SNlgt^‘ fzagpum;‘Mnm÷ WR8b Dú‘ 2018^t^t^bTJ 2018^t12g 31e Wú‘t N SNlgt^Wú‘t g –PlS Wú‘X{N N-V]UF”Lg –PlS Qúeg 2019^t3g 27e  SNlgt^‘ fzagm÷ 2018^t^t^bTJ §1‘‰y:Sv_U 1.1 ‘‰y: Wú‘t NvcNO ScNOg,bTJb@}DN [XW(ZPG°} [ü`'–H ‘'W ^v[ùQvQ…[vw [`'0 Qxn`'T[et`'bbN*R+S� g,^t^bTJ]ò~N R NKNNN rìz cN{~[WT a ^vu1cN{~S0 Wú‘X{NN-V]UF”Lg –PlSh9cng,Wú‘T ‰ N2019^t3g 26eY h8Ng,b TJN-v"c h 0 QP_ Wú‘`;‘:v`Q................................. 69 §10 _ e>_ Wú‘SR¨...................................................................................................................... 71 §11 ‘'NNcíy:.................................................................................................................................. 72 11.1 Wú‘ g NY'O Q....................................................................................................... 72 11.2 Wú‘t N0 Wú‘X{NvN èWú‘X{èèv‘'NNSR¨....................................... 72 11.3 m‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv........................................................... 72 11.4 Wú‘DVueve9S............................................................................................................... 72 11.5 N:Wú‘L[vO ^ NRb@`Q................................................................................... 72 11.6 {t N0 bX{NSQv~§{t NTXS×z=gb Y Z{I`Q................................................... 72 11.7 Wú‘u(R8QlSN¤ SUQCvg Qs`Q............................................................................... 72 11.8 QvN‘'NN........................................................................................................................... 74 §12 _qTbDQ{VvQvN‘‰á`o.................................................................................................... 82 12.1 bTJg Q…SUN bDc g Wú‘kO0b …0%v`Q........................................ 82 12.2 _qTbDQ{VvQvN‘‰á`o........................................................................................... 82 §13 Y geNv_U................................................................................................................................... 83 13.1 Y geNv_U........................................................................................................................... 83 13.2 [Xe>W0p.................................................................................................................................. 83 13.3 g–e_ .................................................................................................................................. 83 {, 4 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ §2 Wú‘N 2.1 Wú‘úg,`Q Wú‘ y SNlgt^‘ fzagpum;‘Mnm÷ WR8bDú‘ Wú‘y SNlgt^‘ fzagm÷ Wú‘;Nx 001244 Wú‘\e_ YQ~W_ e>_ Wú‘T u eHe 2015^t6g 3e Wú‘t N SNlgt^Wú‘t g –PlS Wú‘X{N N-V]UF”Lg –PlS bTJgg+ Wú‘`; 1,297,202,004.02N Wú‘T [X~íg N [g N \^R ~§Wú‘Wú‘y SNlgt^‘ fzagm÷ A SNlgt^‘ fzagm÷ C N \^R ~§Wú‘N¤ Nx 001244 006104 bTJgg+ N \^R ~§Wú‘N`; 1,293,789,491.37N 3,412,512.65N 2.2 Wú‘§Tf bDh R)u([‘D!W W(g eHc§R6–iRMcN BD§vg XP< RN‰ [s°…~ékúQvbDb0 bDVue g,Wú‘DVueYN 10 hbDVue g,Wú‘;‰‘D!W S^vc g g e6v}vhgbb D T W(g eHc§R6–iRMcN RN‰[s°…~ékúQvbDb0 OF W(gz^ W:`QN N:Ob¤bD vg,‘‰Qh hD§kOS–Mó%0 20 Vú[e6vD§bDVue g,Wú‘ú[e6vD§bDvvf/W(OWú‘D§mAR¨`'vWúx@N g eHR) u(Wú‘D§ cWú‘D§vbD6v0 30 D§e/c R8bDVue W([ù^ W:R)ssXmQex zvvWúx@N g,Wú‘DD§e/c R8\ ‘(NE g ‘Mn{VueN g –Pg‘Mn{Vue ~T [‘ gT[`'R gvel ~üT R gD§e/c R8vR)s–i cRMPN–i mAR¨`'–i z e6nN÷{IVà } béQwg bD÷PR)s z T –i6vry_ g,Wú‘:m÷ WWú‘ Qvg –i e6vNP:R8WWú‘ '^ W:Wú‘ ONNhWWú‘ SNlgt^‘ fzagm÷ A SNlgt^‘ fzagm÷ C N \^R ~§Wú‘ v–i6vry - - _ {, 5 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ 2.3 Wú‘t NTWú‘X{N yv Wú‘t N Wú‘X{N T y SNlgt^Wú‘t g –PlS N-V]UF”Lg –PlS Oá`ob—2# YT –HV í N Tu5 021-38601777 010-66105798 u5[P± cs4008880001@huatai-pb.com custody@icbc.com.cn [b7g Ru5 400-888-0001 95588 O w 021-38601799 010-66105799 lèQW0W@ N mw^ mfN e°S:l u 199_ S N^ ‰S:Y QtèQ…Y'W55 N mwY'N”S^W:1S÷17\B S÷ RQlW0W@ N mw^ mfN e°S:l u 199_ S N^ ‰S:Y QtèQ…Y'W55 N mwY'N”S^W:1S÷17\B S÷ ? x 200135 100140 l[NhN > f O ná 2.4 Oá`ob—2_ g,Wú‘[vOá`ob—2~T y N-VR8b0 N mwR8b0 R8eb v{}ú‘t^bTJkcev{t NN’TQQ http://www.huatai-pb.com W@ Wú‘t^bTJY nW0p N mw^ mfN e°S:l u 199_ Y'N”S^W:1S÷ i|17\B 2.5 QvNvQsD yv T y RQlW0W@ O ^ NRb@ fnSNl8S-Y)O ^ NRb@ ryk N-VN mw^ fS:nVnè02S÷ fnT O \UO N ^W:2^§fnSNl8S-_11i| lèQv{°g:g N mw^ mfN e°S:l u 199_ Y' SNlgt^Wú‘t g –PlS N”S^W:1S÷i|17\B {, 6 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ §3N;‰"c h 0 Wú‘P ^t^R)mR ‘M ^t^ s°‘b_ Se>`; Y lè N ~ep `; 2018 0.4800 22,985,986.53 38,323,061.33 61,309,047.86 2017 - - - - 2016 - - - - T 0.4800 22,985,986.53 38,323,061.33 61,309,047.86 {, 12 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ §4 {t NbTJ 4.1 Wú‘t NSWú‘t `Q 4.1.1 Wú‘t NSQv{t Wú‘~ g,Wú‘t NN:SNlgt^Wú‘t g –PlS0 SNlgt^Wú‘t g –PlSf/~N-VvO by Q N2004^t11g 18eb zvT Dú‘t QlS lèQD,N:2NQCNl ^ 0 vRMv gb N: SNlR8g –PlS0 gt^bD –P#QlS SAIGGIC T]e°S:e°bg/N§Ng –P QlS QúDORR+ N:49%0 49%T2%0 vRMQlSe× {t SNlgt^vNN- Vm÷ WR8bDú ‘ SNlgt^‘WXTz3g,XR)P:R8WR8bDú‘ N ~R)N¤ W_ e>_ c epR8bDú‘ SNlgt^yg m÷ WR8bDú‘ SNlgt^N÷P_ c epR8bDú ‘ SNlgt^N N-\ vN¤ W_ e>_ c epR8bDú‘TWú‘ SNlgt^Oáu(XR)P:R8W R8bDú‘ SNlgt^lm300N¤ W_ e>_ c epR8bDú‘ SNlgt^lm300N¤ W_ e>_ c epR8bDú‘TWú‘ SNlgt^z3Pee6vP:R8WR8bDú‘ SNlgt^‘ X_:m÷ W R8bDú‘ SNlgt^N0v~P:P:R8WR8bDú‘ SNlgt^[c[c~P:R8WR8bDú‘ SNlgt^R e°SG~§m÷ WR8bDú‘ SNlgt^N0lGP:R8WR8bDú‘ SNlgt^‘ O pum;‘Mnm÷ WR8bDú‘ SNlgt^R e°R¨Rum;‘Mnm÷ WR8bDú‘ SNlgt^‘ qR¨pum;‘Mnm÷ WR8bDú‘ SNlgt^yg hWR8bDú‘ SNlgt^e°R)pum; ‘Mnm÷ WR8bDú‘ SNlgt^N-500N¤ W_ e>_ c epR8bDú‘ SNlgt^N-500 N¤ W_ e>_ c epR8bDú‘TWú‘ SNlgt^m9 pum;‘Mnm÷ WR8bDú‘ SN lgt^‘ fzagpum;‘Mnm÷ WR8bDú‘ SNlgt^Pe^ m;pum;‘Mnm÷ WR8bDú ‘ SNlgt^‘ ~[ùe6v{Vue[g _ e>m÷ WSw R8bDú‘ SNlgt^N¤ W'^ W: pum;‘Mnm÷ W Wú‘ SNlgt^N-VR62025pum;‘Mnm÷ WR8bDú‘ SNlgt^oR±R¨R R8bDú‘ SNlgt^|Vbpum;‘Mnm÷ WR8bDú‘ SNlgt^‘ [ùQz3Pee6v[ g _ e>m÷ WSw R8bDú‘ SNlgt^Y)m['^ W:Wú‘ SNlgt^Y {Vuepum;‘Mnm÷ T WR8bDú‘ SNlgt^wR)pum;‘Mnm÷ WR8bDú‘ SNlgt^e°~mNln/mpum;‘M nm÷ WR8bDú‘ SNlgt^ R)pum;‘Mnm÷ WR8bDú‘ SNlgt^NR)pum;‘Mnm÷ T WR8bDú‘ SNlgt^QtR)pum;‘Mnm÷ WR8bDú‘ SNlgt^N÷P<|30pum;‘Mn m÷ WR8bDú‘ SNlgt^‘ R O pum;‘Mnm÷ WR8bDú‘ SNlgt^u riS;opum; ‘Mnm÷ WR8bDú‘ SNlgt^[R)pum;‘Mnm÷ WR8bDú‘ SNlgt^‘ –? lpu {, 13 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ m;‘Mnm÷ WR8bDú‘ SNlgt^n/‘ pum;‘Mnm÷ WR8bDú‘ SNlgt^b ue e°QtN§Nm÷ WR8bDú‘ SNlgt^e°‘W0N§pum;‘Mnm÷ WR8bDú‘ SNlg t^MSCIN-VA–EN¤ W_ e>_ c epWú‘ SNlgt^VO etT |m÷ WR8bDú‘ SN lgt^S;u—Pe^m÷ WR8bDú‘ SNlgt^s°Ng RN m÷ WR8bDú‘ SNlgt^MSCI N-VA–Ec epWú‘TWú‘ SNlgt^N-~R)ONlR¨N¤ W_ e>_ c epR8bDú‘ b*ó018^t12g 31e QlSWú‘t ‰!N:980.05NQC0 4.1.2 Wú‘t b Wú‘t \ ~ SWú‘t Rt {N YT L Ng,Wú‘Wú‘t Rt g –P R8NN ^t–P f NLg yNeg Ro`;~t 0 fW(V ]QK±Qht bDt g –PlS BGI b NbDt 2012 ^t8g R QeSNlgt^ Wú‘t g –Pl S 2013^t8g w SNlgt^‘ X_:m÷ T WR8bDú‘ Wú‘t 2013^t10 g wQlSRo`;~ t 2014^t12g w SNlgt^‘ O pu m;‘Mnm÷ WR8b Dú‘Wú‘ t 2015^t3g w SNlgt^‘ QHLm÷ T WR8bDú‘ Wú‘t TSNlgt^ Ro`;~ ‘ qR¨pum;‘Mnm÷ t 0 g,Wú 2015^t6g 3 T WR8bDú‘ u0lIS - 16^t ‘Wú‘ e Wú‘t 2015^t6 ~t g wSNlgt^‘ fzagpum;‘Mnm÷ W R8bDú‘Wú‘ ~t TSNlgt^‘ ~[ùe6v{Vue[g _ e>m÷ WSw R8 bDú‘Wú‘ t 0 2016^t5g w SNlgt^‘ [ùQz3 Pee6v[g _ e>m÷ WSw R8bDú ‘Wú‘t 0 2017 ^t3g ó018^t11g NSNlgt^`àR)pum; ‘Mnm÷ WR8bD Wú‘Wú‘ t 0 2017^t5g w SNlgt^‘ R O pu m;‘Mnm÷ WR8b Dú‘Wú‘ {, 14 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ t 0 2017^t9g w SNlgt^‘ –? l pum;‘Mnm÷ WR8 bDú‘Wú‘ t 0 2017^t12g w SNlgt^n/‘ pum;‘Mnm÷ WR8 bDú‘Wú‘ t 0 g,yN x zvu k NNn SNY'[f, MBA kNNVR ]Y'[f O/QKR)R h!TeUF[f –b 4.2 {t N[ùbTJg Q…g,Wú‘\u‰Oá`Qvf g,bTJg Q… g,Wú‘t NN%hW(T y]O\v–OM0 OqgQlSQ…è§R6vetOS‰B ~~íNQ…c§g:R6v[U R _:Q…è–ic§R6N –2 xnOT yl‰{t R6^v=[ OWú‘T _—R0N%h<\eL0 QlS v[èèc qg‰vgC–Pz ^ evc§ s°W:hg0 ‘bgTNTX{Iel rìz W0_ \UWú‘\TQlS{t vT ‰'z=h8 Ss°SecQúe9ú^vwcON RèèLet e9 T e[g T cNTQlS{t \BQúQwv[z=h8bTJ0 g,bTJg Q… Wú‘t NQ…è[z=h8N;‰O\YN 1 Qh—b \UWú‘\T ‰[]O\ xnOWú‘Drìz`'0 Ql^s`'ST lT ‰ N;‰eg N%h`;N:22,985,986.53QC QbDb_ Se>`; N:38,323,061.33QC0 4.9 bTJg Q…{t N[ùg,Wú‘ g Nepb Wú‘D§QP 7.4.7.1 30,876,509.68 18,130,230.44 ~{— N‘ 2,271,746.06 1,969,338.64 [XQúO‘ 265,140.31 388,263.21 N¤ `'‘D§ 7.4.7.2 1,045,804,504.34 813,321,826.36 QvN- hbD 1,015,750,504.34 783,465,826.36 Wú‘D - - P:R8bD 30,054,000.00 29,856,000.00 D§e/c R8bD - - 5‘^bD - - Mu ‘D§ 7.4.7.3 - - NpQe.