华泰消费:2018年年度报告
2019-03-27
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[Xk>g –P-3N*g - -
[Xk>g –PN*g NN - -
QvN[Xk> - -
T 14,968,848.33 19,535,626.51
7.4.7.2 N¤ `'‘D§
SUOM Nl ^ QC
g,gg+
yv
2018^t12g 31e
b g, QlQAN÷P< QlQAN÷PR)`o 3,408.79 5,008.35
^”e6[g [Xk>R)`o - -
^”e6QvN[Xk>R)`o - -
^”e6~{— N‘)`o 163.02 1,086.03
^”e6P:R8R)`o - 77.98
^”e6D§e/c R8R)`o - -
^”e6NpQe.R8R)`o - -
^”e6u3->R)`o - -
^”e6‘ ~bP [s`o - -
QvN 31.24 35.31
T 3,603.05 6,207.67
7.4.7.6 QvND§
lè b*ó,bTJgg+ SN ^t^g+ g,Wú‘*c g QvND§
7.4.7.7 ^”NN¤ 9(
SUOM Nl ^ QC
g,gg+ N ^t^g+
yv
2018^t12g 31e 2017^t12g 31e
N¤ b@^ W:^”NN¤ 9( 205,642.92 664,163.83
”L^ W:^”NN¤ 9( - -
T 205,642.92 664,163.83
{, 33 u Qq71 u
SNlgt^m9 m÷ 2018^t^t^bTJ
7.4.7.8 QvNP:
SUOM Nl ^ QC
g,gg+ N ^t^g+
yv
2018^t12g 31e 2017^t12g 31e
^”NR8UFN¤ SUQCO‘ - -
^”NN9 - 109.57
c9( 360,000.00 360,000.00
T 360,000.00 360,109.57
7.4.7.9 [e6Wú‘
‘SUOM Nl ^ QC
g,g
yv
2018^t1g 1eó018^t12g 31e
Wú‘ N &—b
N ^t^g+ 338,997,553.75 338,997,553.75
g,g u3- 49,557,434.54 49,557,434.54
g,g N N - S÷XkR -104,080,894.81 -104,080,894.81
- Wú‘R /Nb{—RM - -
Wú‘R /Nb{—SR¨N - -
g,g u3- - -
g,g N N - S÷XkR - -
g,gg+ 284,474,093.48 284,474,093.48
lè u3-+lbQeN NT+lbQúN
7.4.7.10 g*R ‘M)m
SUOM Nl ^ QC
yv ]ò[s°è g*[s°è g*R ‘M)mT
N ^t^g+ 38,579,224.77 -5,735,791.52 32,843,433.25
g,g R)m -42,067,977.19 -33,482,519.81 -75,550,497.00
g,g Wú‘N¤
-5,768,025.78 862,676.99 -4,905,348.79
N§ vSR¨ep
QvN- Wú‘3-> 5,422,969.19 -2,819,779.82 2,603,189.37
Wú‘Nk> -11,190,994.97 3,682,456.81 -7,508,538.16
g,g ]òR ‘M)m - - -
g,gg+ -9,256,778.20 -38,355,634.34 -47,612,412.54
7.4.7.11 [Xk>R)`oe6Qe
SUOM Nl ^ QC
g,g N ^t^Skg
yv
2018^t1g 1eó018^t12g 31e 2017^t1g 1eó017^t12g 31e
{, 34 u Qq71 u
SNlgt^m9 m÷ 2018^t^t^bTJ
m;g [Xk>R)`oe6Qe 134,679.20 246,305.48
[g [Xk>R)`oe6Qe - -
