SNlgt^[c[c~P:R8WR8bDú‘ 2018^t^t^bTJ 2018^t12g 31e Wú‘t N SNlgt^Wú‘t g –PlS Wú‘X{N N-V^ú”Lg –PlS Qúeg 2019^t3g 27e  SNlgt^[c[c~P:R82018^t^t^bTJ §1 ‘‰y:Sv_U 1.1 ‘‰y: Wú‘t NvcNO ScNOg,bTJb@}DN [XW(ZPG°} [ü`'–H ‘'W ^v[ùQvQ…[vw [`'0 Qxn`'T[et`'bbN*R+S&vl_#0 g,^t^bTJ]ò~N R NKNN N rìzcN{~[WT a ^vu1cN{~S0 Wú‘X{NN-V^ú”Lg –PlSh9cng,Wú‘T ‰ N2019^t3g 26eY h8Ng,b TJN-v"c h 0 QP_ Wú‘`;‘:v`Q................................. 56 §10 _ e>_ Wú‘SR¨........................................................................................................................ 57 §11 ‘'NNcíy:.................................................................................................................................. 58 11.1 Wú‘ g NY'O Q....................................................................................................... 58 11.2 Wú‘t N0 Wú‘X{NvN èWú‘X{èèv‘'NNSR¨....................................... 58 11.3 m‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv........................................................... 58 11.4 Wú‘DVueve9S............................................................................................................... 58 11.5 N:Wú‘L[vO ^ NRb@`Q................................................................................... 58 11.6 {t N0 bX{NSQv~§{t NTXS×z=gb Y Z{I`Q................................................... 58 11.7 Wú‘u(R8QlSN¤ SUQCvg Qs`Q............................................................................... 58 11.8 QvN‘'NN........................................................................................................................... 60 §12 _qTbDQ{VvQvN‘‰á`o.................................................................................................... 68 12.1 bTJg Q…SUN bDc g Wú‘kO0b …0%v`Q........................................ 68 12.2 _qTbDQ{VvQvN‘‰á`o........................................................................................... 68 §13 Y geNv_U................................................................................................................................... 69 13.1 Y geNv_U........................................................................................................................... 69 13.2 [Xe>W0p.................................................................................................................................. 69 13.3 g–e_ .................................................................................................................................. 69 {, 4 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ §2 Wú‘N 2.1 Wú‘úg,`Q Wú‘ y SNlgt^[c[c~P:R8WR8bDú‘ Wú‘y SNlgt^[c[c~P:R8 Wú‘;Nx 000186 Wú‘\e_ YQ~W_ e>_ Wú‘T u eHe 2013^t11g 13e Wú‘t N SNlgt^Wú‘t g –PlS Wú‘X{N N-V^ú”Lg –PlS bTJgg+ Wú‘`; 933,135,258.47N Wú‘T [X~íg N [g 2.2 Wú‘§Tf bDh W(T t c§R6–iWúx@N BWú‘D§vg z3Pe XP< RN‰[s°…~ékúQvbD6v bDVue g,Wú‘ W([ù[‰mNp0 R)sSS 0 e6vs fò~_b` SS TSP:N;OSWúg,—b gvWúx@N ~üT (NEg {t {Vue0 g –Pg‘Mn{Vue0 ‘NX{Vue0 `o]{Vue{IN;R¨bDVue béT veg:TTyg ^úP:R8~T 0 N ~ékúQ N ^tg ”L[g [Xk>e6vs z T +1% –i6vry_ g,Wú‘^NR8bDú‘-vN–iy g e6 vTg –iN'^ W:Wú‘ ONNm÷ WWú‘ hWWú‘ 2.3 Wú‘t NTWú‘X{N yv Wú‘t N Wú‘X{N T y SNlgt^Wú‘t g –PlS N-V^ú”Lg –PlS Oá`ob—2# YT –HV u0—R N Tu5 021-38601777 010-67595096 u5[P± cs4008880001@huatai-pb.com tianqing1.zh@ccb.com [b7g Ru5 400-888-0001 010-67595096 O w 021-38601799 010-66275853 lèQW0W@ N mw^ mfN e°S:l u 199_ S N^ ‰S:‘Y'W25S÷ N mwY'N”S^W:1S÷17\B RQlW0W@ N mw^ mfN e°S:l u 199_ S N^ ‰S:ù^ SY'W1S÷ N mwY'N”S^W:1S÷17\B –bS÷i| ? x 200135 100033 l[NhN > u0Vz 2.4 Oá`ob—2_ g,Wú‘[vOá`ob—2~T y N-VR8b0 N mwR8b0 R8eb v{}ú‘t^bTJkcev{t NN’TQQ http://www.huatai-pb.com W@ Wú‘t^bTJY nW0p N mw^ mfN e°S:l u 199_ Y'N”S^W:1S÷ i|17\B 2.5 QvNvQsD {, 5 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ yv T y RQlW0W@ O ^ NRb@ fnSNl8S-Y)O ^ NRb@ ryk N-VN mw^ fS:nVnè02S÷ fnT O \UO N ^W:2^§fnSNl8S-_11i| lèQv{°g:g N mw^ mfN e°S:l u 199_ N mw SNlgt^Wú‘t g –PlS Y'N”S^W:1S÷17\B {, 6 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ §3N;‰"c h 