华泰创新动力:2018年年度报告
2019-03-27
华泰柏瑞创新动力混合
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N-Vm÷ WR8bDú vRt 0 2015^t2g 6 ‘Wú‘t 2014 _ ag - 11^t g,Wú‘ e ^t5g wSNlgt^R Wú‘t e°SG~§m÷ WR8bD Wú‘Wú‘t 0 2015 ^t2g wSNlgt^R e°R¨Rum;‘Mnm÷ W R8bDú‘Wú‘ t 0 2016^t1g wb Dè;vRt 0 2018 ^t1g wbDèo`; vSSNlgt^b uee°Qt N§Nm÷ WR8bDú ‘Wú‘t 0 N mw"Y'[f‘[fxU X0 fNl_R8 g –PlSx zvTX0 Q” lGt Wú‘t g –PlS x zvTX0 2015^t6g R QeSNlgt^Wú‘t g –PlS N~§ zvTX Q|Wú‘t Rt 0 2018 g,Wú‘ 2018^t3g 14 ^t3g wSNlgt^R T4 - 7^t Wú‘t e e°R¨Rum;‘Mnm÷ W R8bDú‘Wú‘ t 0 2018^t4g ó018 ^t11g NSNlgt^r1R) pum;‘Mnm÷ WR8b Dú‘Wú‘ t 0 2018^t4g wSN lgt^e°R)pum;‘Mnm÷ T WR8bDú‘SN {, 11 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ lgt^ R)pum;‘Mnm÷ T WR8bDú‘Wú ‘t 0 lè R8NN vT+NIuLN SOO 0 R8NNNN TXD<{t Rl0 vvQs‰0 NLg Ty Lg c Wú‘t QlSO\QúQ[NKe0 4.2 {t N[ùbTJg Q…g,Wú‘\u‰Oá`Qvf g,bTJg Q… g,Wú‘t NN%hR0:‘‰OMn Tsw@2019 ^t[' ve?{VS YN;‰Oáu(zQslè g*gefR lè‘AR¨`'e/c [OS~mNvg eH`'N 0 ~mNSO N vR){IWúg,—b w 2018^tN SJ^t_ Yn R Rg _f/e?{Vl keR _vN; ‰VàNKN 0 NO N vR)gew ]N O N vR)SUg X_V= vRM11g T kepcn]ò~e XS:0 [‰pcnN m9pcnvV=^f>WR _ Nl}f:–vSm9b N:NN;‰ vb}/y0 b Nìg*geSJ^tQ… VQ…[‰mNN\ S×R0‘Sg`gFvnT `'_qT THs° nv ` R0 LNN w Y'Y epLN E' N e—b”L{IoD§v[ùE SN e—b N SJ ^t_ YN e?{V[ùQvQs`''vLN g N [hs° O ~LN e—b b?W0N§ ^ú{QN$Y'[‰mNb DS‘`k'vLN E N;‰×R0Wú^úg c b?W0N§v{Sg b@g~R¨{IR)Y}v_q {, 13 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ T0 SY P<_—Qslèvf/ ^ W:[ùNb@ e°QtWú^ú vgN_ N;‰Ss°W(Oá0 u5RY N$N*LNN QwOS f/[ù5G0 rySbD*ge~Nvgg 0 g,Wú‘(bTJg Q…Oc NOMWúg,g*S ~gv[ùWGa0 b NìWZc N2-3N*[c^vN-g ‰‰ N wíg N¤ WZc |~R fol LN ê N cc N* –@NROEa‘O N vR) W(3[c^‰v ~T c g vY'è v}lN ~éN_W(3[c^‰v g*ge—b4vR)N O–i Y g|{hO0P< etN QER R ÷ N [N LSR0 h9cnLN TQlSfol ^vSS g,Wú‘ù c N~gTN*LN et X Nb Qc Nm9S;o [ùNThg T[ùQ~mNN nvT yN_g \ ‘^ \@0 4.4.2 bTJg Q…Wú‘N ~éhs° b*ó,bTJgg+g, Wú‘QP e?{V R x 0 \Ug 2019^t b Nì¤N:mAR¨`'sXg kee9Uvzz0 ^tR Y.L~~íf>y:Qú[g~v' c _ Qh—b–MvepKRMv^ W:gg N [cRM T e[ùUFN ”LvN-\ _O N 7>~NQh —be?{Vbvc y:w@e?{V\B—bùNNt[Oáu(v[ef/—^8‘‰0 N^ W:S R)s‰gew VP:e6vs ke–MNó.12%]Só wízR)sc ~íSONW(2%ueY vl4^s N‘g:g __:vR)sN Lg c _ 0 b NìN^tUFN ”L eébe>eéS×v v~%QR¨ _:N_^t Và kd1[c^eàN”LmAR¨`'^ W: /Oáu(zOá7 z3v‰w XW(N [vg OY zz 0 N^ W:\B—b QhèPBW(SSòONp–D N [z ^N –+NO N vR)vN O0 N”L N:O VY'LvO0PW(T y]O\v–OM0 OqgQlSQ…è§R6vetOS‰B ~~íNQ…c§g:R6v[U R _:Q…è–ic§R6N –2 xnOT yl‰{t R6^v=[ OWú‘T _—R0N%h<\eL0 QlS v[èèc qg‰vgC–Pz ^ evc§ s°W:hg0 ‘bgTNTX{Iel rìz W0_ \UWú‘\TQlS{t vT ‰'z=h8 Ss°SecQúe9ú^vwcON RèèLet e9 T e[g T cNTQlS{t \BQúQwv[z=h8bTJ0 g,bTJg Q… Wú‘t NQ…è[z=h8N;‰O\YN 1 Qh—b \UWú‘\T ‰[]O\ xnOWú‘Drìz`'0 Ql^s`'ST lT ‰ N;‰eg N%h 7.4.7.1 24,648,685.29 17,493,250.02 ~{— N‘ 619,487.90 477,004.64 [XQúO‘ 50,962.91 54,392.29 N¤ `'‘D§ 7.4.7.2 120,252,264.23 153,570,928.67 QvN- hbD 120,252,264.23 153,570,628.67 Wú‘D - - P:R8bD - 300.00 D§e/c R8bD - - 5‘^bD - - Mu ‘D§ 7.4.7.3 - - NpQe.