QvN[Xk>R)`oe6Qe - -
~{— N‘)`oe6Qe 9,850.10 49,404.88
QvN 1,175.35 6,892.36
T 145,704.65 302,602.72
7.4.7.12 hbD6v
7.4.7.12.1 hbD6v NpSVh]N÷e6Qe
SUOM Nl ^ QC
g,g N ^t^Skg
yv 2018^t1g 1eó018 2017^t1g 1eó017
^t12g 31e ^t12g 31e
SVQúhb N¤`; 840,556,909.35 3,444,460,205.83
Q SVQúhb g,`; 877,321,066.54 3,465,899,364.57
NpSVh]N÷e6Qe -36,764,157.19 -21,439,158.74
7.4.7.13 P:R8bD6v
7.4.7.13.1 P:R8bD6vyvgb
SUOM Nl ^ QC
g,g N ^t^Skg
yv 2018^t1g 1eó018 2017^t1g 1eó017
^t12g 31e ^t12g 31e
P:R8bD6v NpSVP:R8 0 P:
60,929.07 -
lP:R8R0g QQN ]N÷e6Qe
P:R8bD6v N]N÷e6Qe - -
P:R8bD6v u3-N÷e6Qe - -
T 60,929.07 -
7.4.7.13.2 P:R8bD6v NpSVP:R8]N÷e6Qe
SUOM Nl ^ QC
g,g N ^t^Skg
yv 2018^t1g 1eó018 2017^t1g 1eó017
^t12g 31e ^t12g 31e
SVQúP:R8 0 P:lP:R8R0g QQ
575,914.55 -
N b N¤`;
Q SVQúP:R8 0 P:lP:R8R0
514,600.00 -
g QQN b g,`;
Q ^”e6R)`o`; 385.48 -
NpSVP:R8]N÷e6Qe 60,929.07 -
{, 35 u Qq71 u
SNlgt^m9 m÷ 2018^t^t^bTJ
7.4.7.13.3 P:R8bD6v N]N÷e6Qe
lè g,Wú‘,bTJgg+g* c g P:R8N]N÷e6Qe0
7.4.7.13.4 P:R8bD6v u3-N÷e6Qe
lè g,Wú‘,bTJgg+g* c g P:R8u3-N÷e6Qe0
7.4.7.13.5 D§e/c R8bD6v
N§
lè g,Wú‘,bTJg SN ^t^Skg g*bDDe/c R80
7.4.7.14 5‘^bD6v
7.4.7.14.1 5‘^bD6vyvgb
‘
lè g,Wú‘,bTJg SN ^t^Skg g*bD5 ^0
7.4.7.14.2 5‘^bD6v NpSV5‘^]N÷e6Qe
‘
lè g,Wú‘,bTJg SN ^t^Skg g*bD5 ^0
7.4.7.14.3 5‘^bD6v N]N÷e6Qe
‘
lè g,Wú‘,bTJg SN ^t^Skg g*bD5 ^0
7.4.7.14.4 5‘^bD6v u3-N÷e6Qe
‘
lè g,Wú‘,bTJg SN ^t^Skg g*bD5 ^0
7.4.7.15 Mu ]Qwe6v
7.4.7.15.1 Mu ]Qwe6v NpSVgC]N÷e6Qe
lè g,Wú‘,bTJg SN ^t^Skg eàMu ]Qwe6v0
7.4.7.15.2 Mu ]Qwe6v QvNbD6v
lè g,Wú‘,bTJg SN ^t^Skg eàMu ]Qwe6v0
7.4.7.16 )e6v
SUOM Nl ^ QC
g,g
N ^t^Skg
yv 2018^t1g 1eó018^t12
2017^t1g 1eó017^t12g 31e
g 31e
hbD§ v)e6v 2,346,055.07 3,660,390.91
Wú‘D§ v)e6v - -
T 2,346,055.07 3,660,390.91
{, 36 u Qq71 u
SNlgt^m9 m÷ 2018^t^t^bTJ
7.4.7.17 QlQAN÷PbK~í9 6,654.85 11,542.79