‘D§ 7.4.7.4 - - ^”e6R8n {—k> 17,131,687.80 - ^”e6R)`o 7.4.7.5 929,130.10 512,930.31 ^”e6) - - ^”e6u3-> 488,908.04 50,440,533.21 ^b@_— D§ - - QvND§ 7.4.7.6 - - {, 22 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ D§`; 1,097,767,626.33 884,763,122.17 g,gg+ N ^t^g+ P:Tb@g gCv –DèS÷ 2018^t12g 31e 2017^t12g 31e P: wíg P k> - - N¤ `'‘P: - - Mu ‘P: 7.4.7.3 - - SVQúV-‘D§k> - - ^”NR8n {—k> 2,048,694.52 27,412,467.11 ^”NNk> 109,651.24 623,175.90 ^”N{t Nb‘l 1,431,429.91 1,101,180.68 ^”NbX{9 238,571.62 183,530.07 ^”N U.g R9 649.38 - ^”NN¤ 9( 7.4.7.7 1,226,529.87 888,561.75 ^”N¤ 9 - - ^”NR)`o - - ^”NR)m - - ^b@_— P: - - QvNP: 7.4.7.8 400,120.86 366,664.13 P:T 5,455,647.40 30,575,579.64 {, 23 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ b@g gCv [e6Wú‘ 7.4.7.9 1,297,202,004.02 706,581,155.48 g*R ‘M)m 7.4.7.10 -204,890,025.09 147,606,387.05 b@g gCvT 1,092,311,978.93 854,187,542.53 P:Tb@g gCv`; 1,097,767,626.33 884,763,122.17 lè bTJb*kbe2018^t12g 31e Wú‘`;1,297,202,004.02N QvN-A|{Wú‘`; N:1,293,789,491.37N A|{Wú‘QP<0.8419QC C|{Wú‘`;N:3,412,512.65N C|{ Wú‘QP<0.8842QC0 7.2 R)mh O N;OS SNlgt^‘ fzagpum;‘Mnm÷ WR8bDú‘ g,bTJg 2018^t1g 1eó018^t12g 31e SUOM Nl ^ QC g,g N ^t^Skg y v –DèS÷ 2018^t1g 1eó018 2017^t1g 1eó017 ^t12g 31e ^t12g 31e N 0 e6Qe -353,654,859.36 104,898,163.56 1.R)`oe6Qe 1,864,780.07 897,135.08 QvN- [Xk>R)`oe6Qe 7.4.7.11 804,656.80 463,929.14 P:R8R)`oe6Qe 1,039,049.31 375,671.20 D§e/c R8R)`oe6Qe - - NpQe.‘D§e6Qe 21,073.96 57,534.74 QvNR)`oe6Qe - - 2.bD6v c_Y1N -”Xk -249,635,485.61 116,906,498.36 R QvN- hbD6v 7.4.7.12 -263,241,307.14 106,232,134.73 Wú‘D6v - - P:R8bD6v 7.4.7.13 88,590.00 71,708.49 D§e/c R8bD6v 7.4.7.13.5 - - {, 24 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ 5‘^bD6v 7.4.7.14 - - Mu ]Qwe6v 7.4.7.15 -4,460,981.75 3,271,640.00 )e6v 7.4.7.16 17,978,213.28 7,331,015.14 3.QlQAN÷P 1,154,051,501.03 147,951,940.27 1,302,003,441.30 2.Wú‘Nk> -563,430,652.49 -55,140,942.80 -618,571,595.29 V0 g,g T Wú‘ g NR ‘M)mN§ vWú - -61,309,047.86 -61,309,047.86 ‘P 1,104,383,642.48 212,820,694.47 1,317,204,336.95 2.Wú‘Nk> -753,897,457.68 -158,668,112.08 -912,565,569.76 V0 g,g T Wú‘ g NR ‘M)mN§ vWú - - - ‘P_ [X~íg –P [ –k!zR– S bì¤-D )`oQqR–l ^ 906,808,361.90QC N ~fnSNl8S-Y)O ^ NRb@(rykfnT O )fnSNl8S-Y)[W(2015) {,664S÷DTJNN0 ~T N-VvO Y hH 0 SNlgt^‘ fzagpum;‘Mnm÷ WR8b Dú‘ú‘T 0 N2015^t6g 3ekc_ u eH Wú‘T u eHevWú‘`;N:906,942,174.07 ‘ NWú‘ QvN-¤-D )`obT 133,812.17NWú‘ g,Wú‘Wú‘t NN:SNlgt^Wú ‘t g –PlS Wú‘X{NN:N-V]UF”Lg –PlS0 h9cnWú‘t NSNlgt^Wú‘t g –PlSN2018^t6g 15eS^ v0 SNlgt^Wú‘t g –PlSQsNSNlgt^‘ fzagpum;‘Mnm÷ WR8bDú‘ C|{N^vOe9Wú‘T vQl TJ0 ~N Wú‘X{NSOUFN vbN-VvO Y hH g,Wú‘ê018^t6g 19ew C|{Wú‘ h9cnOe9T v0 SNlgt^‘ fzagpum;‘Mnm÷ WR8bDú‘ú‘T 0 g,Wú‘9cnu3 -9 U.g R96Se_ vN T \ Wú‘ N:N T v|{R+0 W(bDu3-ú‘ee6S u(N c U.g R9 yN:A|{Wú‘ W(bDu3-ú‘eN e6Su3-9 u3-9 u( NN g,|{R+Wú‘D§N-c U.g R9 yN:C|{Wú‘ g,Wú‘|{Wú‘TC|{Wú ‘RR+ nNx RR+ {—Wú‘QP<^vRR+ QlTJ0 bDSêLbéu3-Wú‘|{ R+ OFN T Wú‘|{R+NKN _—N’vlb0 h9cn0 N-SNNl QqTVR8bDú‘0 T0 SNlgt^‘ fzagpum;‘Mnm÷ WR8bDú ‘ú‘T 0 vg Qs‰ g,Wú‘bD VN:Qwg oY}mAR¨`'v‘]Qw S bìVQ…OlSL vh(S bìN-\ g0 R N gSQvNN-VvO h8QN ^ vh)0 P:R8(VP:0 ‘P:0 O N /Ql SP:0 k!~§P:0 SlbP:R8(T+R yN¤ Sl:)0 Y.Lyhcn0 wíg D80 …íg D80 N-g yhcn{I)0 D§e/c R80 P:R8V- ”L[Xk>0 '^ W:]Qw0 g ' gCNSl_l‰ b N-VvO QAWú‘DQvN‘]Qw0 g,Wú‘bDT kON: hD§vbDOS` Wú‘D§v0%-95% W(bc–d g ' ~—4~vN¤ O‘ s°‘ N S bì~{— N‘ [X QúO‘ ^”e6u3->{I TR0g eW(N ^tNQ…ve?^P:R8vbDON ONNWú‘D§QP< v5%0 g,Wú‘N ~ékúQN: 95% X N-500c epe6vs+5% X ”Lm;g [Xk>R)s(z T )0 g,"bhu1g,Wú‘Wú‘t NSNlgt^Wú‘t g –PlSN2019^t3g 26ebyQbQú0 7.4.2 O bhv R6Wúx@ g,Wú‘"bhc qg"?è2006^t2g 15eSNT g v0 O N O QR Wúg,Q R 00 T yQwOSO QR SvQs‰(NN T y O N O QR )0 N-VvO v0 R8b {, 27 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ Dú‘á`ob—2BRLj!g{,3S÷<^t^bTJTSJ^t^bTJ>00 N-VR8bDú‘ SOO (NN {y N-VWú‘ SOO ) v0 R8bDú‘ h8{— Rc _ 000 SNlgt^‘ fzagpum;‘M nm÷ WR8bDú‘Wú‘T 0 TW("bh–Dè7.4.4b@R y:vN-VvO 0 N-VWú‘ SO O S^ vg Qs‰SQAvWú‘LN [RdO\ R60 g,"bhNc ~í~%N:Wúx@ R60 7.4.3 uO N O QR SQvNg Qs‰vXf g,Wú‘018^t^"bh{&T O N O QR v‰B w [ [etW0Sf Ng,Wú‘018^t12 g 31ev"rQNS2018^t^v~%b gTWú‘P y0 SOQúU.‘D§Sc g ó0g bD ‘D§vR |{SQNg,Wú‘ù‘D§vc g a V Tc g 0 g,Wú‘°eà‘D§ |{N:SOQúU.‘D§Sc g ó0g bD g,Wú‘RMNN¤ N:vvc g vhbD P:R8bDMu ]QwR |{N:NQlQAN÷P<‘ Qv SR¨Qe_Sg c_vv‘D§ –dMu ]Qwb@N§ v‘D§W(D§P:hN-NMu ‘D§ y:Y NQlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘D§W(D§P:hN-NN¤ `'‘D§ y:0 g,Wú‘ g vQvN‘D§ |{N:^”e6k>y S bì”L[Xk>0 NpQe.‘D§TQvNT |{ ^”e6k>y{I0 ^”e6k>yf/c W(m; W:N-lg bN÷ Ve6‘Vú[b Sxn[v—^Mu ‘D§ (2)‘P:vR |{ {, 28 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ ‘P:N Yxn¤eR |{N: NQlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘P:SQvN‘ P:0 g,Wú‘RMfeà‘P:R |{N:NQlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘P:0 g, Wú‘ g vQvN‘P:S bìSVQúV-‘D§k>TQvNT |{^”Nk>y{I0 7.4.4.4 ‘D§T‘P:vR Yxn¤ T ~í‘~kbxn¤ ‘D§ ‘P:Ng,Wú‘ N:‘]QwTT vN ee c QlQAN÷PN-S T+vP:R8woeb N k!