0 Wú‘P QbDb_ S ^t^R)mR ‘M ^t^ Y lè R ~ep `; e>`; 2018 0.6060 8,177,031.89 3,403,452.80 11,580,484.69 2017 0.1100 1,248,770.12 59,674.04 1,308,444.16 2016 0.5000 63,462,376.19 1,446,541.19 64,908,917.38 T 1.2160 72,888,178.20 4,909,668.03 77,797,846.23 {, 9 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ §4 {t NbTJ 4.1 Wú‘t NSWú‘t `Q 4.1.1 Wú‘t NSQv{t Wú‘~ g,Wú‘t NN:SNlgt^Wú‘t g –PlS0 SNlgt^Wú‘t g –PlSf/~N-VvO by Q N2004^t11g 18eb zvT Dú‘t QlS lèQD,N:2NQCNl ^ 0 vRMv gb N: SNlR8g –PlS0 gt^bD –P#QlS SAIGGIC T]e°S:e°bg/N§Ng –P QlS QúDOR R+N:49%0 49%T2%0 vRMQlSe× {t SNlgt^vNN- Vm÷ WR8bDú ‘ SNlgt^‘WXTz3g,XR)P:R8WR8bDú‘ N ~R)N¤ W_ e>_ c epR8bDú‘ SNlgt^yg m÷ WR8bDú‘ SNlgt^N÷P_ c epR8bDú ‘ SNlgt^N N-\ vN¤ W_ e>_ c epR8bDú‘TWú‘ SNlgt^Oáu(XR)P:R8W R8bDú‘ SNlgt^lm300N¤ W_ e>_ c epR8bDú‘ SNlgt^lm300N¤ W_ e>_ c epR8bDú‘TWú‘ SNlgt^z3Pee6vP:R8WR8bDú‘ SNlgt^‘ X_:m÷ W R8bDú‘ SNlgt^N0v~P:P:R8WR8bDú‘ SNlgt^[c[c~P:R8WR8bDú‘ SNlgt^R e°SG~§m÷ WR8bDú‘ SNlgt^N0lGP:R8WR8bDú‘ SNlgt^‘ O pum;‘Mnm÷ WR8bDú‘ SNlgt^R e°R¨Rum;‘Mnm÷ WR8bDú‘ SNlgt^‘ qR¨pum;‘Mnm÷ WR8bDú‘ SNlgt^yg hWR8bDú‘ SNlgt^e°R)pum; ‘Mnm÷ WR8bDú‘ SNlgt^N-500N¤ W_ e>_ c epR8bDú‘ SNlgt^N-500 N¤ W_ e>_ c epR8bDú‘TWú‘ SNlgt^m9 pum;‘Mnm÷ WR8bDú‘ SN lgt^‘ fzagpum;‘Mnm÷ WR8bDú‘ SNlgt^Pe^ m;pum;‘Mnm÷ WR8bDú ‘ SNlgt^‘ ~[ùe6v{Vue[g _ e>m÷ WSw R8bDú‘ SNlgt^N¤ W'^ W: pum;‘Mnm÷ W Wú‘ SNlgt^N-VR62025pum;‘Mnm÷ WR8bDú‘ SNlgt^oR±R¨R R8bDú‘ SNlgt^|Vbpum;‘Mnm÷ WR8bDú‘ SNlgt^‘ [ùQz3Pee6v[ g _ e>m÷ WSw R8bDú‘ SNlgt^Y)m['^ W:Wú‘ SNlgt^Y {Vuepum;‘Mnm÷ T WR8bDú‘ SNlgt^wR)pum;‘Mnm÷ WR8bDú‘ SNlgt^e°~mNln/mpum;‘M nm÷ WR8bDú‘ SNlgt^ R)pum;‘Mnm÷ WR8bDú‘ SNlgt^NR)pum;‘Mnm÷ T WR8bDú‘ SNlgt^QtR)pum;‘Mnm÷ WR8bDú‘ SNlgt^N÷P<|30pum;‘Mn m÷ WR8bDú‘ SNlgt^‘ R O pum;‘Mnm÷ WR8bDú‘ SNlgt^u riS;opum; ‘Mnm÷ WR8bDú‘ SNlgt^[R)pum;‘Mnm÷ WR8bDú‘ SNlgt^‘ –? lpu {, 10 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ m;‘Mnm÷ WR8bDú‘ SNlgt^n/‘ pum;‘Mnm÷ WR8bDú‘ SNlgt^b ue e°QtN§Nm÷ WR8bDú‘ SNlgt^e°‘W0N§pum;‘Mnm÷ WR8bDú‘ SNlg t^MSCIN-VA–EN¤ W_ e>_ c epWú‘ SNlgt^VO etT |m÷ WR8bDú‘ SN lgt^S;u—Pe^m÷ WR8bDú‘ SNlgt^s°Ng RN m÷ WR8bDú‘ SNlgt^MSCI N-VA–Ec epWú‘TWú‘ SNlgt^N-~R)ONlR¨N¤ W_ e>_ c epR8bDú‘ b*ó018^t12g 31e QlSWú‘t ‰!N:980.05NQC0 4.1.2 Wú‘t b Wú‘t \ ~ SWú‘t Rt {N YT L Ng,Wú‘Wú‘t Rt g –P R8NN ^t f –P NLg yNeg n SNY'[f^”u(~mN[fxU X0 fNSNY Wú‘t g –PlSN¤ TX0 x zv TX0 Wú‘t 0 2017 ^t1g R QeSNlgt^Wú ‘t g –PlS0 2017 ^t3g ó018^t4g NSN lgt^|Vbpum;‘M nm÷ WR8bDú ‘ SNlgt^lR)pum; ‘Mnm÷ WR8bDú ‘ SNlgt^&R)pum; ‘Mnm÷ WR8bDú ‘SNlgt^R)pum; ‘Mnm÷ WR8bDú g,Wú‘ 2017^t3g 16 W* - 7^t ‘Wú‘t 0 2017 Wú‘t e ^t3g ó018^t11g N SNlgt^r1R)pum;‘Mn m÷ WR8bDú‘ Wú‘t 0 2017^t3g wSNlgt^[c[c~P: R8WR8bDú‘ SN lgt^e°R)pum;‘Mnm÷ T WR8bDú‘ SN lgt^NR)pum;‘Mnm÷ T WR8bDú‘ SN lgt^ R)pum;‘Mnm÷ T WR8bDú‘SN lgt^QtR)pum;‘Mnm÷ T WR8bDú‘Wú ‘t 0 lè R8NN vT+NIuLN SOO 0 R8NNNN TXD<{t Rl0 vvQs‰0 NLg Ty Lg c Wú‘t QlSO\QúQ[NKe0 4.2 {t N[ùbTJg Q…g,Wú‘\u‰Oá`Qvf g,bTJg Q… g,Wú‘t NN%hWV= T e4^s~c W(ON OM0 Oáu(DW(N SJ^tQús°Nff> ve6) Nl ”LW(2018^tY k!–MN[Xk>QY ‘N~c [g~v' O^” ^v‘biY'MLF(T V{IY ybKkz3[y>O D‰!X0 ^ W:e—b S×R0~mNN Lg T[g~' e?{Vvc¨R¨ R)setOSf>WN L0 QvN-10^tVP:e6 vsN^tR 4%]SóvpN Ló.2%]Só 10^tV_ P:e6vsN5%]SópN Ló.6%]Só0 N T N [XSUN:Nhvwíg '^ W:R)sN L^E^c00bp0 Qh^tgew wízR)svN L^E^… z e6vsfò~vg –P)]biY'0 Oáu(P:v–iNW(2018^tff> X OFW(P:R8^ W:etOSp r[voN N-{I~§Oáu(P:vOáu(R)]N_g b@e6z0 bTJg Q… g,Wú‘;‰D{I~§vOáu(P:TR)sP: ~c NvNEg Tg`gFl4^s W( Syh`oe6QevT eN_S_—NN vD,R)_— 4.4.2 bTJg Q…Wú‘N ~éhs° b*ó,bTJgg+g, Wú‘QPO DO z3N `bY 0 etOSWúg,—be?{V—b~T [ùNP: R8^ W:~~ígb e/d‘ Qh^tgew P:R8^ W:NQwg }vbD:O 0 N 1N"?e?