”L&7g R9 37,200.00 37,200.00
QvN9( - 400.00
T 403,854.85 409,142.79
7.4.8 b g Ny0 D§P:heT Nyvf
7.4.8.1 b g Ny
b*óD§P:he g,Wú‘veà{O\b—2b g Ny0
7.4.8.2 D§P:heT Ny
b*ó"bhbQúe g,Wú‘veà{O\b—2D§P:heT Ny0
7.4.9 QsTQs|
QsTT y N g,Wú‘Qs|
SNlgt^Wú‘t g –PlS( SNlgt^
Wú‘t N0 lèQv{°g:g0 Wú‘ U.g:g
Wú‘ )
N-V^ú”Lg –PlS( N-V^ú
Wú‘X{N0 Wú‘ U.g:g
”L )
SNlR8g –PlS( SNlR8 ) Wú‘t Nv 0 Wú‘ U.g:g
PineBridgeInvestmentLLC Wú‘t Nv
]e°S:e°bg/N§Ng –PlS Wú‘t Nv
SNlT R8g –P#QlS( SNlT
Wú‘t Nv SNlR8vc§PQlS
R8 )
gt^r1^úD§{t (N mw)g –PlS Wú‘t Nvc§PQlS
lè 10 QsTN Wú‘LvQsT¤ WGW(kc^8N R VQ… qgN ,UFN gak>zv0
7.4.10 g,bTJg SN ^t^Skg vQsTN¤
7.4.10.1 sTN¤ SUQCLvN¤
7.4.10.1.1 hN¤
‘SUOM Nl ^ QC
g,g N ^t^Skg
QsTT y
2018^t1g 1eó018^t12g 31e 2017^t1g 1eó017^t12g 31e
S`_Sg h S`_Sg h
b N¤‘ b N¤`;v b N¤‘ b N¤`;vk
kO O
SNlR8 247,229,719.80 15.25% 2,484,639,350.63 37.33%
{, 38 u Qq71 u
SNlgt^m9 m÷ 2018^t^t^bTJ
7.4.10.1.2 P:R8N¤
lè g,Wú‘,bTJg Q…sTN¤ SUQCg*LP:R8N¤ 0
7.4.10.1.3 P:R8V-¤
lè g,bTJg SN ^t^Skg g,Wú‘ QsTWGg*LP:R8V-¤ 0
7.4.10.1.4 gCN¤
lè g,bTJg SN ^t^Skg g,Wú‘ QsTWGg*LgCN¤ 0
7.4.10.1.5 ^”e/NQsTvOc‘
‘SUOM Nl ^ QC
g,g
QsTT y
2018^t1g 1eó018^t12g 31e
_Sg S`_Sg Oc‘ S`gg+ ^”NOc
gg+ ^”NOc‘Y
Oc‘ `;‘kO ‘;vkO
SNlR8 219,695.78 15.00% 35,496.19 17.26%
N ^t^Skg
QsTT y
2017^t1g 1eó017^t12g 31e
_Sg S`_Sg Oc‘ S`gg+ ^”NOc
gg+ ^”NOc‘Y
Oc‘ `;‘kO ‘;vkO
SNlR8 2,296,911.93 38.23% 482,761.16 72.69%
lè
1. N c‘^ W:N÷h<~g,Wú‘Wú‘t NN [ùeSOUFxn[ Nbc–d1N-VR8v{°~{—
g –P#QlSe6Sv{9~bK9Q y:0
2. |{Oc‘Ovg R V bìOc‘6SeN:g,Wú‘OvR8bD zvb gT^ W:Oá`og
R{I0
7.4.10.2 QsTb‘l
7.4.10.2.1 Wú‘t 9
SUOM Nl ^ QC
g,g
N ^t^Skg
yv 2018^t1g 1eó018^t12g 31
2017^t1g 1eó017^t12g 31e
e
_Sg Su vWú‘”e/N
4,429,973.75 7,118,662.97
v{t 9
QvN- e/N U.g:gv
2,021,717.82 3,851,982.03
[b7~b¤9
lè e/NWú‘t NSNlgt^Wú‘{t Nb‘l RMN eWú‘D§QP<1.50%v^t9c
