^ c g e/N0 Qv{—Ql_ N: ebX{9 RMN eWú‘D§QP<×0.25% / _S^tY)ep0 7.4.10.2.3 U.g R9 SUOM Nl ^ QC _— U.g R9 g,g T QsTT y 2018^t1g 1eó018^t12g 31e _Sg Su vWú‘”e/Nv U.g R9 SNlgt^e°R)m÷ SNlgt^e°R)m÷ C T T A SNlgt^Wú‘t g –P - - - QlS T - - - _— U.g R9 N ^t^Skg T QsTT y 2017^t1g 1eó017^t12g 31e _Sg Su vWú‘”e/Nv U.g R9 {, 49 u Qq84 u SNlgt^e°R)m÷ 2018^t^t^bTJ SNlgt^e°R)m÷ SNlgt^e°R)m÷ C T T A SNlgt^Wú‘t g –P - 2,403.10 2,403.10 QlS T - 2,403.10 2,403.10 lè g,Wú‘|{Wú‘ e6S U.g R9 C|{Wú‘e/N U.g:g U.g R9 c RMN eC |{Wú‘D§QPOYS_Sg N§ vR)`oe6Qe SUOM Nl ^ QC QsT g,g N ^t^Skg T y 2018^t1g 1eó018^t12g 31e 2017^t1g 1eó017^t12g 31e gg+ OY _Sg R)`oe6Qe gg+ OY _Sg R)`oe6Qe N-V”L 3,038,221.67 53,196.82 4,493,675.32 87,556.48 lè g,Wú‘”L[Xk>u1Wú‘X{NN-V”LO{ c ”LT N R)s`o0 7.4.10.6 g,Wú‘(b g Q…SN QsTb R8v`Q lè g,Wú‘TJgg+g* SN QsTb R80 7.4.11 R)mR ‘MQ SNlgt^e°R)m÷ A ‘SUOM Nl ^ QC {, 50 u Qq84 u SNlgt^e°R)m÷ 2018^t^t^bTJ ^ –doe k10N s°‘b_ QbDb_ g,g R)mR ‘M S÷ gCv Wú‘ ~ Se>`; Se>`; T Y lè v{°e W:Q… W:Y ep 2018^t7 2018^t7 1 - 0.3780 17,652,948.55 53,639.6017,706,588.15 g 11e g 11e T - - 0.3780 17,652,948.55 53,639.6017,706,588.15 SNlgt^e°R)m÷ C ‘SUOM Nl ^ QC ^ –doe k10N s°‘b_ QbDb_ g,g R)m S÷ gCv Wú‘ ~ Se>`; Se>`; R ‘M Y lè v{°e W:Q… W:Y ep T 2018^t7 2018^t7 1 - 0.3780 0.73 - 0.73 g 11e g 11e T - - 0.3780 0.73 - 0.73 7.4.12 gg+ 2018^t12g 31e g,Wú‘ g vmAS×–PR8 7.4.12.1 Và¤-°S/XSR8Ngg+ c g vmAS×–PR8 lè eà0 7.4.12.2 gg+ c g vfeP\rL{ImAS×–Ph ‘SUOM Nl ^ QC gg+ Y rL hN h P\rLe P\rL Y rLe ep‘ gg+ O0POY35,000,000.00QC b*ó019^t1g 2eR0g 0 |{N¤ ‰Bg,Wú‘le(^“vP: R8 c R8N¤ b@‰vkOb{—N:h QR8T N ONNP:R8V-¤ vOY 7.4.13 ‘]Qw–i{t 7.4.13.1 –it e?{VT~~gg g,Wú‘:m÷ WWú‘ Qvg v–ie6vN'^ W:Wú‘ P:R8WWú‘ ONNhWWú ‘ N:R8bDú‘-vN-–i N-e6vTy0 g,Wú‘D‘]QwN;‰bìhbD P:R8bDI0 g,Wú‘(e^8~%m;R¨N-—b4vN ‘]QwvQsv–i;‰bìOáu(–i mA R¨`'–i^ W:–i g,Wú‘Wú‘t NNN–it vN;‰h f/N‰S\ NN –i§R6W(–P [v VNKQ… Og,Wú‘(–ie6vNKS_— Osv^saN[s° –ie6vvS9‘M v–i e6vvh 0 g,Wú‘Wú‘t N^úzv–it OS|u1 ~~0 R6^0 mAz TbTJ {IVN*e—bb 0 ~~f/c QlSv–it ~~ggS bìcNO N v–it