{VfR y g [ù~mNXS§ N [vbX^eH^” N[ùP:R8e6vsvN LYON§ bpR¨ SN e—b Oáu(NNW(2019^t\ ~~íX Oáu(–i–2 N_SAR ‘‰ g*geg,Wú‘ W(c§R6Y}Oáu(–imAR¨`'–iRMcN ~c ^vNEg Tg`gFl4^s O S ~T ‘Mn ‰áu(–i NS}ve6v0 {, 13 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ 4.6 {t NQ…è Qsg,Wú‘v[z=h8]O\`Q 2018^t^ g,Wú‘t NW(N:Wú‘ g N lBg Y'R)vvT e Y~\ T ‰\0 –2 –iO\e>W(T y]O\v–OM0 OqgQlSQ…è§R6vetOS‰B ~~íNQ…c§g:R6v[U R _:Q…è–ic§R6N –2 xnOT yl‰{t R6^v=[ OWú‘T _—R0N%h<\eL0 QlS v[èèc qg‰vgC–Pz ^ evc§ s°W:hg0 ‘bgTNTX{Iel rìz W0_ \UWú‘\TQlS{t vT ‰'z=h8 Ss°SecQúe9ú^vwcON RèèLet e9 T e[g T cNTQlS{t \BQúQwv[z=h8bTJ0 g,bTJg Q… Wú‘t NQ…è[z=h8N;‰O\YN 1 Qh—b \UWú‘\T ‰[]O\ xnOWú‘Drìz`'0 Ql^s`'ST lT ‰ N;‰eg N%hS~R)0.14QC R)mR ‘M 1,982,782.43QC QvN-s°‘b_ Se>`;N:1,658,205.65QC QbDb_ Se>`; N:324,576.78QC N2018^t4g 19eLR ‘M k10NWú‘Qqm>S~R)0.076QC R)mR ‘M 1,099,489.29QC QvN-s°‘b_ Se>`;N:907,037.41QC QbDb_ Se>`; N:192,451.88QC N2018^t7g 11eLR ‘M k10NWú‘Qqm>S~R)0.19QC R)mR ‘M 2,405,585.42QC QvN-s°‘b_ Se>`;N:1,804,783.78QC QbDb_ Se>`; N:600,801.64QC N2018^t10g 24eLR ‘M k10NWú‘Qqm>S~R)0.20QC R)mR ‘M 6,092,627.55QC QvN-s°‘b_ Se>`;N:3,807,005.05QC QbDb_ Se>`; N:2,285,622.50QC0 4.9 {t N[ùO ^ NRb@QúQw—^ Q[bTJb@m‰vQsNyvf eà0 4.10 bTJg Q…{t N[ùg,Wú‘ g Nepb Wú‘D§QP 7.4.7.1 4,520,339.66 443,717.13 ~{— N‘ 582,883.20 226,728.86 [XQúO‘ 1,915.74 1,097.86 N¤ `'‘D§ 7.4.7.2 1,134,347,400.00 177,223,094.00 QvN- hbD - - Wú‘D - - P:R8bD 1,134,347,400.00 177,223,094.00 D§e/c R8bD - - 5‘^bD - - Mu ‘D§ 7.4.7.3 - - NpQe.‘D§ 7.4.7.4 15,035,142.55 600,000.00 ^”e6R8n {—k> - - ^”e6R)`o 7.4.7.5 11,142,400.48 1,663,021.66 ^”e6) - - ^”e6u3-> 3,392,364.27 4,166.67 ^b@_— D§ - - QvND§ 7.4.7.6 - - {, 20 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ D§`; 1,169,022,445.90 180,161,826.18 g,g g+ N ^t^g+ P:Tb@g gCv –DèS÷ 2018^t12g 31e 2017^t12g 31e P: wíg P k> - - N¤ `'‘P: - - Mu ‘P: 7.4.7.3 - - SVQúV-‘D§k> 175,999,458.00 35,909,746.13 ^”NR8n {—k> - 175,790.82 ^”NNk> 1,061,662.63 2,809.49 ^”N{t Nb‘l 255,606.25 74,127.38 ^”NbX{9 73,030.35 21,179.27 ^”N U.g R9 - - ^”NN¤ 9( 7.4.7.7 33,923.29 15,089.80 ^”N¤ 9 55,768.67 - ^”NR)`o 147,317.28 46,913.55 ^”NR)m - - ^b@_— P: - - QvNP: 7.4.7.8 212,841.83 210,000.37 P:T 177,839,608.30 36,455,656.81 {, 21 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ b@g gCv [e6Wú‘ 7.4.7.9 933,135,258.47 141,278,227.94 g*R ‘M)m 7.4.7.10 58,047,579.13 2,427,941.43 b@g gCvT 991,182,837.60 143,706,169.37 P:Tb@g gCv`; 1,169,022,445.90 180,161,826.18 lè 10 bTJb*kbe2018^t12g 31e Wú‘QP<1.0622QC Wú‘`;933,135,258.47 N0 7.2 R)mh O N;OS SNlgt^[c[c~P:R8WR8bDú‘ g,bTJg 2018^t1g 1eó018^t12g 31e SUOM Nl ^ QC g,g N ^t^Skg y v –DèS÷ 2018^t1g 1eó018 2017^t1g 1eó017 ^t12g 31e ^t12g 31e N 0 e6Qe 28,482,458.48 6,904,352.78 1.R)`oe6Qe 11,399,013.49 7,452,309.96 QvN- [Xk>R)`oe6Qe 7.4.7.11 21,043.04 48,171.23 P:R8R)`oe6Qe 11,365,589.33 7,351,964.90 D§e/c R8R)`oe6Qe - - NpQe.‘D§e6Qe 12,381.12 52,173.83 QvNR)`oe6Qe - - 2.bD6v c_Y1N - XkR 12,027,317.16 -1,983,156.52 QvN- hbD6v 7.4.7.12 - - Wú‘D6v - - P:R8bD6v 7.4.7.13 12,144,767.16 -1,984,706.52 D§e/c R8bD6v 7.4.7.13.5 - - 5‘^bD6v 7.4.7.14 - - {, 22 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ Mu ]Qwe6v 7.4.7.15 -117,450.00 1,550.00 )e6v 7.4.7.16 - - 3.QlQAN÷P 1,046,845,551.87 52,817,387.16 1,099,662,939.03 2.Wú‘Nk> -254,988,521.34 -10,973,591.01 -265,962,112.35 V0 g,g T Wú‘ g NR ‘M)mN§ vWú‘ - -11,580,484.69 -11,580,484.69 P 173,957,765.04 1,385,582.92 175,343,347.96 2.Wú‘Nk> -445,348,466.26 -987,414.39 -446,335,880.65 V0 g,g T Wú‘ g NR ‘M)mN§ vWú‘ - -1,308,444.16 -1,308,444.16 P_ [X~íg –P ‘ N [ –k!zR– S bì¤-D )`oQqR–l ^ 386,303,855.54QC N ~fnSNl8S-Y)O ^ NRb@(rykfnT O )fnSNl8S-Y)[W(2013){,728S÷DTJNN0 ~T N-Vv O Y hH 0 SNlgt^[c[c~P:R8WR8bDú‘ú‘T 0 N2013^t11g 13ekc_ u eH Wú‘ ‘ T u eHevWú‘`;N:386,431,675.29NWú‘ QvN-¤-D )`obT 127,819.75NWú ‘ g,Wú‘Wú‘t NN:SNlgt^Wú‘t g –PlS Wú‘X{NN:N-V^ú”Lg –PlS0 h9cn0 N-SNNl QqTVR8bDú‘0 T0 SNlgt^[c[c~P:R8WR8bDú‘ú‘ T 0 vg Qs‰ g,Wú‘bD VN:Qwg oY}mAR¨`'v‘]Qw S bìVQ…OlSLTN ^ v P:R80 '^ W:]Qw0 D§e/c R80 gCNSl_l‰ N-VvO QAWú‘DQvN‘ ]Qw(OF{{&T N-VvO vQs‰)0 g,Wú‘;‰DVú[e6v|{D§ S bìVP:0 N-Y.”L yhcn0 W0ee?^P:0 N-g yhcn0 ‘P:0 O N P:0 QlSP:0 wíg D80 Sl:0 R yN¤ Sl P:0 D§e/c R80 k!~§P:0 P:R8V- g –P(N ^tg NQ…v[g [Xk>0 VP:g ' T N [XSU {I0 g,Wú‘ bDh N_N vcNpQeSl:TgC OFSNSN Sl:vu3- ^vSc g Vàb D yN¤ Sl:N§ vgC0 VàN Vàc g vSl:TgC g,Wú‘”W(QvSN¤ NKew v30N*N¤ eQ…SVQú0 Wú‘bDT kON: g,Wú‘DP:R8D§vkON ONNWú‘D§ v80% kN*N¤ ee~W(bc–dP:g ' ~—4~vN¤ O‘ g,Wú‘ g vs°‘N S bì ~{— N‘ [XQúO‘ ^”e6u3->{I)b R0g eW(N ^tNQ…ve?^P:R8vbDON ONNWú ‘D§QPe6vs(z T )+1%0 g,"bhu1g,Wú‘Wú‘t NSNlgt^Wú‘t g –PlSN2019^t3g 26ebyQbQú0 7.4.2 O bhv R6Wúx@ g,Wú‘"bhc qg"?