e}/ógg ^ c g e/N0 Qv{—Ql_ N:
e{t Nb‘l RMN eWú‘D§QP< X 1.50% / _S^tY)ep0
{, 39 u Qq71 u
SNlgt^m9 m÷ 2018^t^t^bTJ
7.4.10.2.2 Wú‘X{9
SUOM Nl ^ QC
g,g
N ^t^Skg
yv 2018^t1g 1eó018^t12g 31
2017^t1g 1eó017^t12g 31e
e
_Sg Su vWú‘”e/N
738,329.04 1,186,443.84
vbX{9
lè e/NWú‘X{NN-V^ú”LvbX{9 RMN eWú‘D§QP<0.25%v^t9c e}/
ógg ^ c g e/N0 Qv{—Ql_ N:
ebX{9 RMN eWú‘D§QP< X 0.25% / _S^tY)ep0
7.4.10.2.3 U.g R9
lè g,g TN ^tSkg WGeàepcn0
7.4.10.3 N QsTL”LT N ^ W:vP:R8(T+V-N¤
lè g,Wú‘,bTJg SN ^t^g*N QsTL”LT N ^ W:vP:R8 T+V- N¤ 0
7.4.10.4 T QsTbD,Wú‘`Q
7.4.10.4.1 bTJg Q…Wú‘t N(Vúg D‘D,Wú‘`Q
lè g,bTJg Q…SN ^t^ Wú‘t Ng*bD,Wú‘
7.4.10.4.2 bTJgg+ –dú‘t NNKY vQvNQsTbD,Wú‘`Q
lè g,bTJg SN ^t^ –dú‘t NNKY vQvNQsTg*bD,Wú‘
7.4.10.5 u1QsTO{v”L[Xk>OYS_Sg N§ vR)`oe6Qe
SUOM Nl ^ QC
QsT g,g N ^t^Skg
T y 2018^t1g 1eó018^t12g 31e 2017^t1g 1eó017^t12g 31e
gg+ OY _Sg R)`oe6Qe gg+ OY _Sg R)`oe6Qe
N-V^ú”
Lg –P 14,968,848.33 134,679.20 19,535,626.51 246,305.48
QlS
lè g,Wú‘”L[Xk>u1Wú‘X{NN-V^ú”LO{ c ”LT N R)s`o0
7.4.10.6 g,Wú‘(b g Q…SN QsTb R8v`Q
lè g,Wú‘,bTJg eàW(b g Q…SN QsTb R8v`Q0
7.4.10.7 QvNQsT¤ Nyvf
lè g,Wú‘,bTJg eà{O\f vQvNQsT¤ Ny0
{, 40 u Qq71 u
SNlgt^m9 m÷ 2018^t^t^bTJ
7.4.11 R)mR ‘MQ
lè g,Wú‘,bTJg Q…g*LR)mR ‘M
7.4.12 gg+ 2018^t12g 31e g,Wú‘ g vmAS×–PR8
7.4.12.1 Và¤-°S/XSR8Ngg+ c g vmAS×–PR8
lè b*ó,bTJgg+ g,Wú‘*c g Và¤-°S/XSR8mAS×–PR80
7.4.12.2 gg+ c g vfeP\rL{ImAS×–Ph
lè g,Wú‘,bTJgg+g* c g feP\rLvh0
7.4.12.3 gg+ P:R8kcV-¤ N-O\N:bbvP:R8
7.4.12.3.1 ”L^ W:P:R8kcV-
lè g,Wú‘,bTJgg+g* c g ”LP:R8kcV-
7.4.12.3.2 N¤ b@^ W:P:R8kcV-
lè g,Wú‘,bTJg g+g*c g N¤ b@^ W:P:R8kcV-
7.4.13 ‘]Qw–i{t
7.4.13.1 –it e?{VT~~gg
g,Wú‘:m÷ WWú‘ Qvg v–ie6vN'^ W:Wú‘ P:R8WWú‘ ONNhWWú
‘ N:R8bDú‘-vN-–i N-e6vTy0 g,Wú‘D‘]QwN;‰bìhbD
P:R8bDI0 g,Wú‘(e^8~%m;R¨N-—b4vN ‘]QwvQsv–i;‰bìOáu(–i mA