‘D§ 7.4.7.4 - - ^”e6R8n {—k> 467,822.81 1,599,902.57 ^”e6R)`o 7.4.7.5 5,838.59 4,207.06 ^”e6) - - ^”e6u3-> 1,255.03 137,804.63 ^b@_— D§ - - QvND§ 7.4.7.6 - - {, 22 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ D§`; 146,046,316.76 173,337,489.88 g,g g+ N ^t^g+ P:Tb@g gCv –DèS÷ 2018^t12g 31e 2017^t12g 31e P: wíg P k> - - N¤ `'‘P: - - Mu ‘P: 7.4.7.3 - - SVQúV-‘D§k> - - ^”NR8n {—k> 779,976.72 635,463.27 ^”NNk> 74,863.51 2,581,359.31 ^”N{t Nb‘l 186,390.89 208,363.95 ^”NbX{9 31,065.13 34,727.31 ^”N U.g R9 - - ^”NN¤ 9( 7.4.7.7 292,828.88 230,455.06 ^”N¤ 9 - - ^”NR)`o - - ^”NR)m - - ^b@_— P: - - QvNP: 7.4.7.8 210,013.32 214,503.92 P:T 1,575,138.45 3,904,872.82 {, 23 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ b@g gCv [e6Wú‘ 7.4.7.9 116,792,259.91 119,331,466.42 g*R ‘M)m 7.4.7.10 27,678,918.40 50,101,150.64 b@g gCvT 144,471,178.31 169,432,617.06 P:Tb@g gCv`; 146,046,316.76 173,337,489.88 lè bTJb*kbe2018^t12g 31e Wú‘QP<1.237QC Wú‘`;116,792,259.91N0 7.2 R)mh O N;OS SNlgt^R e°R¨Rum;‘Mnm÷ WR8bDú‘ g,bTJg 2018^t1g 1eó018^t12g 31e SUOM Nl ^ QC g,g N ^t^Skg y v –DèS÷ 2018^t1g 1eó018 2017^t1g 1eó017 ^t12g 31e ^t12g 31e N 0 e6Qe -15,161,212.87 47,121,826.13 1.R)`oe6Qe 175,278.70 128,202.07 QvN- [Xk>R)`oe6Qe 7.4.7.11 175,278.69 128,176.37 P:R8R)`oe6Qe 0.01 25.70 D§e/c R8R)`oe6Qe - - NpQe.‘D§e6Qe - - QvNR)`oe6Qe - - 2.bD6v c_Y1N - XkR 1,615,564.10 31,107,654.07 QvN- hbD6v 7.4.7.12 51,636.87 29,545,884.67 Wú‘D6v - - P:R8bD6v 7.4.7.13 36.40 3,273.88 D§e/c R8bD6v 7.4.7.13.5 - - 5‘^bD6v 7.4.7.14 - - Mu ]Qwe6v 7.4.7.15 - - )e6v 7.4.7.16 1,563,890.83 1,558,495.52 {, 24 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ 3.QlQAN÷P 29,892,640.71 10,625,628.15 40,518,268.86 2.Wú‘Nk> -32,431,847.22 -13,462,673.04 -45,894,520.26 V0 g,g T Wú‘ g NR ‘M)mN§ vWú‘ - - - P 20,374,093.48 6,492,649.16 26,866,742.64 2.Wú‘Nk> -50,179,204.24 -11,575,502.83 -61,754,707.07 V0 g,g T Wú‘ g NR ‘M)mN§ vWú‘ - - - P_ [X~íg –P [ –k!zR– S bì¤-D )`oQqR–l ^ 2,312,478,960.89QC N ~fnSNl8S-Y)O ^ NRb@(rykfnT O )fnSNl8S-Y) [W(2015){,102S÷DTJNN0 ~T N-VvO Y hH 0 SNlgt^R e°R¨Rum;‘Mnm÷ WR8bDú‘ú‘T 0 N2015^t2g 6ekc_ u eH Wú‘T u eHevWú‘`; ‘ N:2,312,980,881.15NWú‘ QvN-¤-D )`obT 501,920.26NWú‘ g,Wú‘Wú‘ {t NN:SNlgt^Wú‘t g –PlS Wú‘X{NN:N-V”Lg –PlS0 h9cn0 N-SNNl QqTVR8bDú‘0 