–doeó-pekbvR)`o SUrìxn¤N:^”e6y v0 ^”e6k>yTQvN‘P:vvQsN¤ 9(QeR Yxn¤‘ [ùNNlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘D§ c qgQlQAN÷PyTQvN‘P:‘([–E)sl NdJOYb g,LT ~í‘ ‘D§ná R gaNNKN v NN~kbxn¤ (1) e6S‘D§s°‘A‘TT gCR)~ kb (2) ‘D§]òl N g,Wú‘ ‘D§b@ggC N QàNNb@g v–ib‘ll~le e b (3) ‘D§]òl }q6g,Wú‘lg lN_lg OuY‘D§b@ggC N QàNNb@g v–ib‘l OFf/e>_ N[ù‘D§c§R60 ‘D§~kbxn¤e Qv&—b÷PyN-S T+vc }/g*R ‘M]ò[s°c_vS`Wú‘PyN-S T+vc }/g*[s°c_vS`Wú‘PyW(c gg xn¤vR)`oe6Qec [–E)sl{— [–E)slN v~l]_ vR c v~l{— {, 30 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ 7.4.4.10 9(vxn¤T‘ g,Wú‘{t Nb‘l bX{9 U.g R9(9(mvg c Wú‘T ~[v9T{—e lexn¤ QvN‘P:W(c gg xn¤vR)`oe/Qúc [–E)sl{— [–E)slN v~l]_ vR c v~l{— 7.4.4.11 Wú‘e6vR ‘M?{V g,Wú‘ N |{R+vkN Wú‘Ng T {IR ‘MC0 g,Wú‘6vNs°‘b_ R ‘M OFWú‘ c g NSbés°‘R)b \ s°‘R)c R ~–dCevWú‘QP<ê¨l:Wú‘LQb D gg+g* R ‘M)mN-vg*[s°è N:kcep S bìWú‘%m;R¨N§ vg*[s°c_vNSWú‘ N¤ N§ vg*[s°^sQ‘I R gg+ SOR ‘M)mv‘N:gg+g* R ‘M)mN-v]ò[s°è gg+ g*R ‘M)mvg*[s°è N:ep R gg+ SOR ‘M)mv‘N:gg+g* R ‘M)m Ss]ò[ s°è vbg*[s°è T vOY ~[TJvbR ‘Mú‘6vN ~–dCeNb@g gCvlú0 7.4.4.12 R èTJ g,Wú‘Q…è~~g0 {t ‰B0 Q…èTJR6^N:Ocnxn[~%R è N~%R è:Wúx@ xn[bTJR èvb—2 èá`o0 ~%R è/c g,Wú‘… ená R gaNv~b è (1) ~b è W(e^8m;R¨N-N§ u e6Qe0 Su 9( (2)g,Wú‘Wú‘t N [g N÷~b è v~%b g NQ[T Qv ‘MnD N÷QvN ~é (3)g,Wú‘ S_—~b è v"rQ0 ~%b gTs°‘A‘Ig QsO Oá`o0 YgN$N*b Y N*~%R èwg vOO0Pvw0 NK–D0 R8bDú‘DAS×–PhO0Pg R N2018^t1g 1ew§ vR)`oSR)`o`'(e6QeN: U. (2) [ùWú‘R8^ W:N-S_—ve6Qe S bìNpSVh0 P:R8v]N÷e6Qe hvo0 ~R) e6Qe P:R8vR)`oe6QeSQvNe6Qe fN _e6O N b@_— 0 (3) [ùWú‘_—vO N P:R8R)`oe6Qe ^”u1SLP:R8vO N W(T Wú‘/NR)`oeNbcN 420%vN*Nb@_— 0 [ùWú‘N ^ QlSS_—vo~R)b@_— c –P(1N*g NQ…(T+1N*g ) v Qvo~R)b@_—QhQe^”~z b@_— c –P(1N*g NN ó^t(T+1^t)v fQc 50% Qe^”~z b@_— c –P…^tv fQM_e6N*Nb@_— 0 [ùWú‘ g vN ^ QlS–P. ‰ S_—vo0 ~R)e6Qe c qgN ‰{—~z c ê‰ew{— ‰RM S_—vo0 ~R)e6Qe~~ífQc 50%Qe^”~z b@_— N @_—~N u(20%vz s_N*N b@_— 0 (4) Wú‘VQúhc 0.1%vz s4~hN¤ Sp± NpQehN _e6hN¤ Sp± 0 (5) g,Wú‘W^ ~b¤^úz 0 eY9 D TW0eeY9 D {Iz 9 qg[–E4~XP SUOM Nl ^ QC g,gg+ N ^t^g+ yv 2018^t12g 31e 2017^t12g 31e m;g [Xk> 30,876,509.68 18,130,230.44 [g [Xk> - - QvN- [Xk>g –PN*g NQ… - - [Xk>g –P-3N*g - - [Xk>g –PN*g NN - - QvN[Xk> - - T 30,876,509.68 18,130,230.44 7.4.7.2 N¤ `'‘D§ SUOM Nl ^ QC g,gg+ yv 2018^t12g 31e b g, QlQAN÷P< QlQAN÷PR)`o 9,450.88 6,928.23 ^”e6[g [Xk>R)`o - - ^”e6QvN[Xk>R)`o - - ^”e6~{— N‘)`o 1,156.23 971.44 ^”e6P:R8R)`o 923,660.27 504,838.36 ^”e6D§e/c R8R)`o - - ^”e6NpQe.R8R)`o -5,268.51 - ^”e6u3->R)`o - - ^”e6‘ ~bP [s`o - - QvN 131.23 192.28 T 929,130.10 512,930.31 7.4.7.6 QvND§ lè eà0 7.4.7.7 ^”NN¤ 9( SUOM Nl ^ QC g,gg+ N ^t^g+ yv 2018^t12g 31e 2017^t12g 31e N¤ b@^ W:^”NN¤ 9( 1,226,454.87 888,211.75 ”L^ W:^”NN¤ 9( 75.00 350.00 T 1,226,529.87 888,561.75 7.4.7.8 QvNP: SUOM Nl ^ QC g,gg+ N ^t^g+ yv 2018^t12g 31e 2017^t12g 31e ^”NR8UFN¤ SUQCO‘ - - ^”NN9 120.86 664.13 c9( 400,000.00 366,000.00 T 400,120.86 366,664.13 {, 35 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ 7.4.7.9 [e6Wú‘ ‘SUOM Nl ^ QC SNlgt^‘ fzagm÷ A g,g yv 2018^t1g 1eó018^t12g 31e Wú‘ N &—b N ^t^g+ 706,581,155.48 706,581,155.48 g,g u3- 1,148,490,263.17 1,148,490,263.17 g,g N N - S÷XkR -561,281,927.28 -561,281,927.28 - Wú‘R /Nb{—RM - - Wú‘R /Nb{—SR¨N - - g,g u3- - - g,g N N - S÷XkR - - g,gg+ 1,293,789,491.37 1,293,789,491.37 ‘SUOM Nl ^ QC SNlgt^‘ fzagm÷ C g,g yv 2018^t1g 1eó018^t12g 31e Wú‘ N &—b N ^t^g+ - - g,g u3- 5,561,237.86 5,561,237.86 g,g N N - S÷XkR -2,148,725.21 -2,148,725.21 - Wú‘R /Nb{—RM - - Wú‘R /Nb{—SR¨N - - g,g u3- - - g,g N N - S÷XkR - - g,g g+ 3,412,512.65 3,412,512.65 lè 10 u3-+lbQeN NT+lbQúN 20 h9cn0 QsNSNlgt^‘ fzagpum;‘Mnm÷ WR8bDú‘ C|{N^vOe9Wú‘T vQl TJ0 g,Wú‘2018^t6g 19ee°XC|{N 7.4.7.10 g*R ‘M)m SUOM Nl ^ QC SNlgt^‘ fzagm÷ A yv ]ò[s°è g*[s°è g*R ‘M)mT N ^t^g+ 129,559,867.56 18,046,519.49 147,606,387.05 g,g R)m -276,613,222.91 -107,193,149.33 -383,806,372.24 g,g Wú‘N¤ 102,833,517.07 -9,819,408.94 93,014,108.13 N§ vSR¨ep QvN- Wú‘3-> 171,137,888.81 -22,871,737.26 148,266,151.55 {, 36 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ Wú‘Nk> -68,304,371.74 13,052,328.32 -55,252,043.42 g,g ]òR ‘M)m -61,309,047.86 - -61,309,047.86 g,gg+ -105,528,886.14 -98,966,038.78 -204,494,924.92 SUOM Nl ^ QC SNlgt^‘ fzagm÷ C yv ]ò[s°è g*[s°è g*R ‘M)mT N ^t^g+ - - - g,g R)m -229,754.23 37,764.72 -191,989.51 g,g Wú‘N¤ -259,624.80 56,514.14 -203,110.66 N§ vSR¨ep QvN- Wú‘3-> -500,122.11 185,910.83 -314,211.28 Wú‘Nk> 240,497.31 -129,396.69 111,100.62 g,g ]òR ‘M)m - - - g,gg+ -489,379.03 94,278.86 -395,100.17 7.4.7.11 [Xk>R)`oe6Qe SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12 2017^t1g 1eó017^t12g 31e g 31e m;g [Xk>R)`oe6Qe 537,083.67 335,065.54 [g [Xk>R)`oe6Qe - - QvN[Xk>R)`oe6Qe - - ~{— N‘)`oe6Qe 262,519.10 125,862.83 QvN 5,054.03 3,000.77 T 804,656.80 463,929.14 7.4.7.12 hbD6v 7.4.7.12.1 hbD6v NpSVh]N÷e6Qe SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018 2017^t1g 1eó017 ^t12g 31e ^t12g 31e SVQúhb N¤`; 2,896,473,245.62 2,114,343,231.44 Q SVQúhb g,`; 3,159,714,552.76 2,008,111,096.71 NpSVh]N÷e6Qe -263,241,307.14 106,232,134.73 7.4.7.13 P:R8bD6v 7.4.7.13.1 P:R8bD6vyvgb SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018 2017^t1g 1eó017 ^t12g 31e ^t12g 31e {, 37 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ P:R8bD6v NpSVP:R8 0 P: 88,590.00 71,708.49 lP:R8R0g QQN ]N÷e6Qe P:R8bD6v N]N÷e6Qe - - P:R8bD6v u3-N÷e6Qe - - T 88,590.00 71,708.49 7.4.7.13.2 P:R8bD6v NpSVP:R8]N÷e6Qe SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018 2017^t1g 1eó017 ^t12g 31e ^t12g 31e SVQúP:R8 0 P:lP:R8R0g QQ 31,059,000.00 36,963,940.17 N b N¤`; Q SVQúP:R8 0 P:lP:R8R0 29,911,410.00 36,068,005.00 g QQN b g,`; Q ^”e6R)`o`; 1,059,000.00 824,226.68 NpSVP:R8]N÷e6Qe 88,590.00 71,708.49 7.4.7.13.3 P:R8bD6v N]N÷e6Qe lè eà0 7.4.7.13.4 P:R8bD6v u3-N÷e6Qe lè eà0 7.4.7.13.5 D§e/c R8bD6v lè eà0 7.4.7.14 5‘^bD6v 7.4.7.14.1 5‘^bD6vyvgb lè eà0 7.4.7.14.2 5‘^bD6v NpSV5‘^]N÷e6Qe lè eà0 7.4.7.14.3 5‘^bD6v N]N÷e6Qe lè eà0 7.4.7.14.4 5‘^bD6v u3-N÷e6Qe lè eà0 {, 38 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ 7.4.7.15 Mu ]Qwe6v 7.4.7.15.1 Mu ]Qwe6v NpSVgC]N÷e6Qe lè eà0 7.4.7.15.2 Mu ]Qwe6v QvNbD6v SUOM Nl ^ QC N ^t^Skg e6v‘ g,g e6v‘ yv 2018^t1g 1eó018^t12 2017^t1g 1eó017 g 31e ^t12g 31e VP:g 'D6v - - g 'bD6v -4,460,981.75 3,271,640.00 7.4.7.16 )e6v SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12 2017^t1g 1eó017^t12g 31e g 31e hbD§ v)e6v 17,978,213.28 7,331,015.14 Wú‘D§ v)e6v - - T 17,978,213.28 7,331,015.14 7.4.7.17 QlQAN÷PbK~í9 7,373.07 8,913.95 ”L&7g R9 18,000.00 31,500.00 T 425,373.07 406,413.95 7.4.8 b g Ny0 D§P:heT Nyvf 7.4.8.1 b g Ny b*óD§P:he g,Wú‘veà{O\b—2b g Ny0 7.4.8.2 D§P:heT Ny b*ó"bhbQúe g,Wú‘veà{O\b—2D§P:heT Ny0 7.4.9 QsTQs| QsTT y N g,Wú‘Qs| SNlgt^Wú‘t g –PlS( SNlgt^ Wú‘t N0 v{°g:g0 Wú‘ U.g:g Wú‘ ) {, 40 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ N-V]UF”Lg –PlS( N-V]UF Wú‘X{N0 Wú‘ U.g:g ”L ) PineBridge Investment LLC Wú‘t Nv SNlR8g –PlS( SNlR8 ) Wú‘t Nv 0 Wú‘ U.g:g ]e°S:e°bg/N§Ng –PlS Wú‘t Nv SNlT R8g –P#QlS( SNlT Wú‘t Nv SNlR8vc§PQlS0 Wú‘ R8 ) U.g:g gt^r1^úD§{t (N mw)g –PlS Wú‘t Nvc§PQlS lè N sT¤ WGW(kc^8N R VQ… N ,UFN gak>z0 7.4.10 g,bTJg SN ^t^Skg vQsTN¤ - 7.4.10.1 sTN¤ SUQCLvN¤ 7.4.10.1.1 hN¤ ‘SUOM Nl ^ QC g,g N ^t^Skg QsTT y 2018^t1g 1eó018^t12g 31e 2017^t1g 1eó017^t12g 31e S`_Sg h S`_Sg h b N¤‘ b N¤`;v b N¤‘ b N¤`;v kO kO SNlR8 13,578,358.38 0.21% 177,022,906.56 3.85% 7.4.10.1.2 P:R8N¤ lè eà0 7.4.10.1.3 P:R8V-¤ lè eà0 7.4.10.1.4 gCN¤ lè eà0 7.4.10.1.5 ^”e/NQsTvOc‘ ‘SUOM Nl ^ QC g,g QsTT y 2018^t1g 1eó018^t12g 31e S`gg+ ^”N _Sg S`_Sg Oc‘ gg+ ^”NOc‘Y Oc‘;v Oc‘ `;‘kO kO SNlR8 12,374.21 0.21% 12,374.21 1.01% N ^t^Skg QsTT y 2017^t1g 1eó017^t12g 31e {, 41 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ S`gg+ ^”N _Sg S`_Sg Oc‘ Oc‘;v gg+ ^”NOc‘Y Oc‘ `;‘kO kO SNlR8 164,874.92 3.90% - - lè 1. N c‘^ W:N÷h<~g,Wú‘Wú‘t NN [ùeSOUFxn[ Nbc–d1N-VR8v{° ~{— –P#QlSe6Sv{9~bK9Q y:0 gCN¤ N Oc‘ 2. |{Oc‘Ovg R V bìOc‘6SeN:g,Wú‘OvR8bD zvb gT^ W:Oá`og R{I0 7.4.10.2 QsTb‘l 7.4.10.2.1 Wú‘t 9 SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12g 31 2017^t1g 1eó017^t12g 31e e _Sg Su vWú‘”e/N 17,616,017.00 11,645,979.45 v{t 9 QvN- e/N U.g:gv 2,727,794.39 3,434,775.87 [b7~b¤9 lè e/NWú‘t NSNlgt^Wú‘{t Nb‘l RMN eWú‘D§QP<1.50%v^t9c e}/ógg ^ c g e/N0 Qv{—Ql_ N: e{t Nb‘l RMN eWú‘D§QP< X 1.50% / _S^tY)ep0 7.4.10.2.2 Wú‘X{9 SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12g 