R¨`'–i^ W:–i g,Wú‘Wú‘t NNN–it vN;‰h f/N‰S\ v[ù–i§R6W(–P
[v VNKQ… Og,Wú‘(–ie6vNKS_— Osv^saN[s° –ie6vvS9‘M v–i
e6vvh 0
g,Wú‘Wú‘t N^úzv–it OS|u1 ~~0 R6^0 mAz TbTJ {IVN*e—bb 0
QlSv–it ~~ggS bìcNO N v–it N [YTXO 0 QlS{t \Bv–i§R6YTX
O 0 –it èl_v[èSQlST N Rèè cNO [ù^úzWú‘–it Q…è§R6|~T
{, 41 u Qq71 u
SNlgt^m9 m÷ 2018^t^t^bTJ
~c Qvg eH`'bbg ~# R6^f/c –it vQsv‰àR6^ f/[ù~~LSQv]O\mAz {I
vQwOS‰ mAz f/–it v]O\mAz [~‰NT èèNK–it ]O\vQ…[Tz
^ bTJf/[ùmAz v_‰f T°_U ef/–it ]O\v‘‰ N_f/[ù–it ]O\v`;
~Tb—2
g,Wú‘Wú‘t N[ùN‘]Qwv–it elN;‰/`'R gT[‘ gvelS
O0mKT y–i§ vS_Y10 N[`'R gv‰QúS R$e-–i_Y1vN%‘ ^TQús°–i_
Y1v‘^0 N[‘ gv‰QúS h9cng,Wú‘bDh ~T Wú‘D§b@(‘]Qwry
_ y[v–i‘ c h 0 j!W e^8v‘ bTJ xn[–i_Y1v–PTv^”nOáz ^
SeS—`0[ùT y–iLvwc0 hgTO0 ^v^”Q{V \ –i§R6W(SbS×v V
Q…
7.4.13.2 Oáu(–i
Oáu(–i/c Wú‘(N¤ N-VàN¤ [ùbKg*\eLT ~# b Wú‘@bDR8NKSLN
Qús°0 b~e/NR0gg, `o{I`Q [üú‘D§c_Y1Te6vSS v–i
g,Wú‘Wú‘t NW(N¤ RM[ùN¤ [ùbKvDárQLNQER vO00 g,Wú‘”L[Xk>
[Xe>W(g,Wú‘bX{NN-V^ú”L VàN ”L[Xk>vQsvOáu(–i ‘'0 g,Wú‘(N¤ b@
LvN¤ WGNN-VR8v{°~{— –P#QlSN:N¤ [ùbK[b R8N¤e6Tk>yn {— –i
S'_\ W(”LT N ^ W:LN¤ RMWG[ùN¤ [ùbKLOáu(O0^v[ùR8N¤Rre_ L–P
R6Nc§R6v^”vOáu(–i
g,Wú‘Wú‘t N^úzNOáu(–it mAz ùbDyOáu({I~§O0gec§R6R8S
LNvOáu(–i N ecS bDR ecOáu(–i
g,Wú‘:R8bDOáu(~§`Qc 0 N-VNl ”LOáu(~§{t c [üa ‰ [vh Q~
SlG`;0
{, 42 u Qq71 u
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7.4.13.2.1 c wíg Oáu(~§ y:vP:R8bD
lè eà0
7.4.13.2.2 c wíg Oáu(~§ y:vD§e/c R8bD
lè eà0
7.4.13.2.3 c wíg Oáu(~§ y:vT N [XSUbD
lè eà0
7.4.13.2.4 c g Oáu(~§ y:vP:R8bD
SUOM Nl ^ QC
N
g,
^t
g
^
g+
g+
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Oáu( 201
8
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^t1
^t1
2
2
g 3
g 3
1e
1e
AAA - -
512
,60
AAAN 4.7
N - 4
g*
~§ - -
512
,60
4.7
T - 4
lè P:R8Oáu(~§Sê,N e~§g:gv~§
7.4.13.2.5 c g Oáu(~§ y:vD§e/c R8bD
lè eà0
{, 43 u Qq71 u
