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W:N-lg bN÷ Ve6‘Vú[b Sxn[v—^Mu ‘D§ (2)‘P:vR |{ ‘P:N Yxn¤eR |{N: NQlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘P:SQvN‘ P:0 g,Wú‘RMfeà‘P:R |{N:NQlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘P:0 g, Wú‘ g vQvN‘P:S bìQvNT |{^”Nk>y{I0 7.4.4.4 ‘D§T‘P:vR Yxn¤ T ~í‘~kbxn¤ ‘D§ ‘P:Ng,Wú‘ N:‘]QwTT vN ee c QlQAN÷PN-S T+vP:R8woeb N k!–doeó-pekbvR)`o SUrìxn¤N:^”e6y v0 ^”e6k>yTQvN‘P:vvQsN¤ 9(QeR Yxn¤‘ [ùNNlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘D§ c qgQlQAN÷PyTQvN‘P:‘([–E)sl NdJOYb g,LT ~í‘ ‘D§ná R gaNNKN v NN~kbxn¤ (1) e6S‘D§s°‘A‘TT gCR)~ kb (2) ‘D§]òl N g,Wú‘ ‘D§b@ggC N QàNNb@g v–ib‘ll~le e b (3) ‘D§]òl }q6g,Wú‘lg lN_lg OuY‘D§b@ggC N QàNNb@g v–ib‘l OFf/e>_ N[ù‘D§c§R60 ‘D§~kbxn¤e Qv&—b÷PyN-S T+vc }/g*R ‘M]ò[s°c_vS`Wú‘PyN-S T+vc }/g*[s°c_vS`Wú‘PyW(c gg xn¤vR)`oe6Qec [–E)sl{— [–E)slN v~l]_ vR c v~l{— 7.4.4.10 9(vxn¤T‘ g,Wú‘{t Nb‘l bX{9 U.g R9(9(mvg c Wú‘T ~[v9T{—e lexn¤ QvN‘P:W(c gg xn¤vR)`oe/Qúc [–E)sl{— [–E)slN v~l]_ vR c v~l{— 7.4.4.11 Wú‘e6vR ‘M?{V g,Wú‘ N |{R+vkN Wú‘Ng T {IR ‘MC0 g,Wú‘6vNs°‘b_ R ‘M OFWú‘ c g NSbés°‘R)b \ s°‘R)c R ~–dCevWú‘QP<ê¨l:Wú‘LQb D gg+g* R ‘M)mN-vg*[s°è N:kcep S bìWú‘%m;R¨N§ vg*[s°c_vNSWú‘ N¤ N§ vg*[s°^sQ‘I R gg+ SOR ‘M)mv‘N:gg+g* R ‘M)mN-v]ò[s°è gg+g* R ‘M)mvg*[s°è N:ep R gg+ SOR ‘M)mv‘N:gg+g* R ‘M)m Ss]ò[ s°è vbg*[s°è T vOY ~[TJvbR ‘Mú‘6vN ~–dCeNb@g gCvlú0 7.4.4.12 R èTJ g,Wú‘Q…è~~g0 {t ‰B0 Q…èTJR6^N:Ocnxn[~%R è N~%R è:Wúx@ xn[bTJR èvb—2 èá`o0 ~%R è/c g,Wú‘… ená R gaNv~b è (1) ~ {, 33 u Qq79 u  SNlgt^oR±R¨RT 2018^t^t^bTJ b è W(e^8m;R¨N-N§ e6Qe0 Su 9( (2) g,Wú‘Wú‘t N [g N÷~b è R v~%b g NQ[T Qv‘MnD N÷QvN ~é (3) g,Wú‘ S_—~b è v"r Q0 ~%b gTs°‘A‘Ig QsO Oá`o0 YgN$N*b Y N*~%R èwg vOO0Pvw0 NK–D0 R8bDú‘DAS×–PhO0Pg R N2018^t1g 1ew§ vR)`oSR)`o`'(e6QeN: U. (2) [ùWú‘R8^ W:N-S_—ve6Qe S bìNpSVh0 P:R8v]N÷e6Qe hvo0 ~R) e6Qe P:R8vR)`oe6QeSQvNe6Qe fN _e6O N b@_— 0 (3) [ùWú‘_—vO N P:R8R)`oe6Qe ^”u1SLP:R8vO N W(T Wú‘/NR)`oeNbcN 420%vN*Nb@_— 0 [ùWú‘N ^ QlSS_—vo~R)b@_— c –P(1N*g NQ…(T+1N*g ) v Qvo~R)b@_—QhQe^”~z b@_— c –P(1N*g NN ó^t(T+1^t)v fQc 50% Qe^”~z b@_— c –P…^tv fQM_e6N*Nb@_— 0 [ùWú‘ g vN ^ QlS–P. ‰ S_—vo0 ~R)e6Qe c qgN ‰{—~z c ê‰ew{— ‰RM S_—vo0 ~R)e6Qe~~ífQc 50%Qe^”~z b@_— N @_—~N u(20%vz s_N*N b@_— 0 (4) Wú‘VQúhc 0.1%vz s4~hN¤ Sp± NpQehN _e6hN¤ Sp± 0 (5) g,Wú‘W^ ~b¤^úz 0 eY9 D TW0eeY9 D {Iz 9 qg[–E4~XP SUOM Nl ^ QC g,gg+ N ^t^g+ yv 2018^t12g 31e 2017^t12g 31e m;g [Xk> 8,575,955.14 3,739,843.52 [g [Xk> - - QvN- [Xk>g –PN*g NQ… - - [Xk>g –P-3N*g - - [Xk>g –PN*g NN - - QvN[Xk> - - T 8,575,955.14 3,739,843.52 {, 36 