31 2017^t1g 1eó017^t12g 31e e _Sg Su vWú‘”e/N 2,936,002.80 1,940,996.37 vbX{9 lè e/NWú‘X{NN-V]UF”LvbX{9 RMN eWú‘D§QP<0.25%v^t9c e}/ ógg ^ c g e/N0 Qv{—Ql_ N: ebX{9 RMN eWú‘D§QP< X 0.25% / _S^tY)ep0 7.4.10.2.3 U.g R9 SUOM Nl ^ QC _— U.g R9 g,g T QsTT y 2018^t1g 1eó018^t12g 31e _Sg Su vWú‘”e/Nv U.g R9 SNlgt^‘ fzag SNlgt^‘ fzag T m÷ A m÷ C SNlgt^Wú‘t g –P 0.00 59.30 59.30 QlS T - 59.30 59.30 {, 42 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ _— U.g R9 N ^t^Skg T QsTT y 2017^t1g 1eó017^t12g 31e _Sg Su vWú‘”e/Nv U.g R9 SNlgt^‘ fzag SNlgt^‘ fzag T m÷ A m÷ C SNlgt^Wú‘t g –P - - - QlS T - - - lè g,Wú‘|{Wú‘ c U.g R9 C|{Wú‘^”e/N U.g:gv U.g R9 c RMN eWú‘D§QPOYS_Sg N§ vR)`oe6Qe SUOM Nl ^ QC QsT g,g N ^t^Skg T y 2018^t1g 1eó018^t12g 31e 2017^t1g 1eó017^t12g 31e gg+ OY _Sg R)`oe6Qe gg+ OY _Sg R)`oe6Qe N-V]UF”L 30,876,509.68 537,083.67 18,130,230.44 335,065.54 lè g,Wú‘”L[Xk>u1Wú‘X{NN-V]UF”LO{ c ”LT N R)s`o0 7.4.10.6 g,Wú‘(b g Q…SN QsTb R8v`Q lè eà0 7.4.10.7 QvNQsT¤ Nyvf lè eà0 7.4.11 R)mR ‘MQ SNlgt^‘ fzagm÷ A ‘SUOM Nl ^ QC ^ –doe k10N s°‘b_ QbDb_ g,g R)mR ‘M S÷ gCv Wú‘ ~ Se>`; Se>`; T Y lè v{°e W:Q… W:Y ep 2018^t6 2018^t6 1 - 0.4800 22,985,986.5338,323,061.3361,309,047.86 g 27e g 27e T - - 0.4800 22,985,986.5338,323,061.3361,309,047.86 {, 44 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ 7.4.12 gg+ 2018^t12g 31e g,Wú‘ g vmAS×–PR8 7.4.12.1 Và¤-°S/XSR8Ngg+ c g vmAS×–PR8 ‘SUOM Nl ^ QC 7.4.12.1.1 S×–PR8|{R+ h ep‘ R8 R8 b R SmA mAS× ¤- gg+ O0 gg+ gg+ O0P< SUOM Y lè Nx T y ¤- e –P{W N÷h< P [Xe>W(g,Wú‘bX{NN-V]UF”L VàN ”L[Xk>vQsvOáu(–i ‘'0 g,Wú‘(N¤ b@ LvN¤ WGNN-VR8v{°~{— –P#QlSN:N¤ [ùbK[b R8N¤e6Tk>yn {— –i {, 46 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ S'_\ W(”LT N ^ W:LN¤ RMWG[ùN¤ [ùbKLOáu(O0^v[ùR8N¤Rre_ L–P R6Nc§R6v^”vOáu(–i g,Wú‘Wú‘t N^úzNOáu(–it mAz ùbDyOáu({I~§O0gec§R6R8S LNvOáu(–i N ecS bDR ecOáu(–i N2018^t12g 31e g,Wú‘*c g –dP:0 Y.LyhcnTe?{V`'‘P:NY vP:R8(2017^t12 g 31e T )0 7.4.13.2.1 c wíg Oáu(~§ y:vP:R8bD SUOM Nl ^ QC g,gg+ N ^t^g+ wíg Oáu(~§ 2018^t12g 31e 2017^t12g 31e A-1 0.0 0.00 A-1NN 0.00 0.00 g*~§ 30,054,000.00 0.00 T 30,054,000.00 0.00 lè g*~§vP:R8S bìe?{V`'‘P:0 P:R8Oáu(~§Sê,N e~§g:gv~§ 7.4.13.2.2 c wíg Oáu(~§ y:vD§e/c R8bD lè eà0 7.4.13.2.3 c wíg Oáu(~§ y:vT N [XSUbD lè eà0 7.4.13.2.4 c g Oáu(~§ y:vP:R8bD lè eà0 7.4.13.2.5 c g Oáu(~§ y:vD§e/c R8bD lè eà0 7.4.13.2.6 c g Oáu(~§ y:vT N [XSUbD lè eà0 {, 47 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ 7.4.13.3 mAR¨`'–i mAR¨`'–i/c Wú‘(\eLN ‘P:g QsvNIReG0D‘í:v–i g,Wú‘mAR¨`' –i e—beêWú‘ g NS–‰BNQvc g vWú‘ SN e—beêbDy b@Y vN¤ ^ W:N m;^&gevSs°V– VàbD–-eàlW(^ W:Qús°RgplR¨v`QNN T t vN÷h ~[W(—^8`QN Nu3÷vY t e_ c§R6Và_ e>u3- Nj!_ ^&gevmAR¨`'–i g eHO–ú‘ g NR)v0 N2018^t12g 31e g,Wú‘@bbvQhè‘P:vT ~~[R0g eWGN:NN* g NQ…NN `o SNWú‘QP<(b@g gCv)eàVú[R0g eNN `o Vàkd&—bYSsN:g*bs°vT ~ R0g s°‘A‘ 7.4.13.3.1 ‘D§T‘P:vR0g g –P g lè eà0 7.4.13.3.2 bTJg Q…g,Wú‘T D§vmAR¨`'–i g g,Wú‘Wú‘t NW(Wú‘\ N-N%h_ R8bDú‘AR¨`'–it ‰0 (ê017^t10g 1ewL){Il‰‰ [ùg,Wú‘T D§vmAR¨`'–iL{t ìzv–it èè[ùg,Wú‘~T c N–-^ c h 0 mAS×–P6vbDykONS~T W(wíeQ…Ss°v~üT c h {ImAR¨`'c h Lc ~ívvmKTR g g,Wú‘DN[QlSSLvR8^ P_ Wú‘qT c g N [N ^ QlSSLvSmAhN _—…N {, 48 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ ^ QlSSmAhv15% g,Wú‘ u1g,Wú‘Wú‘t N{t vQhèDT c g N [N ^ Ql SSLvSmAh N _—…N ^ QlSSmAhv30%([Qhc qgg Qsc epgb kOL R8bD_ e>_ Wú‘N-VvO ¤[vrykbDT N S× O–P6)0 g,Wú‘@c è R8W(R8N¤ b@N ^ QvOYNSW(”LT N ^ W:N¤ è Wú‘D§mA feS×–P6N ê1lv`QS‰–Dè7.4.120 kdY g,Wú‘VQúV-‘D§e_ P Qewíg D‘”[ùmAR¨`'—lB QvN –P ,N …ú‘ g vP:R8bDQlQAN÷P<0 g,Wú‘;R¨ bDmAR¨`'S×–PD§v^ P0 ~{— Y N‘ [XQúO‘P:R8bDI0 7.4.13.4.1.1 R)s–i^S SUOM Nl ^ QC g,gg+ 1-3N* 5^tN 2018^t12g 31 1N*g NQ… 3N*g -1^t 1-5^t N `o T g N e D§ 30,876,509.68 - - - - - 30,876,509.68 ”L[Xk> ~{— N‘ 2,271,746.06 - - - - - 2,271,746.06 265,140.31 - - - - - 265,140.31 [XQúO‘ N¤ `'‘D20,022,000.00 -10,032,000.00 - -1,015,750,504.341,045,804,504.34 N§ ^”e6R8n {— - - - - - 17,131,687.80 17,131,687.80 k> - - - - - 929,130.10 929,130.10 ^”e6R)`o - - - - - 488,908.04 488,908.04 ^”e6u3-> D§`; 53,435,396.05 -10,032,000.00 - -1,034,300,230.281,097,767,626.33 P: ^”NR8n {— - - - - - 2,048,694.52 2,048,694.52 k> ^”NNk> - - - - - 109,651.24 109,651.24 ^”N{t Nb - - - - - 1,431,429.91 1,431,429.91 ‘l ^”NbX{9 - - - - - 238,571.62 238,571.62 ^”N U.g R - - - - - 649.38 649.38 9 ^”NN¤ 9( - - - - - 1,226,529.87 1,226,529.87 QvNP: - - - - - 400,120.86 400,120.86 P:`; - - - - - 5,455,647.40 5,455,647.40 R)seOa ^: 53,435,396.05 -10,032,000.00 - -1,028,844,582.881,092,311,978.93 S N ^t^g+ 1-3N* 5^tN 1N*g NQ… 3N*g -1^t 1-5^t N `o T 2017^t12g 31 g N {, 50 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ e D§ ”L[Xk> 18,130,230.44 - - - - - 18,130,230.44 ~{— N‘ 1,969,338.64 - - - - - 1,969,338.64 [XQúO‘ 388,263.21 - - - - - 388,263.21 N¤ `'‘D - -29,856,000.00 - - 783,465,826.36 813,321,826.36 N§ ^”e6R)`o - - - - - 512,930.31 512,930.31 ^”e6u3-> 50,000,334.99 - - - - 440,198.22 50,440,533.21 D§`; 70,488,167.28 -29,856,000.00 - - 784,418,954.89 884,763,122.17 P: ^”NR8n {— - - - - - 27,412,467.11 27,412,467.11 k> ^”NNk> - - - - - 623,175.90 623,175.90 ^”N{t Nb - - - - - 1,101,180.68 1,101,180.68 ‘l ^”NbX{9 - - - - - 183,530.07 183,530.07 ^”NN¤ 9( - - - - - 888,561.75 888,561.75 QvNP: - - - - - 366,664.13 366,664.13 P:`; - - - - - 30,575,579.64 30,575,579.64 R)seOa ^: 70,488,167.28 -29,856,000.00 - - 753,843,375.25 854,187,542.53 S lè hN-b@y:N:g,Wú‘D§SP:v&—b÷P< ^vc qgT ~‰vR)s‘°[N÷eb R0g e[peé NNR |{0 7.4.13.4.1.2 R)s–ieOa `'R g lè N2018^t12g 31e g,Wú‘ g vN¤ `'P:R8bDlQAN÷P{I TR0g eW(N ^tNQ…ve?^P:R8vbDON ONNWú‘D§QPyTQvN‘P: Qv&—b÷PT~{— N‘ 33,148,255.74 3.02 8 QvNT yD§ 18,814,866.25 1.71 9 T 1,097,767,626.33 100.00 8.2 gg+ c LN R |{vhbDT 8.2.1 bTJgg+ c LN R |{vXQ…hbDT ‘SUOM Nl ^ QC S`Wú‘D§QPO ]O\ - - R eS 0 OSZ1NPN 13,997,539.42 1.28 S ~üT - - T 1,015,750,504.34 92.99 {, 55 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ 8.2.2 bTJgg+ c LN R |{vn/bDhbDT lè g,Wú‘,bTJgg+g* /bDh0 8.3 gg+ c QlQAN÷P- g 'eeàP:~{—fe6fNk> {&T ‘D§N‘P:vb vgaN eE\ Qv NMu ]Qw- g 'D vgg+ QlQAN÷P 17,131,687.80 3 ^”e6) - 4 ^”e6R)`o 929,130.10 5 ^”e6u3-> 488,908.04 6 QvN^”e6k> - 7 _…dJ9( - 8 QvN - 9 T 18,814,866.25 8.12.4 gg+ c g vY Nl vSlbP:R8f ~ lè eà0 8.12.5 gg+ RMSAT hN-[XW(mAS×–PQvf {, 64 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ lè eà0 {, 65 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ §9Wú‘ g NOá`o 9.1 gg+ Wú‘ g Nb7epSc g N~g NSUOM N N c g N b7WGc g v c g N~g ~§R+ b7ep( Wú‘ g:gbD N*NbD b7) S``;Nk S``;N c g N c g N O kO SNl gt^ ‘ 17,565 73,657.24 925,271,660.69 71.52% 368,517,830.68 28.48% fzag m÷ A SNl gt^ ‘ 99 34,469.82 0.00 0.00% 3,412,512.65 100.00% fzag m÷ C T 17,651 73,491.70 925,271,660.69 71.33% 371,930,343.33 28.67% lè g:g/N*NbDc g NS``;NkOv{—N- [ùN \^R ~§Wú‘ kOvR k‘(T ê ~§R+vN [ùT ep kOvR k‘(N \^R ~§Wú‘vT ep Ssgg+ Wú‘`; 0 9.2 gg+ Wú‘t NvNNN TXc gg, Wú‘`Q S`Wú‘;N yv N~§R+ c g N`;ep N kO SNlgt^ Wú‘t Nb@g NNN TX ‘ fzag 5,980,638.31 0.4623% c gg, Wú‘ m÷ A SNlgt^ ‘ fzag 11.44 0.0000% m÷ C T 5,980,649.75 0.4610% lè Wú‘t NvNNN TXc g Wú‘`Wú‘;NkOv{—N- [ùN \^R ~§Wú‘ kOvR k ‘(T ê§R+vN [ùT ep kOvR k‘(N \^R ~§Wú‘vT ep Ssgg+ Wú‘ `; 0 9.3 gg+ Wú‘t NvNNN TXc gg, _ e>_ Wú‘`;‘:v`Q yv N~§R+ c g Wú‘`;‘ep‘: NN g,QlS~§{t NTX0 Wú SNlgt^‘ fzagm÷ >100 ‘Dx zvèè# T A c gg, _ e>_ Wú‘ SNlgt^‘ fzagm÷ 0 T C T >100 g,Wú‘ú‘t c gg, _ SNlgt^‘ fzagm÷ 10~50 e>_ Wú‘ T A SNlgt^‘ fzagm÷ 0 {, 66 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ T C T 10~50 {, 67 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ §10_ e>_ Wú‘SR¨ SUOM N SNlgt^‘ fzag SNlgt^‘ fzag yv m÷ A m÷ C Wú‘T u eHe 2015^t 6g 3e Wú‘ 906,942,174.07 - `; g,bTJgg R Wú‘`; 706,581,155.48 - g,bTJgg Wú‘;u3- 1,148,490,263.17 5,561,237.86 Q:g,bTJgg Wú‘;NN 561,281,927.28 2,148,725.21 g,bTJgg Wú‘R SR¨N NQ - - \ N"-"XkR g,bTJggg+ Wú‘`; 1,293,789,491.37 3,412,512.65 lè A|{NSR¨S:N:2018^t1g 1eó018^t12g 31e C|{NSR¨S:N:2018^t6g 19e ó018^t12g 31e0 {, 68 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ §11‘'NNcíy: 11.1 Wú‘ g NY'O Q bTJg Q…eàWú‘ g NY'O Q0 11.2 Wú‘t N0 Wú‘X{NvN èWú‘X{èèv‘'NNSR¨ 2018^t8g 20e QlSNT}gNfS‰Hu N:QlSRo`;~t gNfS‰Hu ]ò~§{t NTX R8bD_w QvNT}]òW(N-VR8bDú‘ SOO Y hH0 N NSR¨]òc vQs‰ Y hH0 QlTJ0 11.3 m‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv bTJg Q…eàm‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv0 11.4 Wú‘DVueve9S bTJg Q…Wú‘DVueg*e9S0 11.5 N:Wú‘L[vO ^ NRb@`Q bTJg Q…Wú‘*e9X:Qv[vO ^ NRb@0 g,bTJg Wú‘”e/N~fnSNl8S-Y)O ^ NRb@ rykfnT O vb‘l:100,000.00QCNl ^ NRb@]òT g,Wú‘ON4^tv[ g R0 11.6 {t N0 bX{NSQv~§{t NTXS×z=gb Y Z{I`Q bTJg Q…Wú‘t N0 Wú‘X{NvbX{N RèèSQv~§{t NTXg*S×v{èèz=gb