è2006^t2g 15eSNT g v0 O N O QR Wúg,Q R 00 T yQwOSO QR SvQs‰(NN T y O N O QR )0 N-VvO v0 R8b Dú‘á`ob—2BRLj!g{,3S÷<^t^bTJTSJ^t^bTJ>00 N-VR8bDú‘ SOO (NN {y N-VWú‘ SOO ) v0 R8bDú‘ h8{— Rc _ 000 SNlgt^[c[c~P:R8W {, 25 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ R8bDú‘ú‘T 0 TW("bh–Dè7.4.4b@R y:vN-VvO 0 N-VWú‘ SOO S^ vg Qs‰SQAvWú‘LN [RdO\ R60 g,"bhNc ~í~%N:Wúx@ R60 7.4.3 uO N O QR SQvNg Qs‰vXf g,Wú‘018^t^"bh{&T O N O QR v‰B w [ [etW0Sf Ng,Wú‘018^t12 g 31ev"rQNS2018^t^v~%b gTWú‘P y0 SOQúU.‘D§Sc g ó0g bD ‘D§vR |{SQNg,Wú‘ù‘D§vc g a V Tc g 0 g,Wú‘°eà‘D§ |{N:SOQúU.‘D§Sc g ó0g bD g,Wú‘RMNN¤ vvc g vP:R8bDMu ]QwR |{N:NQlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘D§ –dMu ]Qwb@N§ v‘D§W(D§P:hN-NMu ‘D§ y:Y NQlQA N÷P<‘ QvSR¨Qe_Sg c_vv‘D§W(D§P:hN-NN¤ `'‘D§ y:0 g,Wú‘ g vQvN‘D§ |{N:^”e6k>y S bì”L[Xk>0 NpQe.‘D§TQvNT |{ ^”e6k>y{I0 ^”e6k>yf/c W(m; W:N-lg bN÷ Ve6‘Vú[b Sxn[v—^Mu ‘D§ (2)‘P:vR |{ {, 26 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ ‘P:N Yxn¤eR |{N: NQlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘P:SQvN‘ P:0 g,Wú‘RMfeà‘P:R |{N:NQlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘P:0 g, Wú‘ g vQvN‘P:S bìSVQúV-‘D§k>TQvNT |{^”Nk>y{I0 7.4.4.4 ‘D§T‘P:vR Yxn¤ T ~í‘~kbxn¤ ‘D§ ‘P:Ng,Wú‘ N:‘]QwTT vN ee c QlQAN÷PN-S T+vP:R8woeb N k!–doeó-pekbvR)`o SUrìxn¤N:^”e6y v0 ^”e6k>yTQvN‘P:vvQsN¤ 9(QeR Yxn¤‘ [ùNNlQAN÷P<‘ QvSR¨Qe_Sg c_vv‘D§ c qgQlQAN÷PyTQvN‘P:‘([–E)sl NdJOYb g,LT ~í‘ ‘D§ná R gaNNKN v NN~kbxn¤ (1) e6S‘D§s°‘A‘TT gCR)~ kb (2) ‘D§]òl N g,Wú‘ ‘D§b@ggC N QàNNb@g v–ib‘ll~le e b (3) ‘D§]òl }q6g,Wú‘lg lN_lg OuY‘D§b@ggC N QàNNb@g v–ib‘l OFf/e>_ N[ù‘D§c§R60 ‘D§~kbxn¤e Qv&—b÷PyN-S T+vc }/g*R ‘M]ò[s°c_vS`Wú‘PyN-S T+vc }/g*[s°c_vS`Wú‘PyW(c gg xn¤vR)`oe6Qec [–E)sl{— [–E)slN v~l]_ vR c v~l{— 7.4.4.10 9(vxn¤T‘ g,Wú‘{t Nb‘lbX{9(9(mvg c Wú‘T ~[v9T{—elexn¤ QvN‘P:W(c gg xn¤vR)`oe/Qúc [–E)sl{— [–E)slN v~l]_ vR c v~l{— 7.4.4.11 Wú‘e6vR ‘M?{V kN Wú‘Ng T {IR ‘MC0 g,Wú‘6vNs°‘b_ R ‘M OFWú‘ g NSbés°‘ ~R)b \ s°‘R)c R ~–dCevWú‘QP<ê¨l:Wú‘LQbD gg+g* R ‘M) mN-vg*[s°è N:kcep S bìWú‘%m;R¨N§ vg*[s°c_vNSWú‘N¤ N§ vg*[s° ^sQ‘I R gg+ SOR ‘M)mv‘N:gg+g* R ‘M)mN-v]ò[s°è gg+g* R ‘M)mv g*[s°è N:ep R gg+ SOR ‘M)mv‘N:gg+g* R ‘M)m Ss]ò[s°è vbg*[s°è R T vOY ~[TJvbR ‘Mú‘6vN ~–dCeNb@g gCvlú0 7.4.4.12 R èTJ g,Wú‘Q…è~~g0 {t ‰B0 Q…èTJR6^N:Ocnxn[~%R è N~%R è:Wúx@ xn[bTJR èvb—2 èá`o0 ~%R è/c g,Wú‘… ená R gaNv~b è (1)~ b è W(e^8m;R¨N-N§ e6Qe0 Su 9( (2)g,Wú‘Wú‘t N [g N÷~b è R v~%b g NQ[T Qv‘MnD N÷QvN ~é (3)g,Wú‘ S_—~b è v"r Q0 ~%b gTs°‘A‘Ig QsO Oá`o0 YgN$N*b Y N*~%R èwg vOg R N2018 ^t1g 1ew§ vR)`oSR)`o`'(e6QeN: U. DN§T{t N%DN§Tl2017^t12 g 31eRMS_—v—^'ig ' SNbéc qg[–EpQeN÷{— U. b N2017^tg T NN*N¤f ev—^'ig '{—N÷h SUOM Nl ^ QC g,gg+ N ^t^g+ yv 2018^t12g 31e 2017^t12g 31e m;g [Xk> 4,520,339.66 443,717.13 [g [Xk> - - QvN- [Xk>g –PN*g NQ… - - [Xk>g –P-3N*g - - {, 31 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ [Xk>g –PN*g NN - - QvN[Xk> - - T 4,520,339.66 443,717.13 7.4.7.2 N¤ `'‘D§ SUOM Nl ^ QC g,gg+ yv 2018^t12g 31e b g, QlQAN÷P< QlQAN÷PR)`o 408.75 394.83 ^”e6[g [Xk>R)`o - - ^”e6QvN[Xk>R)`o - - ^”e6~{— N‘)`o - 12.87 ^”e6P:R8R)`o 11,133,042.58 1,662,854.49 ^”e6D§e/c R8R)`o - - ^”e6NpQe.R8R)`o 8,948.16 -241.08 ^”e6u3->R)`o - - ^”e6‘ ~bP [s`o - - QvN 0.99 0.55 T 11,142,400.48 1,663,021.66 7.4.7.6 QvND§ lè g,^t^NN ^t^bTJgg+ g,Wú‘*c g QvND§ 7.4.7.7 ^”NN¤ 9( SUOM Nl ^ QC g,gg+ N ^t^g+ yv 2018^t12g 31e 2017^t12g 31e N¤ b@^ W:^”NN¤ 9( - - ”L^ W:^”NN¤ 9( 33,923.29 15,089.80 T 33,923.29 15,089.80 7.4.7.8 QvNP: SUOM Nl ^ QC g,gg+ N ^t^g+ yv 2018^t12g 31e 2017^t12g 31e ^”NR8UFN¤ SUQCO‘ - - ^”NN9 2,841.83 0.37 {, 33 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ c9( 210,000.00 210,000.00 T 212,841.83 210,000.37 7.4.7.9 [e6Wú‘ ‘SUOM Nl ^ QC g,g yv 2018^t1g 1eó018^t12g 31e Wú‘ N &—b N ^t^g+ 141,278,227.94 141,278,227.94 g,g u3- 1,046,845,551.87 1,046,845,551.87 g,g N N - S÷XkR -254,988,521.34 -254,988,521.34 - Wú‘R /Nb{—RM - - Wú‘R /Nb{—SR¨N - - g,g u3- - - g,g N N - S÷XkR - - g,gg+ 933,135,258.47 933,135,258.47 lè