u Qq79 u  SNlgt^oR±R¨RT 2018^t^t^bTJ 7.4.7.2 N¤ `'‘D§ SUOM Nl ^ QC g,gg+ yv 2018^t12g 31e b g, QlQAN÷P< QlQAN÷PR)`o 2,109.59 867.91 ^”e6[g [Xk>R)`o - - ^”e6QvN[Xk>R)`o - - {, 37 u Qq79 u  SNlgt^oR±R¨RT 2018^t^t^bTJ ^”e6~{— N‘)`o 77.22 54.25 ^”e6P:R8R)`o - 4.66 ^”e6D§e/c R8R)`o - - ^”e6NpQe.R8R)`o - - ^”e6u3->R)`o - - ^”e6‘ ~bP [s`o - - QvN 21.67 12.21 T 2,208.48 939.03 7.4.7.6 QvND§ lè b*ó,bTJg SN ^t^Skg g,Wú‘*c g QvND§ 7.4.7.7 ^”NN¤ 9( SUOM Nl ^ QC g,gg+ N ^t^g+ yv 2018^t12g 31e 2017^t12g 31e N¤ b@^ W:^”NN¤ 9( 115,570.90 78,015.76 ”L^ W:^”NN¤ 9( - - T 115,570.90 78,015.76 7.4.7.8 QvNP: SUOM Nl ^ QC g,gg+ N ^t^g+ yv 2018^t12g 31e 2017^t12g 31e ^”NR8UFN¤ SUQCO‘ - - ^”NN9 5.49 - c9( 210,000.00 210,000.00 T 210,005.49 210,000.00 7.4.7.9 [e6Wú‘ ‘SUOM Nl ^ QC SNlgt^oR±R¨R g,g yv 2018^t1g 1eó018^t12g 31e Wú‘ N &—b N ^t^g+ 46,306,139.48 46,306,139.48 g,g u3- 36,312,290.57 36,312,290.57 g,g N N - S÷XkR -38,999,195.38 -38,999,195.38 - Wú‘R /Nb{—RM - - Wú‘R /Nb{—SR¨N - - g,g u3- - - {, 38 u Qq79 u  SNlgt^oR±R¨RT 2018^t^t^bTJ g,g N N - S÷XkR - - g,gg+ 43,619,234.67 43,619,234.67 ‘SUOM Nl ^ QC SNlgt^oR±R¨R g,g yv 2018^t1g 1eó018^t12g 31e Wú‘ N &—b N ^t^g+ 876,722.12 876,722.12 g,g u3- 1,028,022.10 1,028,022.10 g,g N N - S÷XkR -1,796,089.79 -1,796,089.79 - Wú‘R /Nb{—RM - - Wú‘R /Nb{—SR¨N - - g,g u3- - - g,g N N - S÷XkR - - g,gg+ 108,654.43 108,654.43 lè u3-+~R)Qb0 lbQeN NT+lbQúN 7.4.7.10 g*R ‘M)m SUOM Nl ^ QC SNlgt^oR±R¨R yv ]ò[s°è g*[s°è g*R ‘M)mT N ^t^g+ 8,765,531.94 4,805,307.08 13,570,839.02 g,g R)m 360,822.17 -12,062,558.67 -11,701,736.50 g,g Wú‘N¤ 1,877,540.57 1,274,726.92 3,152,267.49 N§ vSR¨ep QvN- Wú‘3-> 13,762,489.37 -37,442.29 13,725,047.08 Wú‘Nk> -11,884,948.80 1,312,169.21 -10,572,779.59 g,g ]òR ‘M)m -3,245,400.91 - -3,245,400.91 g,gg+ 7,758,493.77 -5,982,524.67 1,775,969.10 SUOM Nl ^ QC SNlgt^oR±R¨R yv ]ò[s°è g*[s°è g*R ‘M)mT N ^t^g+ 289,021.22 101,506.68 390,527.90 g,g R)m -5,317.75 -134,184.24 -139,501.99 g,g Wú‘N¤ -205,669.91 16,004.76 -189,665.15 N§ vSR¨ep QvN- Wú‘3-> 607,498.03 -33,542.61 573,955.42 Wú‘Nk> -813,167.94 49,547.37 -763,620.57 g,g ]òR ‘M)m -43,575.15 - -43,575.15 g,gg+ 34,458.41 -16,672.80 17,785.61 7.4.7.11 [Xk>R)`oe6Qe SUOM Nl ^ QC {, 39 u Qq79 u  SNlgt^oR±R¨RT 2018^t^t^bTJ g,g N ^t^Skg yv 2018^t1g 1eó018^t12 2017^t1g 1eó017^t12g 31e g 31e m;g [Xk>R)`oe6Qe 50,266.46 49,349.79 [g [Xk>R)`oe6Qe - - QvN[Xk>R)`oe6Qe - - ~{— N‘)`oe6Qe 3,572.22 1,418.53 QvN 1,036.19 555.17 T 54,874.87 51,323.49 7.4.7.12 hbD6v 7.4.7.12.1 hbD6v NpSVh]N÷e6Qe SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018 