T0 SNlgt^R e°R¨Rum;‘Mnm÷ WR8bDú ‘ú‘T 0 vg Qs‰ g,Wú‘bD VN:Qwg oY}mAR¨`'v‘]Qw S bìVQ…OlSL N ^ vh(S T+N-\ g0 R N gSQvN~N-VvO h8QN ^ vh)0 P:R80 P:R8V- ”L [Xk>0 '^ W:]Qw0 gC0 D§e/c R80 g 'Sl_l‰N-VvO QAWú‘D vQvN‘]Qw(OF{{&T N-VvO vvQs‰)0 Yl_l‰ v{g:gNT QAWú‘Dv NTy Wú‘t NW(\eL_Sz ^ SN\ Qv~QebD V0 Wú‘bDT kON: g,Wú ‘ g vhS`Wú‘D§vkON:0%-95% QvN-bD e°R¨R;vQsvR8D§NONN—^° ‘ú‘D§v80% kN*N¤ ee~W(bc–d g ' ~—4~vN¤ O‘ g,Wú‘uYv s°‘N S bì~{— N‘ [XQúO‘ ^”e6u3->{I)b R0g eW(1^tNQ…ve?^P:R8vkO T N ONNWú‘D§QP<5%0 g,Wú‘N ~ékúQN:N-e°QtN§Nc epe6vs×60%+N-P:`;c ep QhN÷ e6vs×40%0 g,"bhu1g,Wú‘Wú‘t NSNlgt^Wú‘t g –PlSN2019^t3g 26ebyQbQú0 7.4.2 O bhv R6Wúx@ g,Wú‘"bhc qg"?è2006^t2g 15e v0 O N O QR Wúg,QR 0 T38y QwOSO QR 0 QvT vO N O QR ^”u(c SW0 O N O QR ‰‘SQvNvQs‰(NN T y O N O QR )0 N-VvO v0 R8bDú‘á`ob—2BRLj!g{,3S÷<^t^bTJ TSJ^t^bTJ>00 N-VR8bDú‘ SOO v0 R8bDú‘ h8{— Rc _ 000 SN lgt^R e°R¨Rum;‘Mnm÷ WR8bDú‘ú‘T 0 TW("bh–Dè7.4.4b@R y:vN-V vO S^ vg Qs‰SQAvWú‘LN [RdO\ R60 {, 27 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ 7.4.3 uO N O QR SQvNg Qs‰vXf g,Wú‘018^t^"bh{&T O N O QR v‰B w [ [etW0Sf Ng,Wú‘018^t12 g 31ev"rQNS2018^t^v~%b gTWú‘Pvw0 NK–D0 R8bDú‘DAS×–PhO0P SUOM Nl ^ QC g,gg+ N ^t^g+ yv 2018^t12g 31e 2017^t12g 31e m;g [Xk> 24,648,685.29 17,493,250.02 [g [Xk> - - QvN- [Xk>g –PN*g NQ… - - [Xk>g –P-3N*g - - [Xk>g –PN*g NN - - QvN[Xk> - - T 24,648,685.29 17,493,250.02 7.4.7.2 N¤ `'‘D§ SUOM Nl ^ QC g,gg+ yv 2018^t12g 31e b g, QlQAN÷P< QlQAN÷PR)`o 5,487.61 3,937.34 ^”e6[g [Xk>R)`o - - ^”e6QvN[Xk>R)`o - - ^”e6~{— N‘)`o 325.79 242.73 ^”e6P:R8R)`o - 0.04 ^”e6D§e/c R8R)`o - - ^”e6NpQe.R8R)`o - - ^”e6u3->R)`o - - ^”e6‘ ~bP [s`o - - QvN 25.19 26.95 T 5,838.59 4,207.06 {, 30 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ 7.4.7.6 QvND§ lè g,Wú‘,bTJgg+ SN ^t^g+g*c g QvND§ 7.4.7.7 ^”NN¤ 9( SUOM Nl ^ QC g,gg+ N ^t^g+ yv 2018^t12g 31e 2017^t12g 31e N¤ b@^ W:^”NN¤ 9( 292,828.88 230,455.06 ”L^ W:^”NN¤ 9( - - T 292,828.88 230,455.06 7.4.7.8 QvNP: SUOM Nl ^ QC g,gg+ N ^t^g+ yv 2018^t12g 31e 2017^t12g 31e ^”NR8UFN¤ SUQCO‘ - - ^”NN9 13.32 4,503.92 c9( 210,000.00 210,000.00 T 210,013.32 214,503.92 7.4.7.9 [e6Wú‘ ‘SUOM Nl ^ QC g,g yv 2018^t1g 1eó018^t12g 31e Wú‘ N &—b N ^t^g+ 119,331,466.42 119,331,466.42 g,g u3- 29,892,640.71 29,892,640.71 g,g N N - S÷XkR -32,431,847.22 -32,431,847.22 - Wú‘R /Nb{—RM - - Wú‘R /Nb{—SR¨N - - g,g u3- - - g,g N N - S÷XkR - - g,gg+ 116,792,259.91 116,792,259.91 lè u3-+lbQeN NT+lbQúN 7.4.7.10 g*R ‘M)m SUOM Nl ^ QC yv ]ò[s°è g*[s°è g*R ‘M)mT N ^t^g+ 76,313,600.52 -26,212,449.88 50,101,150.64 g,g R)m -2,592,968.78 -16,992,218.57 -19,585,187.35 {, 31 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ g,g Wú‘N¤ -732,445.78 -2,104,599.11 -2,837,044.89 N§ vSR¨ep QvN- Wú‘3-> 21,746,716.62 -11,121,088.47 10,625,628.15 Wú‘Nk> -22,479,162.40 9,016,489.36 -13,462,673.04 g,g ]òR ‘M)m - - - g,gg+ 72,988,185.96 -45,309,267.56 27,678,918.40 7.4.7.11 [Xk>R)`oe6Qe SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12g 31e 2017^t1g 1eó017^t12g 31e m;g [Xk>R)`oe6Qe 165,940.34 116,054.79 [g [Xk>R)`oe6Qe - - QvN[Xk>R)`oe6Qe - - ~{— N‘)`oe6Qe 8,388.68 10,833.78 QvN 949.67 1,287.80 T 175,278.69 128,176.37 7.4.7.12 hbD6v 7.4.7.12.1 hbD6v NpSVh]N÷e6Qe SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018 2017^t1g 1eó017 ^t12g 31e ^t12g 31e SVQúhb N¤`; 554,766,799.86 723,066,515.79 Q SVQúhb g,`; 554,715,162.99 693,520,631.12 NpSVh]N÷e6Qe 51,636.87 29,545,884.67 7.4.7.13 P:R8bD6v 7.4.7.13.1 P:R8bD6vyvgb SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018 2017^t1g 1eó017 ^t12g 31e ^t12g 31e P:R8bD6v NpSVP:R8 0 P: 36.40 3,273.88 lP:R8R0g QQN ]N÷e6Qe P:R8bD6v N]N÷e6Qe - - P:R8bD6v u3-N÷e6Qe - - T 36.40 3,273.88 {, 32 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ 7.4.7.13.2 P:R8bD6v NpSVP:R8]N÷e6Qe SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018 2017^t1g 1eó017 ^t12g 31e ^t12g 31e SVQúP:R8 0 P:lP:R8R0g QQ 336.45 174,499.54 N b N¤`; Q SVQúP:R8 0 P:lP:R8R0 300.00 171,200.00 g QQN b g,`; Q ^”e6R)`o`; 0.05 25.66 NpSVP:R8]N÷e6Qe 36.40 3,273.88 7.4.7.13.3 P:R8bD6v N]N÷e6Qe lè g,Wú‘,bTJg Q…eàP:R8bD6v--N]N÷e6Qe0 7.4.7.13.4 P:R8bD6v u3-N÷e6Qe lè g,Wú‘,bTJg Q…eàP:R8bD6v--u3-N÷e6Qe0 7.4.7.13.5 D§e/c R8bD6v N§ lè g,Wú‘,bTJg Q…SN ^t^g*bDDe/c R80 7.4.7.14 5‘^bD6v ‘ lè g,Wú‘,bTJg Q…SN ^t^g*bD5 ^0 7.4.7.15 Mu ]Qwe6v lè g,Wú‘,bTJg Q…g*bDMu ]Qw0 7.4.7.16 )e6v SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12 2017^t1g 1eó017^t12g 31e g 31e hbD§ v)e6v 1,563,890.83 1,558,495.52 Wú‘D§ v)e6v - - T 1,563,890.83 1,558,495.52 7.4.7.17 QlQAN÷PbK~í9 3,970.07 5,492.40 ”L&7g R9 18,000.00 18,000.00 T 231,970.07 233,492.40 {, 34 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ 7.4.8 b g Ny0 D§P:heT Nyvf 7.4.8.1 b g Ny b*óD§P:he g,Wú‘veà{O\b—2b g Ny0 7.4.8.2 D§P:heT Ny g,Wú‘àD§P:heT Ny0 7.4.9 QsTQs| QsTT y N g,Wú‘Qs| SNlgt^Wú‘t g –PlS( SNlgt^ Wú‘t N0 Wú‘èQv{°g:g0 Wú‘ U.g:g Wú‘ ) N-V”Lg –PlS( N-V”L ) Wú‘X{N0 Wú‘ U.g:g SNlR8g –PlS( SNlR8 ) Wú‘t Nv 0 Wú‘ U.g:g PineBridgeInvestmentLLC Wú‘t Nv ]e°S:e°bg/N§Ng –PlS Wú‘t Nv SNlT R8g –P#QlS( SNlT Wú‘t Nv SNlR8vc§PQlS R8 ) gt^r1^úD§{t (N mw)g –PlS Wú‘t Nvc§PQlS lè QsTN Wú‘LvQsT¤ WGW(kc^8N R