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0 P: 380.00 1,820.28 lP:R8R0g QQN ]N÷e6Qe P:R8bD6v N]N÷e6Qe - - P:R8bD6v u3-N÷e6Qe - - T 380.00 1,820.28 {, 44 u Qq92 u  SNlgt^N-500ETFT2018^t^t^bTJ 7.4.7.14.2 P:R8bD6v NpSVP:R8]N÷e6Qe SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018 2017^t1g 1eó017 ^t12g 31e ^t12g 31e SVQúP:R8 0 P:lP:R8R0g QQ 1,000,000.00 4,404,604.60 N b N¤`; Q SVQúP:R8 0 P:lP:R8R0 982,900.00 4,305,818.20 g QQN b g,`; Q ^”e6R)`o`; 16,720.00 96,966.12 NpSVP:R8]N÷e6Qe 380.00 1,820.28 7.4.7.14.3 P:R8bD6v N]N÷e6Qe lè g,Wú‘,bTJg SN ^t^Skg eàP:R8N]N÷e6Qe0 7.4.7.14.4 P:R8bD6v u3-N÷e6Qe lè g,Wú‘,bTJg SN ^t^Skg eàP:R8u3-N÷e6Qe0 7.4.7.14.5 D§e/c R8bD6v lè g,Wú‘,bTJg SN ^t^Skg eàD§e/c R8bD6v0 7.4.7.15 5‘^bD6v 7.4.7.15.1 5‘^bD6vyvgb lè g,Wú‘,bTJg SN ^t^Skg eà5‘^bD6v0 7.4.7.15.2 5‘^bD6v NpSV5‘^]N÷e6Qe lè g,Wú‘,bTJg SN ^t^Skg eà5‘^bD6v0 7.4.7.15.3 5‘^bD6v N]N÷e6Qe lè g,Wú‘,bTJg SN ^t^Skg eà5‘^bD6v0 7.4.7.15.4 5‘^bD6v u3-N÷e6Qe lè g,Wú‘,bTJg SN ^t^Skg eà5‘^bD6v0 {, 45 u Qq92 u  SNlgt^N-500ETFT2018^t^t^bTJ 7.4.7.16 Mu ]Qwe6v 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SSLvSmAh N _—…N ^ QlSSmAhv30%([Qhc qgg Qsc epgb kOL R8bD_ e>_ Wú‘N-VvO ¤[vrykbDT N S× O–P6)0 g,Wú‘@c è R8W(R8N¤ b@N ^ QvOYNSW(”LT N ^ W:N¤ è Wú‘D§mA feS×–P6N ê1lv`QS‰–Dè7.4.120 kdY g,Wú‘VQúV-‘D§e_ P Qewíg D‘”[ùmAR¨`'—lB QvN –P ,N …ú‘ g vP:R8bDQlQAN÷P<0 g,Wú‘;R¨ bDmAR¨`'S×–PD§v^ P0 ~{— Y N‘ [XQúO‘I0 {, 55 u Qq92 u  SNlgt^N-500ETFT2018^t^t^bTJ 7.4.13.4.1.1 R)s–i^S SUOM Nl ^ QC g,gg+ 1-3N* 5^tN 2018^t12g 31 1N*g NQ… 3N*g -1^t 1-5^t N `o T g N e D§ ”L[Xk> 8,893,226.77 - - - - - 8,893,226.77 ~{— N‘ 1,272,452.20 - - - - - 1,272,452.20 [XQúO‘ 32,613.70 - - - - - 32,613.70 N¤ `'‘D - - - - -159,100,310.32159,100,310.32 N§ ^”e6R)`o - - - - - 2,671.80 2,671.80 ^”e6u3-> - - - - - 581,631.12 581,631.12 QvND§ - - - - - 288.00 288.00 D§`; 10,198,292.67 - - - -159,684,901.24169,883,193.91 P: ^”NNk> - - - - - 155,443.58 155,443.58 ^”N{t Nb - - - - - 4,230.48 4,230.48 ‘l ^”NbX{9 - - - - - 846.11 846.11 ^”N U.g R - - - - - 372.77 372.77 9 ^”NN¤ 9( - - - - - 68.79 68.79 QvNP: - - - - - 210,021.18 210,021.18 P:`; - - - - - 370,982.91 370,982.91 R)seOa ^: 10,198,292.67 - - - -159,313,918.33169,512,211.00 S N ^t^g+ 1-3N* 5^tN 2017^t12g 