N [YTXO 0 QlS{t \Bv–i c§R6YTXO 0 –it èl_v[èSQlST N Rèè cNO [ù^úzWú‘–it Q…è§ R6|~T~c Qvg eH`'bbg ~# R6^f/c –it vQsv‰àR6^ f/[ù~~LSQv] O\mAz {IvQwOS‰ mAz f/–it v]O\mAz [~‰NT èèNK–it ]O\vQ… [Tz ^ bTJf/[ùmAz v_‰f T°_U ef/–it ]O\v‘‰ N_f/[ù–it ] O\v`;~Tb—2 g,Wú‘Wú‘t N[ùN‘]Qwv–it elN;‰/`'R gT[‘ gvelS O0mKT y–i§ vS_Y10 N[`'R gv‰QúS R$e-–i_Y1vN%‘ ^TQús°–i_ Y1v‘^0 N[‘ gv‰QúS h9cng,Wú‘bDh ~T Wú‘D§b@(‘]Qwry _ y[v–i‘ c h 0 j!W e^8v‘ bTJ xn[–i_Y1v–PTv^”nOáz ^ SeS—`0[ùT y–iLvwc0 hgTO0 ^v^”Q{V \ –i§R6W(SbS×v V Q… {, 52 u Qq84 u SNlgt^e°R)m÷ 2018^t^t^bTJ 7.4.13.2 Oáu(–i Oáu(–i/c Wú‘(N¤ N-VàN¤ [ùbKg*\eLT ~# b Wú‘@bDR8NKSLN Qús°0 b~e/NR0gg, `o{I`Q [üú‘D§c_Y1Te6vSS v–i g,Wú‘Wú‘t NW(N¤ RM[ùN¤ [ùbKvDárQLNQER vO00 g,Wú‘”L[Xk> [Xe>W(g,Wú‘bX{NN-V”L VàN ”L[Xk>vQsvOáu(–i ‘'0 g,Wú‘(N¤ b@L vN¤ WGNN-VR8v{°~{— –P#QlSN:N¤ [ùbK[b R8N¤e6Tk>yn {— –i `'_\ W(”LT N ^ W:LN¤ RMWG[ùN¤ [ùbKLOáu(O0^v[ùR8N¤Rre_ L–P6N c§R6v^”vOáu(–i g,Wú‘Wú‘t N^úzNOáu(–it mAz ùbDyOáu({I~§O0gec§R6R8S LNvOáu(–i N ecS bDR ecOáu(–i g,Wú‘:R8bDOáu(~§`Qc 0 N-VNl ”LOáu(~§{t c [üa ‰ [vh Q~ SlG`;0 7.4.13.2.1 c wíg Oáu(~§ y:vP:R8bD SUOM Nl ^ QC g,gg+ N ^t^g+ wíg Oáu(~§ 2018^t12g 31e 2017^t12g 31e A-1 120,732,000.00 70,030,000.00 A-1NN 0.00 0.00 g*~§ 110,214,000.00 180,098,000.00 T 230,946,000.00 250,128,000.00 lè g*~§vP:R8S bìwíg D80 P:R8Oáu(~§Sê,N e~§g:gv~§ 7.4.13.2.2 c wíg Oáu(~§ y:vD§e/c R8bD lè eà0 {, 53 u Qq84 u SNlgt^e°R)m÷ 2018^t^t^bTJ 7.4.13.2.3 c wíg Oáu(~§ y:vT N [XSUbD lè eà0 7.4.13.2.4 c g Oáu(~§ y:vP:R8bD SUOM Nl ^ QC g,gg+ N ^t^g+ g Oáu(~§ 2018^t12g 31e 2017^t12g 31e AAA 102,100,000.0 59,200,500.00 AAANN 0.00 21,682,508.00 g*~§ 30,349,000.00 29,832,000.00 T 132,449,000.00 110,715,008.00 lè g*~§vP:R8S bìVP:0 e?{V`'‘P:0 P:R8Oáu(~§Sê,N e~§g:gv~§ 7.4.13.2.5 c g Oáu(~§ y:vD§e/c R8bD lè eà0 7.4.13.2.6 c g Oáu(~§ y:vT N [XSUbD lè eà0 7.4.13.3 mAR¨`'–i mAR¨`'–i/c Wú‘(\eLN ‘P:g QsvNIReG0D‘í:v–i g,Wú‘mAR¨`' –i e—beêWú‘ g NS–‰BNQvc g vWú‘ SN e—beêbDy b@Y vN¤ ^ W:N m;^&gevSs°V– VàbD–-eàlW(^ W:Qús°RgplR¨v`QNN T t vN÷h ~[W(—^8`QN Nu3÷vY t e_ c§R6Và_ e>u3- Nj!