VQ… qgN ,UFN gak>zv0 7.4.10 g,bTJg SN ^t^Skg vQsTN¤ - 7.4.10.1 sTN¤ SUQCLvN¤ 7.4.10.1.1 hN¤ ‘SUOM Nl ^ QC g,g N ^t^Skg QsTT y 2018^t1g 1eó018^t12g 31e 2017^t1g 1eó017^t12g 31e S`_Sg h S`_Sg h b N¤‘ b N¤`;v b N¤‘ b N¤`;vk kO O SNlR8 58,403,183.77 5.35% 149,917,158.27 10.67% 7.4.10.1.2 gCN¤ lè g,Wú‘,bTJg Q…g*sTN¤ SUQCLgCN¤ 0 7.4.10.1.3 ^”e/NQsTvOc‘ ‘SUOM Nl ^ QC g,g QsTT y 2018^t1g 1eó018^t12g 31e _Sg S`_Sg Oc‘ S`gg+ ^”NOc gg+ ^”NOc‘Y Oc‘ `;‘kO ‘;vkO SNlR8 53,223.48 5.29% 25,930.32 8.86% N ^t^Skg QsTT y 2017^t1g 1eó017^t12g 31e {, 35 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ _Sg S`_Sg Oc‘ S`gg+ ^”NOc gg+ ^”NOc‘Y Oc‘ `;‘kO ‘;vkO SNlR8 136,619.59 10.56% - - lè 1. N c‘ ^ W:Oc‘{— Nbc–d1N-VR8v{°~{— –P#QlSe6Sv{9 ~bK9Q y:0 gCN¤ N Oc‘ 2. |{Oc‘Ovg R V bìOc‘6SeN:g,Wú‘OvR8bD zvb gT^ W:Oá`og R{I0 7.4.10.2 QsTb‘l 7.4.10.2.1 Wú‘t 9 SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12g 31 2017^t1g 1eó017^t12g 31e e _Sg Su vWú‘”e/N 2,171,982.15 2,390,551.12 v{t 9 QvN- e/N U.g:gv 921,218.03 1,093,626.01 [b7~b¤9 lè e/NWú‘t NSNlgt^Wú‘t g –PlSv{t Nb‘l RMN eWú‘D§QP<1.5%v^t9 sc e}/ógg ^ c g e/N0 Qv{—Ql_ N: e{t Nb‘l RMN eWú‘D§Q P<×1.5% / _S^tY)ep0 7.4.10.2.2 Wú‘X{9 SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12g 31 2017^t1g 1eó017^t12g 31e e _Sg Su vWú‘”e/N 361,997.03 398,425.22 vbX{9 lè e/NWú‘X{NN-V”LvbX{9 RMN eWú‘D§QP<0.25%v^t9c e}/ó kgg ^ c g e/N0 Qv{—Ql_ N: ebX{9 RMN eWú‘D§QP<×0.25% / _S^tY)ep0 7.4.10.2.3 U.g R9 lè g,g TN ^tSkg WGeàepcn0 7.4.10.3 N QsTL”LT N ^ W:vP:R8(T+V-N¤ lè g,Wú‘,bTJg Q…SN ^t^Skg g*N QsTL”LT N ^ W:vP:R8(T+V-N¤ 0 {, 36 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ 7.4.10.4 T QsTbD,Wú‘`Q 7.4.10.4.1 bTJg Q…Wú‘t N(Vúg D‘D,Wú‘`Q NSUOM N g,g N ^t^Skg yv 2018^t1g 1eó018^t12 2017^t1g 1eó017^t12g 31e g 31e Wú‘T u eHe 2015^t2 0.00 0.00 g 6e c g vWú‘ g R c g vWú‘ 11,927,394.96 4,848,690.59 g u3-NpQe`;N 0.00 7,078,704.37 g VàbR SR¨N 0.00 0.00 Q g N/SVQú`;N 4,800,000.00 0.00 gg+ c g vWú‘ 7,127,394.96 11,927,394.96 gg+ c g vWú‘ 6.1026% 9.9952% S`Wú‘;NkO lè 1. g N/SVQú`;NT+lbQúN 2. Wú‘t NbD,Wú‘u(v¤(u3)-N9c qgg,Wú‘Rf Nfv‰bgL0 7.4.10.4.2 bTJgg+ –dú‘t NNKY vQvNQsTbD,Wú‘`Q lè g,bTJgg+ SN ^t^g+ –dú‘t NNKY vQvNQsTg*bD,Wú‘ 7.4.10.5 u1QsTO{v”L[Xk>OYS_Sg N§ vR)`oe6Qe SUOM Nl ^ QC QsT g,g N ^t^Skg T y 2018^t1g 1eó018^t12g 31e 2017^t1g 1eó017^t12g 31e gg+ OY _Sg R)`oe6Qe gg+ OY _Sg R)`oe6Qe N-V”L 24,648,685.29 165,940.34 17,493,250.02 116,054.79 lè g,Wú‘”L[Xk>u1Wú‘X{NN-V”LO{ c ”LT N R)s`o0 7.4.10.6 g,Wú‘(b g Q…SN QsTb R8v`Q lè g,Wú‘,bTJg Q…g*SN QsTb R80 7.4.10.7 QvNQsT¤ Nyvf g,Wú‘,bTJg