u3-+~R)Qb0 lbQeN NT+lbQúN 7.4.7.10 g*R ‘M)m SUOM Nl ^ QC yv ]ò[s°è g*[s°è g*R ‘M)mT N ^t^g+ 2,053,560.29 374,381.14 2,427,941.43 g,g R)m 20,480,085.35 4,876,240.89 25,356,326.24 g,g Wú‘N¤ 25,698,372.09 16,145,424.06 41,843,796.15 N§ vSR¨ep QvN- Wú‘3-> 33,726,803.11 19,090,584.05 52,817,387.16 Wú‘Nk> -8,028,431.02 -2,945,159.99 -10,973,591.01 g,g ]òR ‘M)m -11,580,484.69 - -11,580,484.69 g,gg+ 36,651,533.04 21,396,046.09 58,047,579.13 7.4.7.11 [Xk>R)`oe6Qe SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12g 31e 2017^t1g 1eó017^t12g 31e m;g [Xk>R)`oe6Qe 10,140.95 37,902.29 [g [Xk>R)`oe6Qe - - QvN[Xk>R)`oe6Qe - - ~{— N‘)`oe6Qe 2,845.49 8,074.38 QvN 8,056.60 2,194.56 T 21,043.04 48,171.23 {, 34 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ 7.4.7.12 hbD6v 7.4.7.12.1 hbD6v NpSVh]N÷e6Qe lè eà0 7.4.7.13 P:R8bD6v 7.4.7.13.1 P:R8bD6vyvgb SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018 2017^t1g 1eó017 ^t12g 31e ^t12g 31e P:R8bD6v NpSVP:R8 0 P: 12,144,767.16 -1,984,706.52 lP:R8R0g QQN ]N÷e6Qe P:R8bD6v N]N÷e6Qe - - P:R8bD6v u3-N÷e6Qe - - T 12,144,767.16 -1,984,706.52 7.4.7.13.2 P:R8bD6v NpSVP:R8]N÷e6Qe SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018 2017^t1g 1eó017 ^t12g 31e ^t12g 31e SVQúP:R8 0 P:lP:R8R0g QQ 1,728,176,892.90 1,666,631,564.12 N b N¤`; Q SVQúP:R8 0 P:lP:R8R0 1,687,361,779.05 1,640,932,672.18 g QQN b g,`; Q ^”e6R)`o`; 28,670,346.69 27,683,598.46 NpSVP:R8]N÷e6Qe 12,144,767.16 -1,984,706.52 7.4.7.13.3 P:R8bD6v N]N÷e6Qe lè eà0 7.4.7.13.4 P:R8bD6v u3-N÷e6Qe lè eà0 7.4.7.13.5 D§e/c R8bD6v lè eà0 7.4.7.14 5‘^bD6v 7.4.7.14.1 5‘^bD6vyvgb lè eà0 {, 35 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ 7.4.7.14.2 5‘^bD6v NpSV5‘^]N÷e6Qe lè eà0 7.4.7.14.3 5‘^bD6v N]N÷e6Qe lè eà0 7.4.7.14.4 5‘^bD6v u3-N÷e6Qe lè eà0 7.4.7.15 Mu ]Qwe6v 7.4.7.15.1 Mu ]Qwe6v NpSVgC]N÷e6Qe lè eà0 7.4.7.15.2 Mu ]Qwe6v QvNbD6v SUOM Nl ^ QC g,g e6v‘ N ^t^Skg e6v‘ yv 2018^t1g 1eó018^t12g 31e 2017^t1g 1eó017^t12g 31e VP:g 'D6v -117,450.00 1,550.00 7.4.7.16 )e6v lè eà0 7.4.7.17 QlQAN÷PbK~í9 32,389.19 21,870.48 ”L&7g R9 37,200.00 37,400.00 Wú‘ g NY'O 9 40,000.00 - T 319,589.19 269,270.48 7.4.8 b g Ny0 D§P:heT Nyvf 7.4.8.1 b g Ny b*óD§P:he g,Wú‘veà{O\b—2b g Ny0 {, 37 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ 7.4.8.2 D§P:heT Ny g,Wú‘Wú‘t NN2019^t1g 14e[TJ2018^t^{,Vk!R ~ T b*ó019^t1g 16ekbW( g,Wú‘èQv{°NSNlgt^Wú‘t g –PlSv{°W(QvQhOSc g N c k10NWú‘m>S~ R)0.3540QC0 7.4.9 QsTQs| QsTT y N g,Wú‘Qs| SNlgt^Wú‘t g –PlS( SNlgt^ Wú‘t N0 v{°g:g0 Wú‘ U.g:g Wú‘ ) N-V^ú”Lg –PlS( N-V^ú Wú‘X{N0 Wú‘ U.g:g ”L ) SNlR8g –PlS( SNlR8 ) Wú‘t Nv 0 Wú‘ U.g:g PineBridgeInvestmentLLC Wú‘t Nv ]e°S:e°bg/N§Ng –PlS Wú‘t Nv SNlT R8g –P#QlS( SNlT Wú‘t Nv SNlR8vc§PQlS R8 ) gt^r1^úD§{t (N mw)g –PlS Wú‘t Nvc§PQlS lè N sT¤ WGW(kc^8N R VQ… N ,UFN gak>z0 7.4.10 g,bTJg SN ^t^Skg vQsTN¤ - 7.4.10.1 sTN¤ SUQCLvN¤ 7.4.10.1.1 hN¤ lè eà0 7.4.10.1.2 gCN¤ lè eà0 7.4.10.1.3 ^”e/NQsTvOc‘ lè eà0 7.4.10.2 QsTb‘l 7.4.10.2.1 Wú‘t 9 SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12g 31 2017^t1g 1eó017^t12g 31e e _Sg Su vWú‘”e/N 1,151,653.96 1,144,553.34 v{t 9 QvN- e/N U.g:gv 148,017.20 12,976.40 [b7~b¤9 lè N2018^t6g 21e e/NWú‘t NSNlgt^Wú‘{t Nb‘l RMN eWú‘D§QP<0.7% v^t9c e}/ógg ^ c g e/N0 Qv{—Ql_ N: {, 38 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ e{t Nb‘l RMN eWú‘D§QP<× 0.70%/ _S^tY)ep0 h9cnWú‘ g NY'O hQ0 QsN etSNlgt^[c[c~P:R8WR8bDú‘t 9T bX{9^vOe9Wú‘T vhH0 ê018^t6g 22ew e/NWú‘t NSNlgt^Wú‘{t Nb‘l RMN eWú‘D§QP<0.35%v^t9c e}/ógg ^ c g e/N0 Qv{—Ql _ N: e{t Nb‘l RMN eWú‘D§QP< × 0.35%/ _S^tY)ep0 7.4.10.2.2 Wú‘X{9 SUOM Nl ^ QC g,g N ^t^Skg yv 2018^t1g 1eó018^t12g 31 2017^t1g 1eó017^t12g 31e e _Sg Su vWú‘”e/N 329,044.04 327,015.26 vbX{9 lè N2018^t6g 21e e/NWú‘X{N N-V^ú”L vbX{9 RMN eWú‘D§QP<0.20%v ^t9c e}/ógg ^ c g e/N0 Qv{—Ql_ N: ebX{9 RMN eWú‘D§QP< × 0.20%/ _S^tY)ep0 h9cnWú‘ g NY'O hQ0 QsN etSNlgt^[c[c~P:R8WR8bDú‘t 9T bX{9^vOe9Wú‘T vhH0 ê018^t6g 22ew e/NWú‘X{N N-V^ú”LvbX{ 9 RMN eWú‘D§QP<0.10%v^t9c e}/ógg ^ c g e/N0 Qv{—Ql_ N: ebX{9 RMN eWú‘D§QP< × 0.10%/ _S^tY)ep0 7.4.10.2.3 U.g