_ ^&gevmAR¨`'–i g eHO–ú‘ g NR)v0 N2018^t12g 31e –dVQúV-‘D§k>OYN-g 35,000,000.00QC\ W(NN* g NQ…R0g N `o(R)`o‘ ‘')Y g,Wú‘@bbvQvN‘P:vT ~~[R0g eWGN:NN* g NQ… NN `o SNWú‘QP<(b@g gCv)eàVú[R0g eNN `o Vàkd&—bY~N:g*bs° vT ~R0g s°‘A‘ {, 54 u Qq84 u SNlgt^e°R)m÷ 2018^t^t^bTJ 7.4.13.3.1 ‘D§T‘P:vR0gg –P g lè eà0 7.4.13.3.2 bTJg Q…g,Wú‘T D§vmAR¨`'–i g g,Wú‘Wú‘t NW(Wú‘\ N-N%h_ R8bDú‘AR¨`'–it ‰0 (ê017^t10g 1ewL){Il‰‰ [ùg,Wú‘T D§vmAR¨`'–iL{t ìzv–it èè[ùg,Wú‘~T c N–-^ c h 0 mAS×–P6vbDykONS~T W(wíeQ…Ss°v~üT c h {ImAR¨`'c h Lc ~ívvmKTR g g,Wú‘DN[QlSSLvR8^ P_ Wú‘qT c g N [N ^ QlSSLvSmAhN _—…N ^ QlSSmAhv15% g,Wú‘ u1g,Wú‘Wú‘t N{t vQhèDT c g N [N ^ Ql SSLvSmAh N _—…N ^ QlSSmAhv30%([Qhc qgg Qsc epgb kOL R8bD_ e>_ Wú‘N-VvO ¤[vrykbDT N S× O–P6)0 g,Wú‘@c è R8W(R8N¤ b@N ^ QvOYNSW(”LT N ^ W:N¤ è Wú‘D§mA feS×–P6N ê1lv`QS‰–Dè7.4.120 kdY g,Wú‘VQúV-‘D§e_ P Qewíg D‘”[ùmAR¨`'—lB QvN –P ,N …ú‘ g vP:R8bDQlQAN÷P<0 g,Wú‘;R¨ bDmAR¨`'S×–PD§v^ P0 ~{— Y N‘ [XQúO‘ P:R8bDNpQe.‘D§{I0 7.4.13.4.1.1 R)s–i^S SUOM Nl ^ QC g, g g+ 201 8 1N*g NQ… 1-3N*g 3N*g -1^t 1-5^t 5^tNN N `o T ^t1 2 g 3 1e {, 56 u Qq84 u SNlgt^e°R)m÷ 2018^t^t^bTJ D N§ ” 3,038,221.67 - - - - - 3,038,221.67 L [X k> ~ 40,984.10 - - - - - 40,984.10 {— Y N ‘ [X 91,309.45 - - - - - 91,309.45 Qú O ‘ N¤ - 10,114,000.0 240,920,000.0 102,100,000.0 10,261,000.0 29,045,663.00 392,440,663.0 f 0 0 0 0 0 `' ‘ D N§ ^” - - - - - 5,212,437.67 5,212,437.67 e6 R) `o ^” - - - - - 24.61 24.61 e6 u3 - k> Qv - - - - - - - N D N§ D 3,170,515.22 10,114,000.0 240,920,000.0 102,100,000.0 10,261,000.0 34,258,125.28 400,823,640.5 N§ 0 0 0 0 0 `; P: SV 35,000,000.00 - - - - - 35,000,000.00 Qú V - ‘ D N§ k> ^” - - - - - 50,402,913.60 50,402,913.60 N N V k> - - - - - 245,470.67 245,470.67 ^” N {, 57 u Qq84 u SNlgt^e°R)m÷ 2018^t^t^bTJ { t N b ‘l ^” - - - - - 76,709.58 76,709.58 N bX { 9 ^” - - - - - 91,070.55 91,070.55 N N¤ f 9 u( ^” - - - - - 31,643.85 31,643.85 N R) `o ^” - - - - - 40,249.50 40,249.50 N¤ z 9 Qv - - - - - 360,011.13 360,011.13 N P: 35,000,000.00 - - - - 51,248,068.88 86,248,068.88 P: `; R) -10,114,000.0 240,920,000.0 102,100,000.0 10,261,000.0 -314,575,571.6 s 31,829,484.78 0 0 0 0 16,989,943.60 2 eO a ^ : S N ^t ^ g+ 201 1N*g NQ… 1-3N*g 3N*g -1^t 1-5^t 5^tNN N `o T 7 ^t1 2 g 3 1e D N§ ” 4,493,675.32 - - - - - 4,493,675.32 L [X k> 150,958.13 - - - - - 150,958.13 ~ {— Y {, 58 u Qq84 u SNlgt^e°R)m÷ 2018^t^t^bTJ N ‘ [X 18,372.73 - - - - - 18,372.73 Qú O ‘ N¤ - 90,202,000.0 189,758,000.0 79,639,508.00 1,243,500.00 125,460,142.5 486,303,150.5 f 0 0 4 4 `' ‘ D N§ Np 19,600,000.00 - - - - - 19,600,000.00 Qe U. ‘ D N§ ^” - - - - - 4,838,897.69 4,838,897.69 e6 R) `o D 24,263,006.18 90,202,000.0 189,758,000.0 79,639,508.00 1,243,500.00 130,299,040.2 515,405,054.4 N§ 0 0 3 1 `; P: SV 9,000,000.00 - - - - - 9,000,000.00 Qú V - ‘ D N§ k> ^” - - - - - 2,607,150.00 2,607,150.00 N R8 n {— k> ^” - - - - - 21,528.71 21,528.71 N N V k> - - - - - 350,387.02 350,387.02 ^” N { t N {, 59 u Qq84 u SNlgt^e°R)m÷ 2018^t^t^bTJ b ‘l ^” - - - - - 109,495.92 109,495.92 N bX { 9 ^” - - - - - 191.30 191.30 N U. g R 9 ^” - - - - - 102,848.55 102,848.55 N N¤ f 9 u( ^” - - - - - 9,423.76 9,423.76 N R) `o Qv - - - - - 365,000.00 365,000.00 N P: 9,000,000.00 - - - - 3,566,025.26 12,566,025.26 P: `; R) 15,263,006.18 90,202,000.0 189,758,000.0 79,639,508.00 1,243,500.00 126,733,014.9 502,839,029.1 s 0 0 7 5 eO a ^ : S lè hN-b@y:N:g,Wú‘D§SP:v&—b÷P< ^vc qgT ~‰vR)s‘°[N÷eb R0g e[peé NNR |{0 7.4.13.4.1.2 R)s–ieOa `'R g PG –d W:R)sNY vQvN^ W:S‘c N S [ùD§P:heWú‘D§QP{I TR0g eW(N ^tNQ…ve?^P:R8vbDO N ONNWú‘D§QPyTQvN‘P: Qv&—b÷PT~{— N‘ 3,079,205.77 0.77 8 QvNT yD§ 5,303,771.73 1.32 9 T 400,823,640.50 100.00 8.2 gg+ c LN R |{vhbDT 8.2.1 bTJgg+ c LN R |{vXQ…hbDT ‘SUOM Nl ^ QC S`Wú‘D§QPO ]O\ - - R eS 0 OSZ1NPN - - S ~üT - - T 29,045,663.00 9.23 {, 65 u Qq84 u SNlgt^e°R)m÷ 2018^t^t^bTJ 8.2.2 bTJgg+ c LN R |{vn/bDhbDT lè g,Wú‘,bTJgg+g* c g /bDh0 8.3 gg+ c QlQAN÷P - 3 ^”e6) - 4 ^”e6R)`o 5,212,437.67 