2017^t1g 1eó017 ^t12g 31e ^t12g 31e SVQúhb N¤`; 271,217,857.15 172,873,429.89 Q SVQúhb g,`; 269,398,611.12 163,360,200.40 NpSVh]N÷e6Qe 1,819,246.03 9,513,229.49 7.4.7.13 P:R8bD6v 7.4.7.13.1 P:R8bD6vyvgb SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018 2017^t1g 1eó017 ^t12g 31e ^t12g 31e P:R8bD6v NpSVP:R8 0 P: 5,390.37 4,183.74 lP:R8R0g QQN ]N÷e6Qe P:R8bD6v N]N÷e6Qe - - P:R8bD6v u3-N÷e6Qe - - T 5,390.37 4,183.74 7.4.7.13.2 P:R8bD6v NpSVP:R8]N÷e6Qe SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018 2017^t1g 1eó017 ^t12g 31e ^t12g 31e SVQúP:R8 0 P:lP:R8R0g QQ 44,797.80 94,194.00 N b N¤`; Q SVQúP:R8 0 P:lP:R8R0 39,400.00 90,000.00 g QQN b g,`; Q ^”e6R)`o`; 7.43 10.26 NpSVP:R8]N÷e6Qe 5,390.37 4,183.74 {, 40 u Qq79 u  SNlgt^oR±R¨RT 2018^t^t^bTJ 7.4.7.13.3 P:R8bD6v N]N÷e6Qe lè eà0 7.4.7.13.4 P:R8bD6v u3-N÷e6Qe lè eà0 7.4.7.13.5 D§e/c R8bD6v lè eà0 7.4.7.14 5‘^bD6v 7.4.7.14.1 5‘^bD6vyvgb lè eà0 7.4.7.14.2 5‘^bD6v NpSV5‘^]N÷e6Qe lè eà0 7.4.7.14.3 5‘^bD6v N]N÷e6Qe lè eà0 7.4.7.14.4 5‘^bD6v u3-N÷e6Qe lè eà0 7.4.7.15 Mu ]Qwe6v 7.4.7.15.1 Mu ]Qwe6v NpSVgC]N÷e6Qe lè eà0 7.4.7.15.2 Mu ]Qwe6v QvNbD6v lè eà0 7.4.7.16 )e6v SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12 2017^t1g 1eó017^t12g 31e g 31e hbD§ v)e6v 452,756.45 627,335.90 Wú‘D§ v)e6v - - T 452,756.45 627,335.90 {, 41 u Qq79 u  SNlgt^oR±R¨RT 2018^t^t^bTJ 7.4.7.17 QlQAN÷PbK~í9 7,367.63 16,046.20 ”L&7g R9 37,200.00 27,900.00 QvN9( - 300.00 T 254,567.63 254,246.20 7.4.8 b g Ny0 D§P:heT Nyvf 7.4.8.1 b g Ny b*óD§P:he g,Wú‘veà{O\b—2b g Ny0 7.4.8.2 D§P:heT Ny b*ó"bhbQúe g,Wú‘veà{O\b—2D§P:heT Ny0 7.4.9 QsTQs| QsTT y N g,Wú‘Qs| SNlgt^Wú‘t g –PlS( SNlgt^ Wú‘t N0 v{°g:g0 Wú‘ U.g:g Wú‘ ) N-V”Lg –PlS( N-V”L ) Wú‘X{N0 Wú‘ U.g:g SNlR8g –PlS( SNlR8 ) Wú‘t Nv 0 Wú‘ U.g:g PineBridgeInvestmentLLC Wú‘t Nv ]e°S:e°bg/N§Ng –PlS Wú‘t Nv SNlT R8g –P#QlS( SNlT Wú‘t Nv SNlR8vc§PQlS R8 ) gt^r1^úD§{t (N mw)g –PlS Wú‘t Nvc§PQlS lè N sT¤ WGW(kc^8N R VQ… N ,UFN gak>z0 7.4.10 g,bTJg SN ^t^Skg vQsTN¤ 7.4.10.1 sTN¤ SUQCLvN¤ 7.4.10.1.1 hN¤ ‘SUOM Nl ^ QC g,g N ^t^Skg QsTT y 2018^t1g 1eó018^t12g 31e 2017^t1g 1eó017^t12g 31e S`_Sg h S`_Sg h b N¤‘ b N¤`;v b N¤‘ b N¤`;v kO kO SNlR8 27,713,626.00 5.19% 12,538,580.75 4.46% {, 43 u Qq79 u  SNlgt^oR±R¨RT 2018^t^t^bTJ 7.4.10.1.2 gCN¤ lè g,bTJg SN ^t^Skg g,Wú‘*sTN¤ SUQCLgCN¤ 0 7.4.10.1.3 ^”e/NQsTvOc‘ ‘SUOM Nl ^ QC g,g QsTT y 2018^t1g 1eó018^t12g 31e S`gg+ ^”N _Sg S`_Sg Oc‘ gg+ ^”NOc‘Y Oc‘;v Oc‘ `;‘kO kO SNlR8 25,255.54 5.15% 12,069.55 10.44% N ^t^Skg QsTT y 2017^t1g 1eó017^t12g 31e S`gg+ ^”N _Sg S`_Sg Oc‘ gg+ ^”NOc‘Y