Q…eàQvNQsT¤ Ny0 7.4.11 R)mR ‘MQ lè g,Wú‘,bTJg Q…g*LR)mR ‘M 7.4.12 gg+ 2018^t12g 31e g,Wú‘ g vmAS×–PR8 7.4.12.1 Và¤-°S/XSR8Ngg+ c g vmAS×–PR8 {, 37 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ ‘SUOM Nl ^ QC 7.4.12.1.1 S×–PR8|{R+ h ep‘ R8 R8 b R SmA mAS× ¤- gg+ O0 gg+ gg+ O0P< SUOM Y lè Nx T y ¤- e –P{W N÷h< P [Xe>W(g,Wú‘bX{NN-V”L VàN ”L[Xk>vQsvOáu(–i ‘'0 g,Wú‘(N¤ b@L vN¤ WGNN-VR8v{°~{— –P#QlSN:N¤ [ùbK[b R8N¤e6Tk>yn {— –i `'_\ W(”LT N ^ W:LN¤ RMWG[ùN¤ [ùbKLOáu(O0^v[ùR8N¤Rre_ L–P6N c§R6v^”vOáu(–i g,Wú‘Wú‘t N^úzNOáu(–it mAz ùbDyOáu({I~§O0gec§R6R8S LNvOáu(–i N ecS bDR ecOáu(–i {, 39 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ N2018^t12g 31e g,Wú‘*c g N¤ `'P:R8bD2017^t12g 31e g,Wú‘ g v–d P:0 Y.LyhcnTe?{V`'‘P:NY vP:R8S`Wú‘D§QP ~[W(—^8`QN Nu3÷vY t e_ c§R6Và_ e>u3- Nj!_ ^&gevmAR¨`'–i g eHO–ú‘ g NR)v0 {, 40 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ N2018^t12g 31e g,Wú‘@bbvQhè‘P:vT ~~[R0g eWGN:NN* g NQ…NN `o SNWú‘QP<(b@g gCv)eàVú[R0g eNN `o Vàkd&—bYSsN:g*bs°vT ~ R0g s°‘A‘ 7.4.13.3.1 ‘D§T‘P:vR0gg –P g lè eà0 7.4.13.3.2 bTJg Q…g,Wú‘T D§vmAR¨`'–i g g,Wú‘Wú‘t NW(Wú‘\ N-N%h_ R8bDú‘AR¨`'–it ‰0 (ê017^t10g 1ewL){Il‰‰B[ùg, Wú‘T D§vmAR¨`'–iL{t ìzv–it èè[ùg,Wú‘~T c N–-^c h 0 mAS×–P6vbDykONS~T W(wíeQ…Ss°v~üT c h {ImAR¨`'c h Lc ~í vvmKTR g g,Wú‘DN[QlSSLvR8^ P_ Wú‘qT c g N [N ^ QlSSLvSmAhN _—…N ^ Ql SSmAhv15% g,Wú‘ u1g,Wú‘Wú‘t N{t vQhèDT c g N [N ^ QlSS LvSmAh N _—…N ^ QlSSmAhv30%([Qhc qgg Qsc epgb kOLR8b D_ e>_ Wú‘N-VvO ¤[vrykbDT N S× O–P6)0 g,Wú‘@c è R8W(R8N¤ b@N ^ QvOYNSW(”LT N ^ W:N¤ è Wú‘D§mAf eS×–P6N ê1lv`QS‰–Dè7.4.120 kdY g,Wú‘VQúV-‘D§e_ P Qe wíg D‘”[ùmAR¨`'—lB QvN –P ,N …ú‘ g vP:R8bDQlQAN÷P<0 g,Wú‘;R¨bD NmAR¨`'S×–PD§v^ P0 ~{— Y N‘ [XQúO‘I0 7.4.13.4.1.1 R)s–i^S SUOM Nl ^ QC g,gg+ 1-3N* 3N*g -1 5^tN 2018^t12g 31 1N*g NQ… 1-5^t N `o T g ^t N e D§ ”L[Xk> 24,648,685.29 - - - - - 24,648,685.29 ~{— N‘ 619,487.90 - - - - - 619,487.90 [XQúO‘ 50,962.91 - - - - - 50,962.91 N¤ `'‘D - - - - -120,252,264.23120,252,264.23 N§ ^”e6R8n {— - - - - - 467,822.81 467,822.81 k> ^”e6R)`o - - - - - 5,838.59 5,838.59 ^”e6u3-> - - - - - 1,255.03 1,255.03 QvND§ - - - - - - - D§`; 25,319,136.10 - - - -120,727,180.66146,046,316.76 P: ^”NR8n {— - - - - - 779,976.72 779,976.72 k> ^”NNk> - - - - - 74,863.51 74,863.51 ^”N{t Nb - - - - - 186,390.89 186,390.89 ‘l ^”NbX{9 - - - - - 31,065.13 31,065.13 ^”NN¤ 9( - - - - - 292,828.88 292,828.88 QvNP: - - - - - 210,013.32 210,013.32 P:`; - - - - - 1,575,138.45 1,575,138.45 R)seOa ^: 25,319,136.10 - - - -119,152,042.21144,471,178.31 S N ^t^g+ 1-3N* 3N*g -1 5^tN 2017^t12g 31 1N*g