5 ^”e6u3-> 24.61 6 QvN^”e6k> - 7 _…dJ9( - 8 QvN - 9 T 5,303,771.73 {, 69 u Qq84 u SNlgt^e°R)m÷ 2018^t^t^bTJ 8.12.4 gg+ c g vY Nl vSlbP:R8f ~ lè g,Wú‘,bTJgg+g* c g Y Nl vSlbP:R80 8.12.5 gg+ RMSAT hN-[XW(mAS×–PQvf ‘SUOM Nl ^ QC S`Wú‘D§QP< ^S÷ hNx hT y mAS×–Pè vQlQAN÷P< mAS×–PQf kO % 1 600030 N-OáR8 2,854,583.00 0.91 P\rL {, 70 u Qq84 u SNlgt^e°R)m÷ 2018^t^t^bTJ §9Wú‘ g NOá`o 9.1 gg+ Wú‘ g Nb7epSc g N~g NSUOM N N c g N b7WGc g v c g N~g ~§R+ b7ep( Wú‘ g:gbD N*NbD b7) S``;Nk S``;N c g N c g N O kO SNl gt^ 1,805 172,586.95 229,335,602.48 73.62% 82,183,839.69 26.38% e°R) m÷ A SNl gt^ 1 19.29 0.00 0.00% 19.29 100.00% e°R) m÷ C T 1,806 172,491.40 229,335,602.48 73.62% 82,183,858.98 26.38% lè R ~§Wú‘:g/N*NbDc g NS``;NkOv{—N- [ùN \^R ~§Wú‘ kOvR k ‘(T ê§R+vN [ùT ep kOvR k‘(N \^R ~§Wú‘vT ep Ssgg+ Wú‘ `; 0 9.2 gg+ Wú‘t NvNNN TXc gg, Wú‘`Q S`Wú‘;N yv N~§R+ c g N`;ep N kO SNlgt^ Wú‘t Nb@g NNN TX e°R)m÷ 27.00 0.0000% c gg, Wú‘ T A SNlgt^ e°R)m÷ 0.00 0.0000% T C T 27.00 0.0000% lè Wú‘t NvNNN TXc g Wú‘`Wú‘;NkOv{—N- [ùN \^R ~§Wú‘ kOvR k ‘(T ê§R+vN [ùT ep kOvR k‘(N \^R ~§Wú‘vT ep Ssgg+ Wú‘ `; 0 9.3 gg+ Wú‘t NvNNN TXc gg, _ e>_ Wú‘`;‘:v`Q yv N~§R+ c g Wú‘`;‘ep‘: NN g,QlS~§{t NTX0 Wú SNlgt^e°R)m÷ A 0 ‘Dx zvèè# SNlgt^e°R)m÷ C 0 c gg, _ e>_ Wú‘ T 0 g,Wú‘ú‘t c gg, _ SNlgt^e°R)m÷ A 0 e>_ Wú‘ SNlgt^e°R)m÷ C 0 T 0 {, 71 u Qq84 u SNlgt^e°R)m÷ 2018^t^t^bTJ §10_ e>_ Wú‘SR¨ SUOM N SNlgt^e°R)m÷ SNlgt^e°R)m÷ yv T A T C Wú‘T u eHe 2015^t 4g 28e Wú‘ 1,652,694,626.58 - `; g,bTJgg R Wú‘`; 484,278,496.34 19.29 g,bTJgg Wú‘;u3- 3,069,804.38 - Q:g,bTJgg Wú‘;NN 175,828,858.55 - g,bTJgg Wú‘R SR¨N NQ - - \ N"-"XkR g,bTJggg+ Wú‘`; 311,519,442.17 19.29 {, 72 u Qq84 u SNlgt^e°R)m÷ 2018^t^t^bTJ §11‘'NNcíy: 11.1 Wú‘ g NY'O Q bTJg Q…eàWú‘ g NY'O Q0 11.2 Wú‘t N0 Wú‘X{NvN èWú‘X{èèv‘'NNSR¨ 2018^t8g 20e QlSNT}gNfS‰Hu N:QlSRo`;~t gNfS‰Hu ]ò~§{t NTX R8bD_w QvNT}]òW(N-VR8bDú‘ SOO Y hH0 N NSR¨]òc vQs‰ Y hH0 QlTJ0 bTJg Q… 2018^t8g R 8QHu bNN-V”Lg –PlSLL0 N NSR¨]ò c vQs‰Y hH0 QlTJ0 11.3 m‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv bTJg Q…eàm‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv0 11.4 Wú‘DVueve9S bTJg Q…Wú‘DVueg*e9S0 11.5 N:Wú‘L[vO ^ NRb@`Q bTJg Q…Wú‘*e9X:Qv[vO ^ NRb@0 g,bTJg Wú‘”e/N~fnSNl8S-Y)O ^ NRb@(rykfnT O )vb‘l:60,000.00QCNl ^ NRb@]òT g,Wú‘ON4^tv[ g R0 11.6 {t N0 bX{NSQv~§{t NTXS×z=gb Y Z{I`Q bTJg Q…Wú‘t N0 Wú‘X{NvbX{N RèèSQv~§{t NTXg*S×v{èèz=gb Y Z0 11.7 Wú‘u(R8QlSN¤ SUQCvg Qs`Q 11.7.1 Wú‘u(R8QlSN¤ SUQCLhbDOc‘/N`Q ‘SUOM Nl ^ QC R8UFT y N¤ SUQC hN¤ ^”e/NR8UFvOc‘ Y lè ep‘ S`_Sg h S`_Sg Oc‘ b N¤‘ b N¤`;vk Oc‘ `;‘kO O QIY'R8 2 168,104,198.66 21.44% 155,443.69 21.49% - SN[‰R8 2 163,580,882.55 20.87% 152,343.34 21.06% - {, 73 u Qq84 u SNlgt^e°R)m÷ 2018^t^t^bTJ ^SR8 2 88,636,519.35 11.31% 80,862.96 11.18% - mwR8 2 53,097,867.25 6.77% 48,724.13 6.74% - N-”–E 3 30,783,027.26 3.93% 28,667.85 3.96% - N-lR8 2 30,377,166.75 3.87% 28,290.05 3.91% - l_R8 1 28,216,739.31 3.60% 26,278.65 3.63% - ‰… e" 2 24,762,877.26 3.16% 22,566.57 3.12% - [ SNlR8 2 24,310,813.59 3.10% 22,154.16 3.06% - QtN R8 2 23,666,199.81 3.02% 21,567.63 2.98% - [‰OáR8 2 22,081,844.69 2.82% 20,564.70 2.84% - N eR8 3 21,771,669.00 2.78% 19,840.68 2.74% - VR8 1 17,183,165.66 2.19% 16,002.84 2.21% - t^”R8 2 16,903,944.33 2.16% 15,671.43 2.17% - e°eR8 2 13,395,011.96 1.71% 12,206.96 1.69% - N-Oá^úb 2 12,802,958.22 1.63% 11,667.33 1.61% - N-bR8 1 12,057,873.37 1.54% 10,988.44 1.52% - SN”kR8 1 11,492,100.89 1.47% 10,472.75 1.45% - l u R8 1 10,427,641.32 1.33% 9,502.74 1.31% - `RlR8 1 5,129,955.60 0.65% 4,777.53 0.66% - ‰WR8 1 2,896,446.72 0.37% 2,697.48 0.37% - N TR8 2 1,855,050.00 0.24% 1,690.53 0.23% - ”R8 1 334,350.39 0.04% 311.38 0.04% - SNR R8 1 79,413.60 0.01% 72.37 0.01% - N S R8 1 - - - - - ekcR8 1 - - - - - SNR8 1 - - - - - N-OáR8 1 - - - - - OáR8 1 - - - - - V‘R8 1 - - - - - VTR8 1 - - - - - N T4R8 1 - - - - - VQCR8 1 - - - - - VlT [‰ 2 - - - - - mYUFR8 1 - - - - - lè 10 béNt R8NpSVvR8~%g:gvh Q {, 74 u Qq84 u SNlgt^e°R)m÷ 2018^t^t^bTJ QlS^”bé"rQoY} ~%LN:‰ QwY x zv[RvR8QlSSNN x zvg:g T Qvb Qv T O\R8UFyu(Wú‘ u(N¤ ^-OM0 QlSbévcON¤ SUQCvR8UF^”_Sná R Wúg,gaN 1 Qwg v^”vN R~%D< 2 Oá°_UoY} g $^teà‘'‰LN: g*S×v{g:g‘'Y Z 3 D‘ Oá‰oY}0 Q…èt ‰ 0 N%h< QwY PeQhvQ…c§R6^ ^vá,Wú‘\ ^O[v‰B0 4 QwY Wú‘\b@—veH0 [‰QhvgaN N¤ e{&T Nt Wú‘LR8N¤ v—‰ ^v:Wú‘OQh—bOá`og R0 5 QwY x zv[R g Vú[vx zvg:gTN èx zvNTX eQh—b0N:Wú‘O[‰mN0 L N `Q0 ^ W:p 0 hR gvx zvbTJSThR0vOá`og R ^v9cnWú‘Dry[‰B c ON x zvbTJ0 20 béNt R8NpSVvR8~%g:gvz ^ Wú‘t Nh9cnNN h QL[T xn[R8~ %g:gvbé0 Wú‘t NN bévR8~%g:g{~N¤ SUQCyu(SOTR8x zvg RSO 0 11.7.2 Wú‘u(R8QlSN¤ SUQCLQvNR8bD`Q ‘SUOM Nl ^ QC R8UFT y P:R8N¤ P:R8V-¤ gCN¤ S`_Sg P: S`_Sg P:R8 S`_SggC R8V- b N¤‘ b N¤`;vk b N¤‘ b N¤‘ b N¤`;v b N¤`; O kO vkO QIY'R8 - - 106,000,000.00 6.60% - - SN[‰R8 - - 454,000,000.00 28.25% - - ^SR8 1,388,571.56 2.04% 149,000,000.00 9.27% - - mwR8 30,025,098.30 44.06% 104,000,000.00 6.47% - - N-”–E - - - - - - N-lR8 - - 138,000,000.00 8.59% - - l_R8 10,061,000.00 14.76% 212,000,000.00 13.19% - - ‰… e" - - - - - - [ SNlR8 25,875,118.20 37.97% - - - - QtN R8 - - - - - - [‰OáR8 - - 110,600,000.00 6.88% - - N eR8 - - - - - - VR8 - - 3,000,000.00 0.19% - - t^”R8 - - - - - - {, 75 u Qq84 u SNlgt^e°R)m÷ 2018^t^t^bTJ e°eR8 - - - - - - N-Oá^úb 794,160.00 1.17% - - - - N-bR8 - - - - - - SN”kR8 - - - - - - l u R8 - - - - - - `RlR8 - - 20,000,000.00 1.24% - - ‰WR8 - - - - - - N TR8 - - - - - - ”R8 - - 66,000,000.00 4.11% - - SNR R8 - - - - - - N S R8 - - - - - - ekcR8 - - - - - - SNR8 - - - - - - N-OáR8 - - - - - - OáR8 - - - - - - V‘R8 - - - - - - VTR8 - - - - - - N T4R8 - - - - - - VQCR8 - - - - - - VlT [‰ - - 244,200,000.00 15.20% - - mYUFR8 - - - - - - 11.8 QvN‘'NN ^S÷ QlTJNy l[b—2_ l[b—2g SNlgt^Wú‘ g g P\rL N-VR8b0 N mw 1 2018^t1g 12e R8O0PW0p N mw^ mfN e°S:l u 199_ Y'N”S^W:1S÷i|17\B bX{NOOb@ 13.3 g–e_ NpY bDSW(%N eQM9– N_Sc ]g,9- SpN0 bD[ùg,bTJYg u‘ S T¨Wú‘t NSNlgt^Wú‘t g –PlS0 [b7g Rpí~ 400-888-0001 QM9 021- 3878 4638 QlSQW@ www.huatai-pb.com SNlgt^Wú‘t g –PlS 2019^t3g 27e {, 81 u Qq84 u