Oc‘;v Oc‘ `;‘kO kO SNlR8 11,426.48 4.37% - - lè 1. N c‘^ W:N÷h<~g,Wú‘Wú‘t NN [ùeSOUFxn[ Nbc–d1N-VR8v{°~{— g –P#QlSe6Sv{9~bK9Q y:0 2. |{Oc‘Ovg R V bìOc‘6SeN:g,Wú‘OvR8bD zvb gT^ W:Oá`og R{I0 7.4.10.2 QsTb‘l 7.4.10.2.1 Wú‘t 9 SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12g 31 2017^t1g 1eó017^t12g 31e e _Sg Su vWú‘”e/N 874,981.88 1,180,336.21 v{t 9 QvN- e/N U.g:gv 130,497.68 229,546.19 [b7~b¤9 lè g,Wú‘”e/NWú‘t Nb‘l c RMN eWú‘D§QPOYS_Sg N§ vR)`oe6Qe SUOM Nl ^ QC QsT g,g N ^t^Skg T y 2018^t1g 1eó018^t12g 31e 2017^t1g 1eó017^t12g 31e gg+ OY _Sg R)`oe6Qe gg+ OY _Sg R)`oe6Qe N-V”L 8,575,955.14 50,266.46 3,739,843.52 49,349.79 lè g,Wú‘”L[Xk>u1Wú‘X{NN-V”LO{ c ”LT N R)s`o0 7.4.10.6 g,Wú‘(b g Q…SN QsTb R8v`Q lè g,Wú‘,g eàW(b g Q…SN QsTb R8v`Q0 7.4.10.7 QvNQsT¤ Nyvf lè g,Wú‘,bTJg eàQvN—‰f vQsT¤ Ny0 7.4.11 R)mR ‘MQ m÷ SNlgt^oR±R¨R A ‘SUOM Nl ^ QC ^ –doe k10N s°‘b_ QbDb_ g,g R)mR ‘M S÷ gCv Wú‘ ~ Se>`; Se>`; T Y lè v{°e W:Q… W:Y ep 2018^t6 2018^t6 1 - 0.65 2,052,002.521,193,398.393,245,400.91 g 21e g 21e T - - 0.65 2,052,002.521,193,398.393,245,400.91 m÷ SNlgt^oR±R¨R C ‘SUOM Nl ^ QC ^ –doe k10N s°‘b_ QbDb_ g,g R)m S÷ gCv Wú‘ ~ Se>`; Se>`; R ‘M Y lè v{°e W:Q… W:Y ep T 2018^t6 2018^t6 1 - 0.65 34,797.66 8,777.49 43,575.15 g 21e g 21e T - - 0.65 34,797.66 8,777.49 43,575.15 {, 46 u Qq79 u  SNlgt^oR±R¨RT 2018^t^t^bTJ 7.4.12 gg+ 2018^t12g 31e g,Wú‘ g vmAS×–PR8 7.4.12.1 Và¤-°S/XSR8Ngg+ c g vmAS×–PR8 lè eà0 7.4.12.2 gg+ c g vfeP\rL{ImAS×–Ph lè eà0 7.4.12.3 gg+ P:R8kcV-¤ N-O\N:bbvP:R8 7.4.12.3.1 ”L^ W:P:R8kcV- lè b*ó,bTJgg+ g,Wú‘*c g ”L^ W:P:R8kcV- 7.4.12.3.2 N¤ b@^ W:P:R8kcV- lè b*ó,bTJgg+ g,Wú‘*c g N¤ b@^ W:P:R8kcV- 7.4.13 ‘]Qw–i{t 7.4.13.1 –it e?{VT~~gg g,Wú‘:m÷ WWú‘ Qvg v–ie6vN'^ W:Wú‘ P:R8WWú‘ ONNhWWú ‘ N:R8bDú‘-vN-–i N-e6vTy0 g,Wú‘D‘]QwN;‰bìhbD P:R8bDI0 g,Wú‘(e^8~%m;R¨N-—b4vN ‘]QwvQsv–i;‰bìOáu(–i mA R¨`'–i^ W:–i g,Wú‘Wú‘t NNN–it vN;‰h f/N‰S\ v[ù–i§R6W(–P [v VNKQ… Og,Wú‘(–ie6vNKS_— Osv^saN[s° –ie6vvS9‘M v–i e6vvh 0 g,Wú‘Wú‘t N^úzv–it OS|u1 ~~0 R6^0 mAz TbTJ {IVN*e—bb 0 ~~f/c QlSv–it ~~ggS bìcNO N v–it N [YTXO 0 QlS{t \Bv–i c§R6YTXO 0 –it èl_v[èSQlST N Rèè cNO [ù^úzWú‘–it Q…è§ R6|~T~c Qvg eH`'bbg ~# R6^f/c –it vQsv‰àR6^ f/[ù~~LSQv] O\mAz {IvQwOS‰ mAz f/–it v]O\mAz [~‰NT èèNK–it ]O\vQ… [Tz ^ bTJf/[ùmAz v_‰f T°_U ef/–it ]O\v‘‰ N_f/[ù–it ] O\v`;~Tb—2 {, 47 u Qq79 u  SNlgt^oR±R¨RT 2018^t^t^bTJ g,Wú‘Wú‘t N[ùN‘]Qwv–it elN;‰/`'R gT[‘ gvelS O0mKT y–i§ vS_Y10 N[`'R gv‰QúS R$e-–i_Y1vN%‘ ^TQús°–i_ Y1v‘^0 N[‘ gv‰QúS h9cng,Wú‘bDh ~T Wú‘D§b@(‘]Qwry _ y[v–i‘ c h 0 j!W e^8v‘ bTJ xn[–i_Y1v–PTv^”nOáz ^ SeS—`0[ùT y–iLvwc0 hgTO0 ^v^”Q{V \ –i§R6W(SbS×v V Q… 7.4.13.2 Oáu(–i Oáu(–i/c Wú‘(N¤ N-VàN¤ [ùbKg*\eLT ~# b Wú‘@bDR8NKSLN Qús°0 b~e/NR0gg, `o{I`Q [üú‘D§c_Y1Te6vSS v–i g,Wú‘Wú‘t NW(N¤ RM[ùN¤ [ùbKvDárQLNQER vO00 g,Wú‘”L[Xk> [Xe>W(g,Wú‘bX{NN-V”L VàN ”L[Xk>vQsvOáu(–i ‘'0 g,Wú‘(N¤ b@L vN¤ WGNN-VR8v{°~{— –P#QlSN:N¤ [ùbK[b R8N¤e6Tk>yn {— –i `'_\ W(”LT N ^ W:LN¤ RMWG[ùN¤ [ùbKLOáu(O0^v[ùR8N¤Rre_ L–P6N c§R6v^”vOáu(–i g,Wú‘Wú‘t N^úzNOáu(–it mAz ùbDyOáu({I~§O0gec§R6R8S LNvOáu(–i N ecS bDR ecOáu(–i g,Wú‘:R8bDOáu(~§`Qc 0 N-VNl ”LOáu(~§{t c [üa ‰ [vh Q~ SlG`;0 7.4.13.2.1 c wíg Oáu(~§ y:vP:R8bD lè eà0 7.4.13.2.2 c wíg Oáu(~§ y:vD§e/c R8bD lè eà0 7.4.13.2.3 c wíg Oáu(~§ y:vT N [XSUbD lè eà0 7.4.13.2.4 c g Oáu(~§ y:vP:R8bD lè eà0 {, 48 u Qq79 u  SNlgt^oR±R¨RT 2018^t^t^bTJ 7.4.13.2.5 c g Oáu(~§ y:vD§e/c R8bD lè eà0 7.4.13.2.6 c g Oáu(~§ y:vT N [XSUbD lè eà0 7.4.13.3 mAR¨`'–i mAR¨`'–i/c Wú‘(\eLN ‘P:g QsvNIReG0D‘í:v–i g,Wú‘mAR¨`' –i e—beêWú‘ g NS–‰BNQvc g vWú‘ SN e—beêbDy b@Y vN¤ ^ W:N m;^&gevSs°V– VàbD–-eàlW(^ W:Qús°RgplR¨v`QNN T t vN÷h ~[W(—^8`QN Nu3÷vY t e_ c§R6Và_ e>u3- Nj!_ ^&gevmAR¨`'–i g eHO–ú‘ g NR)v0 N2018^t12g 31e g,Wú‘@bbvQhè‘P:vT ~~[R0g eWGN:NN* g NQ…NN `o SNWú‘QP<(b@g gCv)eàVú[R0g eNN `o Vàkd&—bYSsN:g*bs°vT ~ R0g s°‘A‘ 7.4.13.3.1 ‘D§T‘P:vR0gg –P g lè eà0 7.4.13.3.2 bTJg Q…g,Wú‘T D§vmAR¨`'–i g g,Wú‘Wú‘t NW(Wú‘\ N-N%h_ R8bDú‘AR¨`'–it ‰0 (ê017^t10g 1ewL){Il‰‰ [ùg,Wú‘T D§vmAR¨`'–iL{t ìzv–it èè[ùg,Wú‘~T c N–-^ c h 0 mAS×–P6vbDykONS~T W(wíeQ…Ss°v~üT c h {ImAR¨`'c h Lc ~ívvmKTR g {, 49 u Qq79 u  SNlgt^oR±R¨RT 2018^t^t^bTJ g,Wú‘DN[QlSSLvR8^ P_ Wú‘qT c g N [N ^ QlSSLvSmAhN _—…N ^ QlSSmAhv15% g,Wú‘ u1g,Wú‘Wú‘t N{t vQhèDT c g N [N ^ Ql SSLvSmAh N _—…N ^ QlSSmAhv30%([Qhc qgg Qsc epgb kOL R8bD_ e>_ Wú‘N-VvO ¤[vrykbDT N S× O–P6)0 g,Wú‘@c è R8W(R8N¤ b@N ^ QvOYNSW(”LT N ^ W:N¤ è Wú‘D§mA feS×–P6N ê1lv`QS‰–Dè7.4.120 kdY g,Wú‘VQúV-‘D§e_ P Qewíg D‘”[ùmAR¨`'—lB QvN –P ,N …ú‘ g vP:R8bDQlQAN÷P<0 g,Wú‘;R¨ bDmAR¨`'S×–PD§v^ P0 ~{— Y N‘ [XQúO‘I0 7.4.13.4.1.1 R)s–i^S SUOM Nl ^ QC g,gg+ 3N*g -1 1N*g NQ…1-3N*g 1-5^t 5^tNN N `o T 2018^t12g 31e ^t D§ 8,575,955.14 - - - - - 8,575,955.14 ”L[Xk> 155,937.29 - - - - - 155,937.29 ~{— N‘ 43,800.61 - - - - - 43,800.61 [XQúO‘ - - - - -38,765,249.6538,765,249.65 N¤ `'‘D§ - - - - - 2,208.48 2,208.48 ^”e6R)`o - - - - - 3,405.47 3,405.47 ^”e6u3-> - - - - - - - QvND§ D§`; 8,775,693.04 - - - -38,770,863.6047,546,556.64 P: ^”NR8n {—k> - - - - - 1,613,995.58 1,613,995.58 ^”NNk> - - - - - 13,632.67 13,632.67 ^”N{t Nb‘l - - - - - 61,374.59 61,374.59 ^”NbX{9 - - - - - 10,229.09 10,229.09 ^”N U.g R9 - - - - - 104.51 104.51 ^”NN¤ 