R9 lè g,g TN ^tSkg WGeàepcn0 7.4.10.3 N QsTL”LT N ^ W:vP:R8(T+V-N¤ lè eà0 7.4.10.4 T QsTbD,Wú‘`Q 7.4.10.4.1 bTJg Q…Wú‘t N(Vúg D‘D,Wú‘`Q NSUOM N {, 39 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ g,g N ^t^Skg yv 2018^t1g 1eó018^t12 2017^t1g 1eó017^t12g 31e g 31e Wú‘T u eHe 2013 ^t11g 13e c g vWú‘ 0.00 0.00 N g R c g vWú‘ 0.00 1,393,673.76 g u3-NpQe`;N 0.00 0.00 g VàbR SR¨N 0.00 0.00 Q g N/SVQú`;N 0.00 1,393,673.76 gg+ c g vWú‘ 0.00 0.00 gg+ c g vWú‘ 0.0000% 0.0000% S`Wú‘;NkO lè 1. g N/SVQú`;NT+lbQúN 2. Wú‘t NbD,Wú‘u(v¤(u3)-N9c qgg,Wú‘Rf Nfv‰bgL0 3. g,bTJg Q… Wú‘t Ng*bD,Wú‘ 7.4.10.4.2 bTJgg+ –dú‘t NNKY vQvNQsTbD,Wú‘`Q lè g,bTJg SN ^t^ –dú‘t NNKY vQvNQsTg*bD,Wú‘ 7.4.10.5 u1QsTO{v”L[Xk>OYS_Sg N§ vR)`oe6Qe SUOM Nl ^ QC QsT g,g N ^t^Skg T y 2018^t1g 1eó018^t12g 31e 2017^t1g 1eó017^t12g 31e gg+ OY _Sg R)`oe6Qe gg+ OY _Sg R)`oe6Qe N-V^ú” 4,520,339.66 10,140.95 443,717.13 37,902.29 L lè g,Wú‘”L[Xk>u1Wú‘X{NN-V^ú”LO{ c ”LT N R)s`o0 7.4.10.6 g,Wú‘(b g Q…SN QsTb R8v`Q ‘SUOM Nl ^ QC g,g 2018^t1g 1eó018^t12g 31e QsTT y R8Nx R8T y SLe_ Wú‘(b g Q…NpQe ep‘ SUOM `;‘ N |?°^ú N-V^ú” 011802276 18”” hc0 –- 200,000 20,000,150.00 L ‘M. SNlR80 |?°^ú N-V^ú” 101801161 18l”–TN010 hc0 –- 200,000 20,000,150.00 L ‘M. N ^t^Skg 2017^t1g 1eó017^t12g 31e QsTT y R8Nx R8T y SLe_ Wú‘(b g Q…NpQe ep‘ SUOM N `;‘ {, 40 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ N-V^ú” - - - - - L 7.4.10.7 QvNQsT¤ Nyvf eà0 7.4.11 R)mR ‘MQ ‘SUOM Nl ^ QC ^ –doe k10N s°‘b_ QbDb_ g,g R)mR ‘M S÷ gCv Wú‘ ~ Se>`; Se>`; T Y lè v{°e W:Q… W:Y ep 2018 2018 1 ^t10 - ^t10 0.2000 3,807,005.052,285,622.50 6,092,627.55 g 24e g 24e 2018 2018^t7 2 - ^t7 0.1900 1,804,783.78 600,801.64 2,405,585.42 g 11e g 11e 2018 2018^t4 3 - ^t4 0.0760 907,037.41 192,451.88 1,099,489.29 g 19e g 19e 2018 2018^t1 4 - ^t1 0.1400 1,658,205.65 324,576.78 1,982,782.43 g 17e g 17e T - - 0.6060 8,177,031.893,403,452.8011,580,484.69 7.4.12 gg+ 2018^t12g 31e g,Wú‘ g vmAS×–PR8 7.4.12.1 Và¤-°S/XSR8Ngg+ c g vmAS×–PR8 lè b*ó,bTJgg+ g,Wú‘*c g Và¤-°S/XSNgg+ c g vmAS×–Ph0 7.4.12.2 gg+ c g vfeP\rL{ImAS×–Ph lè b*ó,bTJgg+ g,Wú‘*c g feP\rL{ImAS×–Ph0 7.4.12.3 gg+ P:R8kcV-¤ N-O\N:bbvP:R8 7.4.12.3.1 ”L^ W:P:R8kcV- b*ó,bTJgg+ 2018^t12g 31ekb g,Wú‘N”L^ W:P:R8kcV-¤ _bb vSVQúV- R8k>OY147,999,458.00QC f/NYN P:R8O\N:bb ‘SUOM Nl ^ QC P:R8N P:R8T y V-0g e gg+ O0POY28,000,000.00QC b*ó019^t1g 2eR0g 0 |{N¤ ‰Bg,Wú‘le(^“vP: R8 c R8N¤ b@‰vkOb{—N:h QR8T N ONNP:R8V-¤ vOY 7.4.13 ‘]Qw–i{t 7.4.13.1 –it e?{VT~~gg g,Wú‘/N SêP:R8WWú‘ W(R8bDú‘-\^NN-I–iTy Qvg ^sWG–ig e6vN'^ W:Wú‘ ONNhWWú‘ g,Wú‘(e^8~%m;R¨N-—b4vN ‘]QwvQs v–i;‰bìOáu(–i mAR¨`'–i^ W:–i g,Wú‘Wú‘t NNN–it vN;‰ h f/N‰S\ NN –i§R6W(–Pv VNKQ… BWú‘D§vg z3PeXP<0 g,Wú‘Wú‘t N^úzv–it OS|u1 ~~0 R6^0 mAz TbTJ {IVN*e—bb 0 ~~f/c u1QlS`;~t [ü N–i§R6YTXO N:h8_ u1wc[0 –it è l_v[è b v–it g:g [f/–it OS|v\Wúx@ R6^f/c –it vQsv‰àR6^ f/[ù~ ~LSQv]O\mAz {IvQwOS‰ mAz f/–it v]O\mAz [~‰NT èèNK–i {t ]O\vQ…[Tz ^ bTJf/[ùmAz v_‰f T°_U ef/–it ]O\v‘‰ N_f/ [ù–it ]O\v`;~Tb—2 g,Wú‘Wú‘t N[ùN‘]Qwv–it elN;‰/`'R gT[‘ gvelS O0mKT y–i§ vS_Y10 N[`'R gv‰QúS R$e-–i_Y1vN%‘ ^TQús° |{ –i_Y1v‘^0 N[‘ gv‰QúS h9cng,Wú‘bDh ~T Wú‘D§b@(‘] Qwry_ y[v–i‘ c h 0 j!W e^8v‘ bTJ xn[–i_Y1v–PTv^”nOáz ^ SeS—`0[ùT y–iLvwc0 hgTO0 ^v^”Q{V \ –i§R6W(SbS×v VQ… {, 42 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ 7.4.13.2 Oáu(–i Oáu(–i/c Wú‘(N¤ N-VàN¤ [ùbKg*\eLT ~# b Wú‘@bDR8NKSLN Qús°0 b~e/NR0gg, `o{I`Q [üú‘D§c_Y1Te6vSS v–i g,Wú‘Wú‘t NW(N¤ RM[ùN¤ [ùbKvDárQLNQER vO00 g,Wú‘”L[Xk> [Xe>W(g,Wú‘bX{NN-V^ú”L VàN ”L[Xk>vQsvOáu(–i ‘'0 g,Wú‘(N¤ b@ LvN¤ WGNN-VR8v{°~{— –P#QlSN:N¤ [ùbK[b R8N¤e6Tk>yn {— –i S'_\ W(”LT N ^ W:LN¤ RMWG[ùN¤ [ùbKLOáu(O0^v[ùR8N¤Rre_ L–P R6Nc§R6v^”vOáu(–i g,Wú‘Wú‘t N^úzNOáu(–it mAz ùbDyOáu({I~§O0gec§R6R8S LNvOáu(–i N ecS bDR ecOáu(–i g,Wú‘:R8bDOáu(~§`Qc 0 N-VNl ”LOáu(~§{t c [üa ‰ [vh Q~ SlG`;0 7.4.13.2.1 c wíg Oáu(~§ y:vP:R8bD SUOM Nl ^ QC g,gg+ N ^t^g+ wíg Oáu(~§ 2018^t12g 31e 2017^t12g 31e A-1 110,102,000.00 10,030,000.00 A-1NN 0.00 0.00 g*~§ 280,623,000.00 147,280,134.00 T 390,725,000.00 157,310,134.00 lè g*~§P:R8N:VP:0 e?