NQ… 1-5^t N `o T g ^t N e D§ ”L[Xk> 17,493,250.02 - - - - - 17,493,250.02 ~{— N‘ 477,004.64 - - - - - 477,004.64 [XQúO‘ 54,392.29 - - - - - 54,392.29 N¤ `'‘D - - 300.00 - -153,570,628.67153,570,928.67 N§ ^”e6R8n {— - - - - - 1,599,902.57 1,599,902.57 k> ^”e6R)`o - - - - - 4,207.06 4,207.06 ^”e6u3-> - - - - - 137,804.63 137,804.63 QvND§ - - - - - - - {, 43 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ D§`; 18,024,646.95 - 300.00 - -155,312,542.93173,337,489.88 P: ^”NR8n {— - - - - - 635,463.27 635,463.27 k> ^”NNk> - - - - - 2,581,359.31 2,581,359.31 ^”N{t Nb - - - - - 208,363.95 208,363.95 ‘l ^”NbX{9 - - - - - 34,727.31 34,727.31 ^”NN¤ 9( - - - - - 230,455.06 230,455.06 QvNP: - - - - - 214,503.92 214,503.92 P:`; - - - - - 3,904,872.82 3,904,872.82 R)seOa ^: 18,024,646.95 - 300.00 - -151,407,670.11169,432,617.06 S lè hN-b@y:N:g,Wú‘D§SP:v&—b÷P< ^vc qgT ~‰vR)s‘°[N÷eb R0g e[peé NNR |{0 7.4.13.4.1.2 R)s–ieOa `'R g lè N2018^t12g 31e g,Wú‘*c g N¤ `'P:R8bD2017^t12g 31e 0.000) Vàkd^ W:R) svSR¨[ùNg,Wú‘D§QPyTQvN‘P: Qv&—b÷PT~{— N‘ 25,268,173.19 17.30 8 QvNT yD§ 525,879.34 0.36 9 T 146,046,316.76 100.00 8.2 gg+ c LN R |{vhbDT 8.2.1 bTJgg+ c LN R |{vXQ…hbDT ‘SUOM Nl ^ QC S`Wú‘D§QPO ]O\ 1,772,592.70 1.23 R eS 0 OSZ1NPN 5,976,048.00 4.14 S ~üT - - T 120,252,264.23 83.24 {, 49 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ 8.2.2 bTJgg+ c LN R |{vn/bDhbDT lè g,Wú‘,bTJg Q…g*bD/h0 8.3 gg+ c QlQAN÷P 467,822.81 3 ^”e6) - 4 ^”e6R)`o 5,838.59 5 ^”e6u3-> 1,255.03 {, 57 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ 6 QvN^”e6k> - 7 _…dJ9( - 8 QvN - 9 T 525,879.34 8.12.4 gg+ c g vY Nl vSlbP:R8f ~ lè g,Wú‘,bTJgg+g* c g Y Nl vSlbP:R80 8.12.5 gg+ RMSAT hN-[XW(mAS×–PQvf lè eà0 {, 58 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ §9 Wú‘ g NOá`o 9.1 gg+ Wú‘ g Nb7epSc g N~g NSUOM N c g Nb7 b7WGc g v c g N~g ep(b7) Wú‘ g:gbD N*NbD S``;N S``;N c g N c g N kO kO 3,046 38,342.83 22,271,673.91 19.07% 94,520,586.00 80.93% 9.2 gg+ Wú‘t NvNNN TXc gg, Wú‘`Q yv c g N`;ep N S`Wú‘;NkO Wú‘t Nb@g NNN TX 6,834.01 0.0059% c gg, Wú‘ 9.3 gg+ Wú‘t NvNNN TXc gg, _ e>_ Wú‘`;‘:v`Q yv c g Wú‘`;‘ep‘: NN g,QlS~§{t NTX0 Wú‘Dx zv 0 èè#c gg, _ e>_ Wú‘ g,Wú‘ú‘t c gg, _ e>_ Wú‘ 0 {, 59 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ §10 _ e>_ Wú‘SR¨ SUOM N Wú‘T u eHe 2015^t 2g 6e Wú‘`; 2,312,980,881.15 g,bTJgg R Wú‘`; 119,331,466.42 g,bTJgg Wú‘;u3- 29,892,640.71 Q:g,bTJgg Wú‘;NN 32,431,847.22 g,bTJgg Wú‘R SR¨N NQ\ N"-"XkR - g,bTJggg+ Wú‘`; 116,792,259.91 {, 60 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ §11‘'NNcíy: 11.1 