Y Z0 11.7 Wú‘u(R8QlSN¤ SUQCvg Qs`Q 11.7.1 Wú‘u(R8QlSN¤ SUQCLhbDOc‘/N`Q ‘SUOM Nl ^ QC R8UFT y N¤ SUQC hN¤ ^”e/NR8UFvOc‘ Y lè ep‘ S`_Sg h S`_Sg Oc‘ b N¤‘ b N¤`;vk Oc‘ `;‘kO O ekcR8 3 1,815,593,132.41 28.41% 1,676,876.99 28.52% - N-lR8 2 966,513,367.82 15.12% 891,880.91 15.17% - l_R8 2 822,494,993.09 12.87% 749,545.45 12.75% - u3N [n 3 774,710,029.71 12.12% 711,814.16 12.11% - {, 69 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ N QtR8 2 435,864,978.51 6.82% 400,829.31 6.82% - bUFR8 2 322,245,184.80 5.04% 293,666.29 4.99% - t^”R8 2 242,150,243.21 3.79% 225,521.86 3.84% - N eR8 2 220,385,338.83 3.45% 203,116.69 3.45% - ^s[‰R8 1 211,028,601.89 3.30% 196,533.65 3.34% - QtN R8 1 180,800,556.83 2.83% 164,764.64 2.80% - ^SR8 3 139,728,361.62 2.19% 128,376.90 2.18% - [‰OáR8 1 135,523,020.39 2.12% 123,503.03 2.10% - N mwR8 2 111,093,772.32 1.74% 101,241.08 1.72% - SNlR8 2 13,578,358.38 0.21% 12,374.21 0.21% - N-OáR8 1 - - - - - N-bR8 1 - - - - - VlT [‰ 1 - - - - - r1^úR8 1 - - - - - VR8 1 - - - - - \q‰R8 1 - - - - - SN[R8 1 - - - - - N-‘lS 1 - - - - - _R8 1 - - - - - N-Oá^úb 1 - - - - - lè 10 béNt R8NpSVvR8~%g:gvh Q 1 D‘ Oá‰oY}0 2 "rQoY} ~%LN:‰ g ^tg*Và‘'‰LN:S×R0g Qs{t g:QsvY Z0 3 Q…èt ‰ 0 N%h< QwY PeQhvQ…c§R6^ ^vá,Wú‘\^O[v‰B0 4 QwY Wú‘\b@—veH0 [‰QhvgaN N¤ e{&T Nt Wú‘LR8N¤ v—‰ ^v:Wú‘OQh—bOá`og R0 5 x zv[R: g Vú[vx zvg:gTN èx zvNTX e0 [g 0 Qh—b0N:Wú‘O[‰ ~mN0 LN `Q0 ^ W:p 0 hR gvx zvbTJSThR0vOá`og R ^v9cnWú‘Dry[ ‰B cON x zvbTJ0 20 béNt R8NpSVvR8~%g:gvz ^Wú‘t Nh9cnNN h QL[T xn[R8~% g:gvbé0 Wú‘t NN bévR8~%g:g{~N¤ SUQCyu(SOTR8x zvg RSO0 11.7.2 Wú‘u(R8QlSN¤ SUQCLQvNR8bD`Q ‘SUOM Nl ^ QC R8UFT y P:R8N¤ P:R8V-¤ gCN¤ {, 70 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ S`_Sg P: S`_Sg P:R8 S`_SggC R8V- b N¤‘ b N¤`;vk b N¤‘ b N¤‘ b N¤`;v b N¤`; O kO vkO ekcR8 - - - - - - N-lR8 - - - - - - l_R8 - - - - - - u3N [n - - - - - - N QtR8 - - - - - - bUFR8 - - - - - - t^”R8 - - - - - - N eR8 - - - - - - ^s[‰R8 - - - - - - QtN R8 - - - - - - ^SR8 - - 20,000,000.00 100.00% - - [‰OáR8 - - - - - - N mwR8 - - - - - - SNlR8 - - - - - - N-OáR8 - - - - - - N-bR8 - - - - - - VlT [‰ - - - - - - r1^úR8 - - - - - - VR8 - - - - - - \q‰R8 - - - - - - SN[R8 - - - - - - N-‘lS - - - - - - _R8 - - - - - - N-Oá^úb - - - - - - 11.8 QvN‘'NN ^S÷ QlTJNy l[b—2_ l[b—2g SNlgt^Wú‘t g –PlS QsNX N-VN-bR8g –P #QlSN:e× SNlgt^‘ N-VR8b0 N mw 1 S fzagm÷ WR8bDú‘ 2018^t1g 9e R8b0 R8eb N g:gT e_ Wú‘l cb0 [bSu3-b9O `à{IN RvQlTJ SNlgt^Wú‘ g g P\rL N-VR8b0 N mw 2 2018^t1g 12e R8O0P N-VR8b0 N mw 22 2018^t6g 15e e^8u3- N0 lb0 [ R8b0 R8eb g [bDIN RQlTJ QsNSNlgt^‘ fzagpum; ‘Mnm÷ WR8bDú‘ N-VR8b0 N mw 23 2018^t6g 15e R C|{N^vOe9Wú‘T v R8b0 R8eb QlTJ SNlgt^Wú‘t g –PlS N-VR8b0 N mw 24 QsNe× Wú‘ g g P\rL 2018^t6g 20e R8b0 R8eb R8O0P< etvcy:`'QlTJ SNlgt^Wú‘t g –PlS QsNe× Wú‘ g N-Qt N-VR8b0 N mw 25 2018^t6g 20e 000063 O0P< etvcy: R8b0 R8eb `'QlTJ SNlgt^Wú‘t g –PlS QsNX mW3OáWú‘ U. N-VR8b0 N mw 26 g –PlSN:e× è Wú‘ 2018^t6g 21e R8b0 R8eb g:gT e_ Wú‘lb0 [bN RvQlTJ SNlgt^‘ fzagpum;‘Mn m÷ WR8bDú‘P\Y' N-VR8b0 N mw 27 2018^t6g 23e u3- R T+lble0 R8b0 R8eb [g [bD N RvQlTJ SNlgt^‘ fzagpum;‘Mn N-VR8b0 N mw 28 m÷ WR8bDú‘ ~Ql 2018^t6g 25e R8b0 R8eb TJ QsNSNlgt^‘ fzagpum; ‘Mnm÷ WR8bDú‘|{ N-VR8b0 N mw 29 2018^t6g 27e NN9vQsNyvf R8b0 R8eb kcQlTJ SNlgt^Wú‘t g –PlS QsNX N mwr1^ú"{t N-VR8b0 N mw 30 g –PlSN:e× è Wú‘ 2018^t6g 28e R8b0 R8eb g:gT e_ Wú‘lbN RvQlTJ SNlgt^‘ fzagpum;‘Mn m÷ WR8bDú‘|{`bY N-VR8b0 N mw 31 2018^t6g 28e Y'u3- T+lble0 [ R8b0 R8eb g [bD {IN RvQlTJ SNlgt^Wú‘t g –PlS QsNfP\mYl_‘‰Wú‘ N-VR8b0 N mw 32 2018^t6g 29e U.g –PlSR e× Wú‘ R8b0 R8eb QsN RvQlTJ {, 73 u Qq82 u  SNlgt^‘ fzagm÷ 2018^t^t^bTJ SNlgt^Wú‘sNX O SG " S N Wú‘ U.g –P QlSN:e× è Wú‘ g: N-VR8b0 N mw 33 2018^t6g 30e gT e_ Wú‘b0 Wú‘ R8b0 R8eb lb^vSR sO `à{IN Rv QlTJ SNlgt^Wú‘t g –PlS QsNSR N¤”LbKg:”L N-VR8b0 N mw 34 2018^t6g 30e n S3-[g [bDK R8b0 R8eb ~í9O `àm;R¨vQlTJ SNlgt^Wú‘sNX ~‰ Wú‘ U. mW3 g –PlS N-VR8b0 N mw 35 N:e× è Wú‘ g:gT 2018^t7g 17e R8b0 R8eb e_ Wú‘b^vSR sO `à{IN RvQlTJ SNlgt^Wú‘ g g P\rL N-VR8b0 N mw 36 2018^t7g 17e R8O0PW0p N mw^ mfN e°S:l u 199_ Y'N”S^W:1S÷i|17\B bX{NOOb@ 13.3 g–e_ NpY bDSW(%N eQM9– N_Sc ]g,9- SpN0 bD[ùg,bTJYg u‘ ST¨Wú‘t NSNlgt^Wú‘t g –PlS0 [b7g Rpí~ 400-888-0001 QM9 021-3878 4638 QlSQW@ www.huatai-pb.com SNlgt^Wú‘t g –PlS 2019^t3g 27e {, 78 u Qq82 u