9( - - - - - 115,570.90 115,570.90 QvNP: - - - - - 210,005.49 210,005.49 P:`; - - - - - 2,024,912.83 2,024,912.83 R)seOa ^:S 8,775,693.04 - - - -36,745,950.7745,521,643.81 N ^t^g+ 3N*g -1 1N*g NQ… 1-3N*g 1-5^t 5^tNN N `o T 2017^t12g 31e ^t D§ ”L[Xk> 3,739,843.52 - - - - - 3,739,843.52 ~{— N‘ 109,313.36 - - - - - 109,313.36 {, 51 u Qq79 u  SNlgt^oR±R¨RT 2018^t^t^bTJ [XQúO‘ 24,873.34 - - - - - 24,873.34 N¤ `'‘D§ - - 39,400.00 - -57,709,386.2057,748,786.20 ^”e6R)`o - - - - - 939.03 939.03 ^”e6u3-> - - - - - 2,454.32 2,454.32 D§`; 3,874,030.22 - 39,400.00 - -57,712,779.5561,626,209.77 P: ^”NR8n {—k> - - - - - 100,705.72 100,705.72 ^”NNk> - - - - - 1,056.29 1,056.29 ^”N{t Nb‘l - - - - - 78,839.10 78,839.10 ^”NbX{9 - - - - - 13,139.84 13,139.84 ^”N U.g R9 - - - - - 224.54 224.54 ^”NN¤ 9( - - - - - 78,015.76 78,015.76 QvNP: - - - - - 210,000.00 210,000.00 P:`; - - - - - 481,981.25 481,981.25 R)seOa ^:S 3,874,030.22 - 39,400.00 - -57,230,798.3061,144,228.52 lè hN-b@y:N:g,Wú‘D§SP:v&—b÷P< ^vc qgT ~‰vR)s‘°[N÷eb R0g e[peé NNR |{0 7.4.13.4.1.2 R)s–ieOa `'R g lè N2018^t12g 31e g,Wú‘*c g N¤ `'P:R8bD2017^t12g 31e 0.06%) Vàkd^ W:R) svSR¨[ùNg,Wú‘D§QPyTQvN‘P: Qv&—b÷PT~{— N‘ 8,731,892.43 18.36 8 QvNT yD§ 49,414.56 0.10 9 T 47,546,556.64 100.00 8.2 gg+ c LN R |{vhbDT 8.2.1 bTJgg+ c LN R |{vXQ…hbDT ‘SUOM Nl ^ QC S`Wú‘D§QPO ]O\ 6,211,372.85 13.64 R eS 0 OSZ1NPN - - S ~üT - - T 38,765,249.65 85.16 {, 55 u Qq79 u  SNlgt^oR±R¨RT 2018^t^t^bTJ 8.2.2 bTJgg+ c LN R |{vn/bDhbDT lè g,Wú‘,bTJgg+g* c g /bDh0 8.3 gg+ c QlQAN÷P - 3 ^”e6) - 4 ^”e6R)`o 2,208.48 5 ^”e6u3-> 3,405.47 6 QvN^”e6k> - 7 _…dJ9( - 8 QvN - 9 T 49,414.56 8.12.4 gg+ c g vY Nl vSlbP:R8f ~ lè g,Wú‘,bTJgg+g* c g Y Nl vSlbP:R80 8.12.5 gg+ RMSAT hN-[XW(mAS×–PQvf lè g,Wú‘TJgg+ RMSAT hN-N [XW(mAS×–PQ0 {, 62 u Qq79 u  SNlgt^oR±R¨RT 2018^t^t^bTJ §9Wú‘ g NOá`o 9.1 gg+ Wú‘ g Nb7epSc g N~g NSUOM N N c g N b7WGc g v c g N~g ~§R+ b7ep( Wú‘ g:gbD N*NbD b7) S``;Nk S``;N c g N c g N O kO SNl gt^ 1,693 25,764.46 11,320,833.46 25.95% 32,298,401.21 74.05% oR± R¨R SNl gt^ 6 18,109.07 0.00 0.00% 108,654.43 100.00% oR± R¨R T 1,698 25,752.58 11,320,833.46 25.89% 32,407,055.64 74.11% lè R ~§Wú‘:g/N*NbDc g NS``;NkOv{—N- [ùN \^R ~§Wú‘ kOvR k ‘(T ê§R+vN [ùT ep kOvR k‘(N \^R ~§Wú‘vT ep Ssgg+ Wú‘ `; 0 9.2 gg+ Wú‘t NvNNN TXc gg, Wú‘`Q S`Wú‘;N yv N~§R+ c g N`;ep N kO SNlgt^ Wú‘t Nb@g NNN TX oR±R¨ 105.85 0.0002% c gg, Wú‘ RA SNlgt^ oR±R¨ 19.83 0.0183% RC T 125.68 0.0003% lè Wú‘t NvNNN TXc g Wú‘`Wú‘;NkOv{—N- [ùN \^R ~§Wú‘ kOvR k ‘(T ê§R+vN [ùT ep kOvR k‘(N \^R ~§Wú‘vT ep Ssgg+ Wú‘ `; 0 9.3 gg+ Wú‘t