31 1N*g NQ… 3N*g -1^t 1-5^t N `o T g N e D§ ”L[Xk> 6,139,481.61 - - - - - 6,139,481.61 ~{— N‘ 4,929.66 - - - - - 4,929.66 [XQúO‘ 30,954.96 - - - - - 30,954.96 N¤ `'‘D - -981,100.00 - -133,493,966.51134,475,066.51 N§ ^”e6R8n {— - - - - - 38,808.26 38,808.26 {, 56 u Qq92 u  SNlgt^N-500ETFT2018^t^t^bTJ k> ^”e6R)`o - - - - - 8,452.70 8,452.70 ^”e6u3-> - - - - - 35,999.62 35,999.62 QvND§ - - - - - 288.00 288.00 D§`; 6,175,366.23 -981,100.00 - -133,577,515.09140,733,981.32 P: ^”NNk> - - - - - 160,619.90 160,619.90 ^”N{t Nb - - - - - 3,052.68 3,052.68 ‘l ^”NbX{9 - - - - - 610.55 610.55 ^”NN¤ 9( - - - - - 235.70 235.70 QvNP: - - - - - 210,005.17 210,005.17 P:`; - - - - - 374,524.00 374,524.00 R)seOa ^: 6,175,366.23 -981,100.00 - -133,202,991.09140,359,457.32 S lè hN-b@y:N:g,Wú‘D§SP:v&—b÷P< ^vc qgT ~‰vR)s‘°[N÷eb R0g e[peé NNR |{0 7.4.13.4.1.2 R)s–ieOa `'R g lè N2018^t12g 31e g,Wú‘*c g N¤ `'P:R8bD2017^t12g 31e g,Wú‘ g vN¤ `' P:R8bDlQAN÷P{I b R0g eW(N ^tNQ…ve?^P:R8N ONNWú‘D§QPyTQvN‘P: Qv&—b÷PT~{— N‘ 10,165,678.97 5.98 8 QvNT yD§ 617,204.62 0.36 9 T 169,883,193.91 100.00 8.2 gg+ c LN R |{vhbDT 8.2.1 bTJgg+ c LN R |{vXQ…hbDT ‘SUOM Nl ^ QC S`Wú‘D§QPO ]O\ - - R eS 0 OSZ1NPN 3,432.00 0.00 S ~üT - - T 257,564.00 0.15 8.2.2 bTJgg+ c LN R |{vn/bDhbDT lè g,Wú‘,bTJgg+g* c g /bDh0 8.3 gg+ c QlQAN÷P_ Wú‘t g –PlS 8.11 bTJgg+g, Wú‘D g '¤ `Qf 8.11.1 bTJgg+g, Wú‘D g ' NTc_vf ~ lè g,Wú‘,bTJgg+g* c g g ' 8.11.2 g,Wú‘D g 'bD?{V lè g,Wú‘,bTJgg+g* c g g ' 8.12 bTJgg+g, Wú‘DVP:g '¤ `Qf 8.12.1 g,g VP:g 'D?{V lè g,Wú‘,bTJgg+g* c g VP:g ' 8.12.2 bTJgg+g, Wú‘DVP:g ' NTc_vf ~ lè g,Wú‘,bTJgg+g* c g VP:g ' 8.12.3 g,g VP:g 'DN÷ lè g,Wú‘,bTJgg+g* c g VP:g ' 8.13 bDT bTJ–Dè 8.13.1 g,Wú‘DRMSAT R8vSLN;OSg,g S×R0 gNSY Zv`Qvf {, 65 u Qq92 u  SNlgt^N-500ETFT2018^t^t^bTJ bTJg Q…Wú‘vh Wú‘DRMSAT R8vSLN;OSlg v{èèzhH gv`_b N_ lg W(bTJ R6eRMN ^tQ…S×R0Ql_ 4# Y Zv`_b0 8.13.2 Wú‘DRMSAT h…úWú‘T ‰vY h^“`Qvf Wú‘vh Wú‘DRMSAT hN- lg bD…úWú‘T ‰Y h^“NKY v` _b0 8.13.3 gg+ QvNT yD§gb SUOM Nl ^ QC ^S÷ T y ‘ 1 [XQúO‘ 32,613.70 2 ^”e6R8n {—k> - 3 ^”e6) - 4 ^”e6R)`o 2,671.80 5 ^”e6u3-> 581,631.12 6 QvN^”e6k> - 7 _…dJ9( - 8 QvN 288.00 9 T 617,204.62 8.13.4 gg+ c g vY Nl vSlbP:R8f ~ lè g,Wú‘,bTJgg+g* c g SlbP:R80 8.13.5 gg+ RMSAT hN-[XW(mAS×–PQvf lè g,Wú‘,bTJgg+ c g