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7.4.13.2.6 c g Oáu(~§ y:vT N [XSUbD
lè eà0
7.4.13.3 mAR¨`'–i
mAR¨`'–i/c Wú‘(\eLN ‘P:g QsvNIReG0D‘í:v–i g,Wú‘mAR¨`'
–i e—beêWú‘ g NS–‰BNQvc g vWú‘ SN e—beêbDy
b@Y vN¤ ^ W:N m;^&gevSs°V– VàbD–-eàlW(^ W:Qús°RgplR¨v`QNN T
t vN÷h ~[W(—^8`QN Nu3÷vY t e_ c§R6Và_ e>u3-
Nj!_ ^&gevmAR¨`'–i g eHO–ú‘ g NR)v0
N2018^t12g 31e g,Wú‘@bbvQhè‘P:vT ~~[R0g eWGN:NN* g NQ…NN
`o SNWú‘QP<(b@g gCv)eàVú[R0g eNN `o Vàkd&—bYSsN:g*bs°vT ~
R0g s°‘A‘
7.4.13.3.1 ‘D§T‘P:vR0gg –P g
lè eà0
7.4.13.3.2 bTJg Q…g,Wú‘T D§vmAR¨`'–i g
g,Wú‘Wú‘t NW(Wú‘\ N-N%h_ R8bDú‘AR¨`'–it ‰0 (ê017^t10g 1ewL){Il‰‰B[ùg,
Wú‘T D§vmAR¨`'–iL{t ìzv–it èè[ùg,Wú‘~T c N–-^c
h 0 mAS×–P6vbDykONS~T W(wíeQ…Ss°v~üT c h {ImAR¨`'c h Lc ~í
vvmKTR g
{, 44 u Qq71 u
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g,Wú‘DN[QlSSLvR8^ P_ Wú‘qT c g N [N ^ QlSSLvSmAhN _—…N ^ Ql
SSmAhv15% g,Wú‘ u1g,Wú‘Wú‘t N{t vQhèDT c g N [N ^ QlSS
LvSmAh N _—…N ^ QlSSmAhv30%([Qhc qgg Qsc epgb kOLR8b
D_ e>_ Wú‘N-VvO ¤[vrykbDT N S× O–P6)0
g,Wú‘@c è R8W(R8N¤ b@N ^ QvOYNSW(”LT N ^ W:N¤ è Wú‘D§mAf
eS×–P6N ê1lv`QS‰–Dè7.4.120 kdY g,Wú‘VQúV-‘D§e_ P Qe
wíg D‘”[ùmAR¨`'—lB QvN –P ,N …ú‘ g vP:R8bDQlQAN÷P<0 g,Wú‘;R¨bD
NmAR¨`'S×–PD§v^ P0 ~{—
Y N‘ [XQúO‘I0
7.4.13.4.1.1 R)s–i^S
SUOM Nl ^ QC
g,gg+
1-3N* 3N*g -
2018^t12g 31 1N*g NQ… 1-5^t 5^tNN N `o T
g 1^t
e
D§
”L[Xk> 14,968,848.33 - - - - - 14,968,848.33
~{— N‘ 329,375.77 - - - - - 329,375.77
[XQúO‘ 63,308.61 - - - - - 63,308.61
N¤ `'‘D - - - - -222,546,307.48222,546,307.48
N§
^”e6R)`o - - - - - 3,603.05 3,603.05
^”e6u3-> - - - - - 36,158.93 36,158.93
QvND§ - - - - - - -
D§`; 15,361,532.71 - - - -222,586,069.46237,947,602.17
P:
^”NNk> - - - - - 153,620.33 153,620.33
^”N{t Nb - - - - - 314,278.25 314,278.25
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