Wú‘ g NY'O Q bTJg Q…eàWú‘ g NY'O Q0 11.2 Wú‘t N0 Wú‘X{NvN èWú‘X{èèv‘'NNSR¨ bTJg Q… 2018^t8g R 8QHu bNN-V”Lg –PlSLL0 N NSR¨]ò c vQs‰Y hH0 QlTJ0 2018^t8g 20e QlSNT}gNfS‰Hu N:QlSRo`;~t gNfS‰Hu ]ò~§{t NTX R8bD_w QvNT}]òW(N-VR8bDú‘ SOO Y hH0 N NSR¨]òc vQs‰ Y hH0 QlTJ0 11.3 m‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv bTJg Q…eàm‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv0 11.4 Wú‘DVueve9S bTJg Q…Wú‘DVueg*e9S0 11.5 N:Wú‘L[vO ^ NRb@`Q bTJg Q…Wú‘*e9X:Qv[vO ^ NRb@0 g,bTJg Wú‘”e/N~fnSNl8S-Y)O ^ NRb@g –PlSvb‘l:60000QCNl ^ NRb@]òT g,Wú‘ON4^tv[g R0 11.6 {t N0 bX{NSQv~§{t NTXS×z=gb Y Z{I`Q bTJg Q…Wú‘t N0 Wú‘X{NvbX{N RèèSQv~§{t NTXg*S×v{èèz=gb Y Z0 11.7 Wú‘u(R8QlSN¤ SUQCvg Qs`Q 11.7.1 Wú‘u(R8QlSN¤ SUQCLhbDOc‘/N`Q ‘SUOM Nl ^ QC R8UFT y N¤ SUQC hN¤ ^”e/NR8UFvOc‘ Y lè ep‘ S`_Sg h S`_Sg Oc‘ b N¤‘ b N¤`;vk Oc‘ `;‘kO O ^SR8 2 176,614,803.46 16.18% 162,663.31 16.16% - mwR8 2 122,843,115.75 11.26% 112,976.27 11.23% - SN[‰R8 2 98,238,345.99 9.00% 91,490.95 9.09% - l_R8 1 97,455,393.77 8.93% 90,759.87 9.02% - VR8 1 60,477,640.44 5.54% 56,322.25 5.60% - SNlR8 2 58,403,183.77 5.35% 53,223.48 5.29% - {, 61 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ QtN R8 2 57,391,999.26 5.26% 52,302.03 5.20% - ‰… e" 2 51,329,714.75 4.70% 47,347.59 4.70% - [ QIY'R8 2 43,492,632.51 3.99% 39,776.47 3.95% - SN”kR8 1 42,477,612.10 3.89% 38,710.23 3.85% - PR8 1 40,639,640.48 3.72% 37,848.77 3.76% - ”R8 1 31,500,509.46 2.89% 29,337.79 2.92% - t^”R8 2 29,753,661.08 2.73% 27,281.06 2.71% - [‰OáR8 2 29,373,947.99 2.69% 27,356.20 2.72% - e°eR8 2 20,437,010.58 1.87% 18,883.95 1.88% - N TR8 2 19,995,124.79 1.83% 18,221.46 1.81% - N-Oá^úb 2 19,979,047.60 1.83% 18,237.75 1.81% - N eR8 3 14,052,248.36 1.29% 12,805.97 1.27% - N-”–E 3 13,778,486.88 1.26% 12,831.29 1.27% - N-bR8 1 11,564,183.88 1.06% 10,538.49 1.05% - SNR R8 1 11,028,734.76 1.01% 10,050.52 1.00% - SNR8 1 9,891,466.35 0.91% 9,014.03 0.90% - VQCR8 1 7,950,207.37 0.73% 7,403.81 0.74% - VlT [‰ 1 7,938,255.77 0.73% 7,392.78 0.73% - ‰WR8 1 7,241,626.66 0.66% 6,743.31 0.67% - `RlR8 1 5,162,653.15 0.47% 4,807.98 0.48% - l u R8 1 2,311,374.00 0.21% 2,106.36 0.21% - OáR8 1 - - - - - V‘R8 1 - - - - - VTR8 1 - - - - - N T4R8 1 - - - - - VmwR8 1 - - - - - ekcR8 1 - - - - - N S R8 1 - - - - - N-OáR8 1 - - - - - mYUFR8 1 - - - - - 11.7.2 Wú‘u(R8QlSN¤ SUQCLQvNR8bD`Q ‘SUOM Nl ^ QC R8UFT y P:R8N¤ P:R8V-¤ gCN¤ {, 62 u Qq71 u SNlgt^R e°R¨R÷ 2018^t^t^bTJ S`_Sg P: S`_Sg P:R8 S`_SggC R8V- b N¤‘ b N¤`;vk b N¤‘ b N¤‘ b N¤`;v b N¤`; 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