vRMSAT hN-g*[XW(mAS×–P {, 66 u Qq92 u  SNlgt^N-500ETFT2018^t^t^bTJ §9 Wú‘ g NOá`o 9.1 gg+ Wú‘ g Nb7epSc g N~g NSUOM N N~§ c g N b7WGc g v c g N~g R+ b7ep( Wú‘ g:gbD N*NbD b7) S``;Nk S``;N c g N c g N O kO SNlg 3,526 105,981.08 171,285,870.46 45.84% 202,403,421.22 54.16% t^N- 500E TFT cA SNlg 250 15,008.49 0.00 0.00% 3,752,121.51 100.00% t^N- 500E TFT cC T 3,760 100,383.35 171,285,870.46 45.38% 206,155,542.73 54.62% lè g:g/N*NbDc g NS``;NkOv{—N- [ùN \^R ~§Wú‘ kOvR k‘(T ê ~§R+vN [ùT ep kOvR k‘(N \^R ~§Wú‘vT ep Ssgg+ Wú‘`; 0 9.2 gg+ Wú‘t NvNNN TXc gg, Wú‘`Q S`Wú‘;N yv N~§R+ c g N`;ep N kO SNlgt^ 68,444.26 0.0183% Wú‘t Nb@g NNN TX N- c gg, Wú‘ 500ETF TA SNlgt^ 41.09 0.0011% N- 500ETF TC 68,485.35 0.0181% T lè Wú‘t NvNNN TXc g Wú‘`Wú‘;NkOv{—N- [ùN \^R ~§Wú‘ kOvR k ‘(T ê§R+vN [ùT ep kOvR k‘(N \^R ~§Wú‘vT ep Ssgg+ Wú‘ `; 0 {, 67 u Qq92 u  SNlgt^N-500ETFT2018^t^t^bTJ 9.3 gg+ Wú‘t NvNNN TXc gg, _ e>_ Wú‘`;‘:v`Q yv N~§R+ c g Wú‘`;‘ep‘: NN g,QlS~§{t NTX0 Wú SNlgt^N-500ETF 0 ‘Dx zvèè# TA c gg, _ e>_ Wú‘ SNlgt^N-500ETF 0 TC T 0 g,Wú‘ú‘t c gg, _ SNlgt^N-500ETF 0 e>_ Wú‘ TA SNlgt^N-500ETF 0 TC T 0 {, 68 u Qq92 u  SNlgt^N-500ETFT2018^t^t^bTJ §10 _ e>_ Wú‘SR¨ SUOM N SNlgt^N- SNlgt^N- yv 500ETFTA 500ETFTC Wú‘T u eHe 2015^t5g 13e Wú‘ 661,930,408.74 - `; g,bTJgg R Wú‘`; 217,954,060.31 - g,bTJgg Wú‘;u3- 211,749,682.76 9,726,796.50 Q:g,bTJgg Wú‘;NN 56,014,451.39 5,974,674.99 g,bTJgg Wú‘R SR¨N NQ - - \ N"-"XkR g,bTJggg+ Wú‘`; 373,689,291.68 3,752,121.51 lè A|{NSR¨S:N:2018^t1g 1eó018^t12g 31e C|{NSR¨S:N:2018^t6g 13e ó018^t12g 31e0 {, 69 u Qq92 u  SNlgt^N-500ETFT2018^t^t^bTJ §11‘'NNcíy: 11.1 Wú‘ g NY'O Q bTJg Q…eàWú‘ g NY'O Q0 11.2 Wú‘t N0 Wú‘X{NvN èWú‘X{èèv‘'NNSR¨ 2018^t8g 20e QlSNT}gNfS‰Hu N:QlSRo`;~t gNfS‰Hu ]ò~§{t NTX R8bD_w QvNT}]òW(N-VR8bDú‘ SOO Y hH0 N NSR¨]òc vQs‰ Y hH0 QlTJ0 bTJg Q… 2018^t8g R 8QHu bNN-V”Lg –PlSLL0 N NSR¨]ò c vQs‰Y hH0 QlTJ0 11.3 m‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv bTJg Q…eàm‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv0 11.4 Wú‘DVueve9S bTJg Q…Wú‘DVueg*e9S0 11.5 N:Wú‘L[vO ^ NRb@`Q bTJg Q…Wú‘*e9X:Qv[vO ^ NRb@0 g,bTJg Wú‘”e/N~fnSNl8S-Y)O ^ NRb@ rykfnT O vb‘l:60,000.00QCNl ^ NRb@]òT g,Wú‘ON4^tv[ g R0 11.6 {t N0 bX{NSQv~§{t NTXS×z=gb Y Z{I`Q bTJg Q…Wú‘t N0 Wú‘X{NvbX{N