{V`'‘P:Swíg D80 P:R8Oáu(~§Sê,N e~§g:gv ~§ 7.4.13.2.2 c wíg Oáu(~§ y:vD§e/c R8bD lè eà0 7.4.13.2.3 c wíg Oáu(~§ y:vT N [XSUbD SUOM Nl ^ QC wíg Oáu(~§ g,gg+ N ^t^g+ {, 43 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ 2018^t12g 31e 2017^t12g 31e A-1 0.00 - A-1NN 0.00 - g*~§ 97,100,000.00 - T 97,100,000.00 - 7.4.13.2.4 c g Oáu(~§ y:vP:R8bD SUOM Nl ^ QC g,gg+ N ^t^g+ g Oáu(~§ 2018^t12g 31e 2017^t12g 31e AAA 390,021,000.00 19,872,000.00 AAANN 0.00 40,960.00 g*~§ 256,501,400.00 0.00 T 646,522,400.00 19,912,960.00 lè g*~§vP:R8S bìe?{V`'‘P:0 P:R8Oáu(~§Sê,N e~§g:gv~§ 7.4.13.2.5 c g Oáu(~§ y:vD§e/c R8bD lè eà0 7.4.13.2.6 c g Oáu(~§ y:vT N [XSUbD lè eà0 7.4.13.3 mAR¨`'–i mAR¨`'–i/c Wú‘(\eLN ‘P:g QsvNIReG0D‘í:v–i g,Wú‘mAR¨`' –i e—beêWú‘ g NS–‰BNQvc g vWú‘ SN e—beêbDy b@Y vN¤ ^ W:N m;^&gevSs°V– VàbD–-eàlW(^ W:Qús°RgplR¨v`QNN T t vN÷h ~[W(—^8`QN Nu3÷vY t e_ c§R6Và_ e>u3- Nj!_ ^&gevmAR¨`'–i g eHO–ú‘ g NR)v0 N2018^t12g 31e –dVQúV-‘D§k>OYN-g 175,999,458.00QC\ W(NN* g NQ…R0g N `o(R)`o‘ ‘')Y g,Wú‘@bbvQvN‘P:vT ~~[R0g eWGN:NN* g NQ… {, 44 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ NN `o SNWú‘QP<(b@g gCv)eàVú[R0g eNN `o Vàkd&—bY~N:g*bs° vT ~R0g s°‘A‘ 7.4.13.3.1 ‘D§T‘P:vR0gg –P g lè eà0 7.4.13.3.2 bTJg Q…g,Wú‘T D§vmAR¨`'–i g g,Wú‘Wú‘t NW(Wú‘\ N-N%h_ R8bDú‘AR¨`'–it ‰0 (ê017^t10g 1ewL){Il‰‰B[ùg, Wú‘T D§vmAR¨`'–iL{t ìzv–it èè[ùg,Wú‘~T c N–-^c h 0 mAS×–P6vbDykONS~T W(wíeQ…Ss°v~üT c h {ImAR¨`'c h Lc ~í vvmKTR g g,Wú‘DN[QlSSLvR8^ P_ Wú‘N-VvO ¤[vrykbDT N S× O–P6)0 g,Wú‘@c è R8W(R8N¤ b@N ^ QvOYNSW(”LT N ^ W:N¤ è Wú‘D§mAf eS×–P6N ê1lv`QS‰–Dè7.4.120 kdY g,Wú‘VQúV-‘D§e_ P Qe wíg D‘”[ùmAR¨`'—lB QvN –P ,N …ú‘ g vP:R8bDQlQAN÷P<0 g,Wú‘;R¨bD NmAR¨`'S×–PD§v^ P ~ - - - - - 582,883.20 582,883.20 {— Y N ‘ N¤ - 10,114,000 538,963,400 430,575,000 154,695,000 -1,134,347,400 f .00 .00 .00 .00 .00 `' ‘ D N§ Np 15,035,142.5 - - - - -15,035,142.55 Qe 5 U. ‘ D N§ ^” - - - - - 11,142,400 11,142,400.48 e6 .48 R) `o ^” - - - - - 3,392,364. 3,392,364.27 e6 27 u3 - k> [X 1,915.74 - - - - - 1,915.74 Qú O ‘ D19,557,397.9 10,114,000 538,963,400 430,575,000 154,695,000 15,117,647 1,169,022,445 N§ 5 .00 .00 .00 .00 .95 .90 `; P: SV 175,999,458. - - - - -175,999,458.0 Qú 00 0 V - ‘ D N§ k> ^” - - - - - 1,061,662. 1,061,662.63 N 63 N V {, 47 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ k> ^” - - - - - 255,606.25 255,606.25 N { t N b ‘l ^” - - - - - 73,030.35 73,030.35 N bX { 9 ^” - - - - - 33,923.29 33,923.29 N N¤ f 9 u( ^” - - - - - 147,317.28 147,317.28 N R) `o ^” - - - - - 55,768.67 55,768.67 N¤ z 9 Qv - - - - - 212,841.83 212,841.83 N P: 175,999,458. - - - - 1,840,150. 177,839,608.3 P: 00 30 0 `; R) -10,114,000 538,963,400 430,575,000 154,695,000 13,277,497 991,182,837.6 s 156,442,060. .00 .00 .00 .00 .65 0 eO 05 a ^ : S N ^t ^ g+ 201 1N*g NQ… 1-3N*g 3N*g -1^t 1-5^t 5^tNN N `o T 7 ^t1 2 g 3 1e D N§ ” 443,717.13 - - - - - 443,717.13 L [X k> {, 48 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ ~ 226,728.86 - - - - - 226,728.86 {— Y N ‘ N¤10,063,000.0 27,293,134 130,029,000 9,837,960.0 - -177,223,094.0 f 0 .00 .00 0 0 `' ‘ D N§ Np 600,000.00 - - - - - 600,000.00 Qe U. ‘ D N§ ^” - - - - - 1,663,021. 1,663,021.66 e6 66 R) `o ^” - - - - - 4,166.67 4,166.67 e6 u3 - k> Qv 1,097.86 - - - - - 1,097.86 N D N§ D11,334,543.8 27,293,134 130,029,000 9,837,960.0 - 1,667,188. 180,161,826.1 N§ 5 .00 .00 0 33 8 `; P: SV 35,909,746.1 - - - - -35,909,746.13 Qú 3 V - ‘ D N§ k> ^” - - - - - 175,790.82 175,790.82 N R8 n {— k> ^” - - - - - 2,809.49 2,809.49 N N {, 49 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ V k> ^” - - - - - 74,127.38 74,127.38 N { t N b ‘l ^” - - - - - 21,179.27 21,179.27 N bX { 9 ^” - - - - - 15,089.80 15,089.80 N N¤ f 9 u( ^” - - - - - 46,913.55 46,913.55 N R) `o Qv - - - - - 210,000.37 210,000.37 N P: 35,909,746.1 - - - - 545,910.6836,455,656.81 P: 3 `; R) -27,293,134 130,029,000 9,837,960.0 - 1,121,277. 143,706,169.3 s 24,575,202.2 .00 .00 0 65 7 eO 8 a ^ : S lè hN-b@y:N:g,Wú‘D§SP:v&—b÷P< ^vc qgT ~‰vR)s‘°[N÷eb R0g e[peé NNR |{0 7.4.13.4.1.2 R)s–ieOa `'R g PG –d W:R)sNY vQvN^ W:S‘c N S [ùD§P:heWú‘D§QP{I b R0g eW(N ^tNQ…ve?