NvNNN TXc gg, _ e>_ Wú‘`;‘:v`Q yv N~§R+ c g Wú‘`;‘ep‘: NN g,QlS~§{t NTX0 Wú SNlgt^oR±R¨R 0 ‘Dx zvèè# SNlgt^oR±R¨R 0 c gg, _ e>_ Wú‘ T 0 g,Wú‘ú‘t c gg, _ SNlgt^oR±R¨R 0 e>_ Wú‘ SNlgt^oR±R¨R 0 T 0 {, 63 u Qq79 u  SNlgt^oR±R¨RT 2018^t^t^bTJ §10_ e>_ Wú‘SR¨ SUOM N SNlgt^oR±R¨ SNlgt^oR±R¨ yv RA RC Wú‘T u eHe 2015^t 10g 28e Wú‘ 955,435,421.04 - N`; g,bTJgg R Wú‘`; 46,306,139.48 876,722.12 g,bTJgg Wú‘;u3- 36,312,290.57 1,028,022.10 Q:g,bTJgg Wú‘;NN 38,999,195.38 1,796,089.79 g,bTJgg Wú‘R SR¨N NQ - - \ N"-"XkR g,bTJggg+ Wú‘`; 43,619,234.67 108,654.43 {, 64 u Qq79 u  SNlgt^oR±R¨RT 2018^t^t^bTJ §11‘'NNcíy: 11.1 Wú‘ g NY'O Q bTJg Q…eàWú‘ g NY'O Q0 11.2 Wú‘t N0 Wú‘X{NvN èWú‘X{èèv‘'NNSR¨ 2018^t8g 20e QlSNT}gNfS‰Hu N:QlSRo`;~t gNfS‰Hu ]ò~§{t NTX R8bD_w QvNT}]òW(N-VR8bDú‘ SOO Y hH0 N NSR¨]òc vQs‰ Y hH0 QlTJ0 2018^t8g R 8QHu bNN-V”Lg –PlSLL0 N NSR¨]òc vQs‰ Y hH0 QlTJ0 11.3 m‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv bTJg Q…eàm‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv0 11.4 Wú‘DVueve9S bTJg Q…Wú‘DVueg*e9S0 11.5 N:Wú‘L[vO ^ NRb@`Q bTJg Q…Wú‘*e9X:Qv[vO ^ NRb@0 g,bTJg Wú‘/N~fnSNl8S-Y)O ^ NRb@g –PlSvb‘l:60000QCNl ^ NRb@]òT g,Wú‘ON3^tv[g R0 11.6 {t N0 bX{NSQv~§{t NTXS×z=gb Y Z{I`Q bTJg Q…Wú‘t N0 Wú‘X{NvbX{N RèèSQv~§{t NTXg*S×v{èèz=gb Y Z0 11.7 Wú‘u(R8QlSN¤ SUQCvg Qs`Q 11.7.1 Wú‘u(R8QlSN¤ SUQCLhbDOc‘/N`Q ‘SUOM Nl ^ QC R8UFT y N¤ SUQC hN¤ ^”e/NR8UFvOc‘ Y lè ep‘ S`_Sg h S`_Sg Oc‘ b N¤‘ b N¤`;vk Oc‘ `;‘kO O ^SR8 2 98,273,018.91 18.41% 90,433.27 18.44% - mwR8 2 51,942,085.38 9.73% 47,820.60 9.75% - SN[‰R8 2 47,831,097.28 8.96% 44,545.71 9.09% - {, 65 u Qq79 u  SNlgt^oR±R¨RT 2018^t^t^bTJ QtN R8 2 46,098,638.52 8.64% 41,068.49 8.38% - QIY'R8 2 31,269,692.82 5.86% 28,747.41 5.86% - SNlR8 2 27,713,626.00 5.19% 25,255.54 5.15% - t^”R8 2 24,601,435.02 4.61% 22,470.33 4.58% - SN”kR8 1 24,387,367.74 4.57% 22,224.21 4.53% - ‰… e" 2 19,803,774.24 3.71% 18,160.54 3.70% - [ l_R8 1 18,959,453.00 3.55% 17,656.95 3.60% - N-Oá^úb 3 18,843,779.00 3.53% 17,283.39 3.53% - N eR8 3 18,346,168.64 3.44% 16,718.88 3.41% - [‰OáR8 2 17,886,280.02 3.35% 16,657.53 3.40% - ”R8 1 15,027,103.87 2.81% 13,994.89 2.85% - VR8 1 12,717,784.49 2.38% 11,843.96 2.42% - N-”–E 1 9,065,849.95 1.70% 8,443.11 1.72% - PR8 2 8,765,839.66 1.64% 8,163.53 1.67% - e°eR8 1 6,760,461.26 1.27% 6,160.79 1.26% - l u R8 1 6,208,916.80 1.16% 5,658.27 1.15% - N TR8 2 6,145,991.00 1.15% 5,600.78 1.14% - N-bR8 1 5,269,389.13 0.99% 4,802.00 0.98% - ‰WR8 1 4,338,745.69 0.81% 4,040.69 0.82% - SNR R8 1 3,212,662.00 0.60% 2,927.74 0.60% - `RlR8 1 2,763,400.00 