RèèSQv~§{t NTXg*S×v{èèz=gb Y Z0 11.7 Wú‘u(R8QlSN¤ SUQCvg Qs`Q 11.7.1 Wú‘u(R8QlSN¤ SUQCLhbDOc‘/N`Q ‘SUOM Nl ^ QC R8UFT y N¤ SUQC hN¤ ^”e/NR8UFvOc‘ Y lè ep‘ S`_Sg h S`_Sg Oc‘ b N¤‘ b N¤`;vk Oc‘ `;‘kO O mwR8 2 19,249,887.67 98.56% 17,928.56 98.58% - {, 70 u Qq92 u  SNlgt^N-500ETFT2018^t^t^bTJ N TR8 1 163,641.00 0.84% 149.15 0.82% - VQCR8 1 65,328.80 0.33% 60.84 0.33% - WR8 1 36,851.10 0.19% 33.58 0.18% - SNR8 1 8,725.00 0.04% 7.95 0.04% - VR8 1 7,182.00 0.04% 6.69 0.04% - ‰èR8 1 - - - - - N-”–E 3 - - - - - ekcR8 2 - - - - - mYUFR8 2 - - - - - N-lR8 2 - - - - - QtN R8 2 - - - - - V‘R8 1 - - - - - VlT [‰ 1 - - - - - `RlR8 1 - - - - - e°eR8 1 - - - - - VTR8 2 - - - - - ”R8 1 - - - - - l u R8 1 - - - - - "R8 1 - - - - - VOáR8 2 - - - - - N T4R8 2 - - - - - ‰WR8 1 - - - - - nX"R8 1 - - - - - n$mwR8 1 - - - - - [‰OáR8 2 - - - - - ‰… Oá 1 - - - - - N eR8 2 - - - - - N-Oá^úb 2 - - - - - ^SR8 1 - - - - - VmwR8 1 - - - - - u3” V 1 - - - - - N-‘lS 2 - - - - - l_R8 1 - - - - - ‰… e" 2 - - - - - [ N-OáR8 1 - - - - - {, 71 u Qq92 u  SNlgt^N-500ETFT2018^t^t^bTJ S NSN 1 - - - - - SNR R8 1 - - - - - SN”kR8 1 - - - - - N S R8 1 - - - - - N-bR8 1 - - - - - QIY'R8 2 - - - - - bUFR8 1 - - - - - SNlR8 2 - - - - - lè 10 béNt R8NpSVvR8~%g:gvh Q 1 D‘ Oá‰oY}0 2 "rQoY} ~%LN:‰ g ^tg*Và‘'‰LN:S×R0g Qs{t g:QsvY Z0 3 Q…èt ‰ 0 N%h< QwY PeQhvQ…c§R6^ ^vá,Wú‘\^O[v‰B0 4 QwY Wú‘\b@—veH0 [‰QhvgaN N¤ e{&T Nt Wú‘LR8N¤ v—‰ ^v:Wú‘OQh—bOá`og R0 5 x zv[R: g Vú[vx zvg:gTN èx zvNTX e0 [g 0 Qh—b0N:Wú‘O[‰ ~mN0 LN `Q0 ^ W:p 0 hR gvx zvbTJSThR0vOá`og R ^v9cnWú‘Dry[ ‰B cON x zvbTJ0 20 béNt R8NpSVvR8~%g:gvz ^Wú‘t Nh9cnNN h QL[T xn[R8~% g:gvbé0 Wú‘t NN bévR8~%g:g{~N¤ SUQCyu(SOTR8x zvg RSO0 30 N ¤ SUQCWG|g,bTJg Q…yu(0 11.7.2 Wú‘u(R8QlSN¤ SUQCLQvNR8bD`Q ‘SUOM Nl ^ QC R8UFT y P:R8N¤ P:R8V-¤ gCN¤ Wú‘¤ S`_Sg P:R8V S`_SggC S`_Sg Wú S`_Sg P:R8 - ‘ b N¤‘ b N¤`;v b N¤‘ b N¤‘ b N¤‘ b N¤`; b N¤`; b N¤`; kO vk vkO vkO O mwR8 - - - - - - 21,236,710.05 33.95% N TR8 - - - - - - - - VQCR8 - - - - - - 35,965,809.30 57.50% WR8 - - - - - - - - SNR8 - - - - - - - - {, 72 u Qq92 u  SNlgt^N-500ETFT2018^t^t^bTJ VR8 - - - - - - 5,350,837.40 8.55% ‰èR8 - - - - - - - - N-”–E - - - - - - - - ekcR8 - - - - - - - - mYUFR8 - - - - - - - - N-lR8 - - - - - - - - QtN R8 - - - - - - - - V‘R8 - - - - - - - - VlT [‰ - - - - - - - - `RlR8 - - - - - - - - e°e - - - - - - - - R8 VTR8 - - - - - - - - ”R8 - - - - - - - - l u R8 - - - - - - - - "R8 - - - - - - - - VOáR8 - - - - - - - - N T4R8 - - - - - - - - ‰WR8 - - - - - - - - nX"R8 - - - - - - - - n$mwR8 - - - - - - - - [‰OáR8 - - - - - - - - ‰… Oá - - - - - - - - N eR8 - - - - - - - - N-Oá^úb - - - - - - - - ^SR8 - - - - - - - - VmwR8 - - - - - - - - u3” V - - - - - - - - N-‘lS - - - - - - - - l_R8 - - - - - - - - ‰… e - - - - - - - - " N-OáR8 - - - - - - - - S NSN - - - - - - - - SNR R8 - - - - - - - - SN”kR8 - - - - - - - - N S R8 - - - - - - - - {, 73 u Qq92 u  SNlgt^N-500ETFT2018^t^t^bTJ N-bR8 - - - - - - - - QIY'R8 - - - - - - - - bUFR8 - - - - - - - - SNlR8 - - - - - - - - 11.8 QvN‘'NN ^S÷ QlTJNy l[b—2_ l[b—2g 1 SNlgt^Wú‘t g –PlSQsN N-VR8b0 N mw 2018^t1g 9e X e°~QCg 'g –PlSN: R8b0 R8eb e× è Wú‘ g:gT e_ Wú‘lb0 [bSSR 9O `à {IN RvQlTJ 2 SNlgt^Wú‘ g g P\rLR8 N-VR8b0 N mw 2018^t1g 12e O0P N-VR8b0 N mw 2018^t6g 12e _ c epR8bDú‘TWú‘ R8b0 R8eb {, 75 u Qq92 u  SNlgt^N-500ETFT2018^t^t^bTJ R C|{N^vOe9Wú‘T vQlTJ 21 SNlgt^N-500N¤ W_ e>_ c N-VR8b0 N mw 2018^t6g 13e epR8bDú‘TWú‘|{_ e> R8b0 R8eb e^8u3- N0 lb0 [g [ bDIN RQlTJ 22 SNlgt^Wú‘t g –PlSQsN N-VR8b0 N mw 2018^t6g 20e e× Wú‘ g g P\rLR8O0P< R8b0 R8eb etvcy:`'QlTJ 23 SNlgt^Wú‘t g –PlSQsN N-VR8b0 N mw 2018^t6g 20e e× Wú‘ g N-Qt R8b0 R8eb 000063 O0P< etvcy:`'Ql TJ 24 SNlgt^Wú‘t g –PlSQsN N-VR8b0 N mw 2018^t6g 21e X mW3OáWú‘ U.g –PlS R8b0 R8eb N:e× è Wú‘ g:gT e_ Wú‘lb0 [bN RvQlTJ 25 SNlgt^Wú‘t g –PlSQsN N-VR8b0 N mw 2018^t6g 28e X N mwr1^ú"{t g –PlS R8b0 R8eb N:e× è Wú‘ g:gT e_ Wú‘lbN RvQlTJ 26 SNlgt^Wú‘t g –PlSQsN N-VR8b0 N mw 2018^t6g 29e fP\mYl_‘‰Wú‘ U.g –Pl R8b0 R8eb SR e× Wú‘QsN RvQlTJ 27 SNlgt^Wú‘sNX O SG" N-VR8b0 N mw 2018^t6g 30e S N Wú‘ U.g –PlSN:e× R8b0 R8eb N è Wú‘ g:gT e_ Wú ‘b0 Wú‘lb^vSR sO `à {IN RvQlTJ 28 SNlgt^Wú‘ g g P\rLR8 N-VR8b0 N mw 2018^t7g 17e O0P_ c epR8bDú‘TWú‘–eN 200 SNlgt^N-500N¤ W_ e>_ c epR8bDú‘TWú‘ú‘T 0 300 SNlgt^N-500N¤ W_ e>_ c epR8bDú‘TWú‘Rf Nf0 400 SNlgt^N-500N¤ W_ e>_ c epR8bDú‘TWú‘X{SO0 50 Wú‘t NN RD_ c epR8bDú‘TWú‘QlTJ 13.2 [Xe>W0p N mw^ mfN e°S:l u 199_ Y'N”S^W:1S÷i|17\B bX{NOOb@ 13.3 g–e_ NpY bDSW(%N eQM9– 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