^P:R8vbDON ONNWú‘D§QPyTQvN‘P: Qv&—b÷PT~{— N‘ 5,103,222.86 0.44 8 QvNT yD§ 14,536,680.49 1.24 9 T 1,169,022,445.90 100.00 8.2 gg+ c LN R |{vhbDT 8.2.1 bTJgg+ c LN R |{vXQ…hbDT lè g,Wú‘,bTJgg+g* c g h0 8.2.2 bTJgg+ c LN R |{vn/bDhbDT lè g,Wú‘,bTJgg+g* c g n/bDh0 8.3 gg+ c QlQAN÷P - 3 ^”e6) - 4 ^”e6R)`o 11,142,400.48 5 ^”e6u3-> 3,392,364.27 6 QvN^”e6k> - 7 _…dJ9( - 8 QvN - 9 T 14,536,680.49 8.11.4 gg+ c g vY Nl vSlbP:R8f ~ lè g,Wú‘,bTJgg+g* c g SlbP:R80 8.11.5 gg+ RMSAT hN-[XW(mAS×–PQvf lè g,Wú‘,bTJgg+ RMSAT hN-N [XW(mAS×–PQ0 {, 56 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ §9 Wú‘ g NOá`o 9.1 gg+ Wú‘ g Nb7epSc g N~g NSUOM N c g Nb7 b7WGc g v c g N~g ep(b7) Wú‘ g:gbD N*NbD S``;N S``;N c g N c g N kO kO 22,326 41,795.90 415,404,914.20 44.52% 517,730,344.27 55.48% 9.2 gg+ Wú‘t NvNNN TXc gg, Wú‘`Q yv c g N`;ep N S`Wú‘;NkO Wú‘t Nb@g NNN TX 323,079.94 0.0346% c gg, Wú‘ 9.3 gg+ Wú‘t NvNNN TXc gg, _ e>_ Wú‘`;‘:v`Q yv c g Wú‘`;‘ep‘: NN g,QlS~§{t NTX0 Wú‘Dx zv 0 èè#c gg, _ e>_ Wú‘ g,Wú‘ú‘t c gg, _ e>_ Wú‘ 0 {, 57 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ §10 _ e>_ Wú‘SR¨ SUOM N Wú‘T u eHe 2013^t 11g 13e Wú‘`; 386,431,675.29 g,bTJgg R Wú‘`; 141,278,227.94 g,bTJgg Wú‘;u3- 1,046,845,551.87 Q:g,bTJgg Wú‘;NN 254,988,521.34 g,bTJgg Wú‘R SR¨N NQ\ N"-"XkR - g,bTJggg+ Wú‘`; 933,135,258.47 {, 58 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ §11‘'NNcíy: 11.1 Wú‘ g NY'O Q ê018^t5g 22ewó018^t6g 21eg,Wú‘e_ Sì_ NWú‘ g NY'O O [0 QsN etSNlgt^[c[c~P:R8WR8bDú‘t 9TbX{9^vOe9Wú‘ T vhH0 Q…[S bì–MNg,Wú‘{t 9TbX{9 g,k!Wú‘ g NY'O QNy ê018^t6g 22ew eH0 11.2 Wú‘t N0 Wú‘X{NvN èWú‘X{èèv‘'NNSR¨ 2018^t8g 20e QlSNT}gNfS‰Hu N:QlSRo`;~t gNfS‰Hu ]ò~§{t NTX R8bD_w QvNT}]òW(N-VR8bDú‘ SOO Y hH0 N NSR¨]òc vQs‰ Y hH0 QlTJ0 Wú‘X{NvN èWú‘X{èèeà‘'NNSR¨ 11.3 m‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv bTJg Q…eàm‰SWú‘t N0 Wú‘"§ Wú‘X{N Rv0 11.4 Wú‘DVueve9S bTJg Q…Wú‘DVueg*e9S0 11.5 N:Wú‘L[vO ^ NRb@`Q bTJg Q…Wú‘*e9X:Qv[vO ^ NRb@0 g,bTJg Wú‘”e/N~fnSNl8S-Y)O ^ NRb@ rykfnT O vb‘l:60,000.00QCNl ^ NRb@]òT g,Wú‘ON5^tv[ g R0 11.6 {t N0 bX{NSQv~§{t NTXS×z=gb Y Z{I`Q bTJg Q…Wú‘t N0 Wú‘X{NvbX{N RèèSQv~§{t NTXg*S×v{èèz=gb Y Z0 11.7 Wú‘u(R8QlSN¤ SUQCvg Qs`Q 11.7.1 Wú‘u(R8QlSN¤ SUQCLhbDOc‘/N`Q ‘SUOM Nl ^ QC R8UFT y N¤ SUQC hN¤ ^”e/NR8UFvOc‘ Y lè ep‘ S`_Sg h S`_Sg Oc‘ b N¤‘ b N¤`;vk Oc‘ `;‘kO O mYUFR8 1 - - - - - N-Oá^úb 1 - - - - - Y)R8 2 - - - - - SNlR8 3 - - - - - {, 59 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ [OáR8 2 - - - - - mwR8 1 - - - - - SWNR8 1 - - - - - l u R8 2 - - - - - ‰… e" 1 - - - - - lè 10 béNt R8NpSVvR8~%g:gvh Q QlS^”bé"rQoY} ~%LN:‰ QwY x zv[RvR8QlSSNN x zvg:g T Qvb QvT O\R8UFyu(Wú‘ u(N¤ ^-OM0 QlSbé vcON¤ SUQCvR8UF^”_Sná R Wúg,gaN 1 Qwg v^”vN R~%D< 2 Oá°_Uo Y} g $^teà‘'‰LN: g*S×v{g:g‘'Y Z 3 D‘ Oá‰oY}0 Q…è t ‰ 0 N%h< QwY PeQhvQ…c§R6^ ^vá,Wú‘\^O[v‰B 4 QwY Wú‘\ b@—veH0 [‰QhvgaN N¤ e{&T Nt Wú‘LR8N¤ v—‰^v:Wú‘OQh —bOá`og R 5 QwY x zv[R g Vú[vx zvg:gTN èx zvNTX eQh—b0N:Wú‘ O[‰mN0 LN `Q0 ^ W:p 0 hR gvx zvbTJSThR0vOá`og R ^v9cnWú‘D vry[‰B cON x zvbTJ0 20 béNt R8NpSVvR8~%g:gvz ^Wú‘t Nh9cn NN h QL[T xn[R8~%g:gvbé0 Wú‘t NN bévR8~%g:g{~N¤ SU QCyu(SOTR8x zvg RSO0 11.7.2 Wú‘u(R8QlSN¤ SUQCLQvNR8bD`Q ‘SUOM Nl ^ QC R8UFT y P:R8N¤ P:R8V-¤ gCN¤ S`_Sg P: S`_Sg P:R8 S`_SggC R8V- b N¤‘ b N¤`;vk b N¤‘ b N¤‘ b N¤`;v b N¤`; O kO vkO mYUFR8 15,040,500.00 12.34% 49,000,000.00 12.23% - - N-Oá^úb 56,441,628.80 46.29% 318,000,000.00 79.34% - - Y)R8 4,007,300.00 3.29% - - - - SNlR8 37,342,088.95 30.63% 200,000.00 0.05% - - [OáR8 - - - - - - mwR8 2,008,800.00 1.65% 2,500,000.00 0.62% - - SWNR8 - - - - - - l u R8 - - - - - - ‰… e" 7,085,817.07 5.81% 31,100,000.00 7.76% - - [ {, 60 u Qq72 u  SNlgt^[c[c~P:R82018^t^t^bTJ 11.8 QvN‘'NN ^S÷ QlTJNy l[b—2_ l[b—2g SNlgt^Wú‘ g g P\rLR8 N-VR8b0 N mw 1 O0PW0p N mw^ mfN e°S:l u 199_ Y'N”S^W:1S÷i|17\B 13.3 g–e_ NpY bDSW(%N eQM9– N_Sc ]g,9- SpN0 bD[ùg,bTJYg u‘ S T¨Wú‘t NSNlgt^Wú‘t g –PlS0 [b7g Rpí~ 400-888-0001 QM9 021- 3878 4638 QlSQW@ www.huatai-pb.com SNlgt^Wú‘t g –PlS 2019^t3g 27e {, 68 u Qq72 u