0.52% 2,573.54 0.52% - VQCR8 1 2,597,306.00 0.49% 2,418.86 0.49% - VlT [‰ 1 2,526,236.21 0.47% 2,352.66 0.48% - SNR8 1 2,485,432.00 0.47% 2,264.96 0.46% - ‰èR8 1 - - - - - ekcR8 2 - - - - - mYUFR8 2 - - - - - OáR8 1 - - - - - V‘R8 1 - - - - - VTR8 2 - - - - - bUFR8 1 - - - - - "R8 1 - - - - - VOáR8 2 - - - - - N T4R8 2 - - - - - n$mwR8 1 - - - - - {, 66 u Qq79 u  SNlgt^oR±R¨RT 2018^t^t^bTJ ‰… Oá 1 - - - - - VmwR8 1 - - - - - u3” V 1 - - - - - N-‘lS 1 - - - - - N-OáR8 1 - - - - - S NSN 1 - - - - - N S R8 1 - - - - - WR8 1 - - - - - lè 10 béNt R8NpSVvR8~%g:gvh Q QlS^”bé"rQoY} ~%LN:‰ QwY x zv[RvR8QlSSNN x zvg:g T Qvb Qv T O\R8UFyu(Wú‘ u(N¤ ^-OM0 QlSbévcON¤ SUQCvR8UF^”_Sná R Wúg,gaN 1 Qwg v^”vN R~%D< 2 Oá°_UoY} g $^teà‘'‰LN: g*S×v{g:g‘'Y Z 3 D‘ Oá‰oY}0 Q…èt ‰ 0 N%h< QwY PeQhvQ…c§R6^ ^vá,Wú‘\ ^O[v‰B0 4 QwY Wú‘\b@—veH0 [‰QhvgaN N¤ e{&T Nt Wú‘LR8N¤ v—‰ ^v:Wú‘OQh—bOá`og R0 5 QwY x zv[R g Vú[vx zvg:gTN èx zvNTX eQh—b0N:Wú‘O[‰mN0 L N `Q0 ^ W:p 0 hR gvx zvbTJSThR0vOá`og R ^v9cnWú‘Dry[‰B c ON x zvbTJ0 20 béNt R8NpSVvR8~%g:gvz ^ Wú‘t Nh9cnNN h QL[T xn[R8~ %g:gvbé0 Wú‘t NN bévR8~%g:g{~N¤ SUQCyu(SOTR8x zvg RSO 0 11.7.2 Wú‘u(R8QlSN¤ SUQCLQvNR8bD`Q ‘SUOM Nl ^ QC R8UFT y P:R8N¤ P:R8V-¤ gCN¤ S`_Sg P: S`_Sg P:R8 S`_SggC R8V- b N¤‘ b N¤`;vk b N¤‘ b N¤‘ b N¤`;v b N¤`; O kO vkO ^SR8 44,797.80 100.00% - - - - mwR8 - - - - - - SN[‰R8 - - - - - - QtN R8 - - - - - - QIY'R8 - - - - - - {, 67 u Qq79 u  SNlgt^oR±R¨RT 2018^t^t^bTJ SNlR8 - - - - - - t^”R8 - - - - - - SN”kR8 - - - - - - ‰… e" - - - - - - [ l_R8 - - - - - - N-Oá^úb - - - - - - N eR8 - - - - - - [‰OáR8 - - - - - - ”R8 - - - - - - VR8 - - - - - - N-”–E - - - - - - PR8 - - - - - - e°eR8 - - - - - - l u R8 - - - - - - N TR8 - - - - - - N-bR8 - - - - - - ‰WR8 - - - - - - SNR R8 - - - - - - `RlR8 - - - - - - VQCR8 - - - - - - VlT [‰ - - - - - - SNR8 - - - - - - ‰èR8 - - - - - - ekcR8 - - - - - - mYUFR8 - - - - - - OáR8 - - - - - - V‘R8 - - - - - - VTR8 - - - - - - bUFR8 - - - - - - "R8 - - - - - - VOáR8 - - - - - - N T4R8 - - - - - - n$mwR8 - - - - - - ‰… Oá - - - - - - VmwR8 - - - - - - u3” V - - - - - - N-‘lS - - - - - - {, 68 u Qq79 u  SNlgt^oR±R¨RT 2018^t^t^bTJ N-OáR8 - - - - - - S NSN - - - - - - N S R8 - - - - - - WR8 - - - - - - 11.8 QvN‘'NN ^S÷ QlTJNy l[b—2_ l[b—2g SNlgt^Wú‘ g g P\rL N-VR8b0 N mw 1 2018^t1g 12e R8O0PW0p N mw^ mfN e°S:l u 199_ Y'N”S^W:1S÷i|17\B bX{NOOb@ 13.3 g–e_ NpY bDSW(%N eQM9– N_Sc ]g,9- SpN0 bD[ùg,bTJYg u‘ S T¨Wú‘t NSNlgt^Wú‘t g –PlS0 [b7g Rpí~ 400-888-0001 QM9 021- 3878 4638 QlSQW@ www.huatai-pb.com SNlgt^Wú‘t g –PlS 2019^t3g 27e {, 75 u Qq79 u